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- Syllabus |
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Historical Overview | ||||
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Marxist Historical Analysis | ||||
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Weber's Historical Analysis | ||||
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Hunter Gatherer Societies | ||||
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Gender in Hunter Gatherer Societies | ||||
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Marx & Engels on Tribal Society | ||||
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The Pre Empire Era | ||||
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Marx & Engels on the Asiatic Mode of Production | ||||
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Weber on the Asiatic Era | ||||
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The Early-Empire Era | ||||
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The Roman Empire | ||||
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Marx & Engels on Ancient Society | ||||
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Weber on Ancient Slave Society | ||||
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The Middle Ages: Feudal Society | ||||
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Marx & Engels on Feudal Society | ||||
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Weber on Feudal Society | ||||
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The Early Industrial Age | ||||
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Marx & Engels on Early Capitalism | ||||
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The Putting Out System | ||||
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Weber on Early Capitalism | ||||
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The Industrial Age | ||||
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The Age of Global Capitalism | ||||
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Post Industrial Society | ||||
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Socialist Society | ||||
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Communist Society |
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Marx & Engels embrace the Enlightenment principle of social evolution |
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See Also: The Enlightenment | ||||
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Marx & Engels were influenced by the social evolutionists |
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For Marx, change in the form of social evolution is natural, directional, immanent, continuous, & derived from uniform causes | |||||
Marx recognized many external factor such as climate, geography, physical conditions, etc. as important is the development of society forms | |||||
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Marx & Engels examine the stages of ownership through tribal, ancient, feudal, & capitalist societal development |
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But an analysis Marx & Engels' view of the development of the four modes of production demonstrates that they are not strict social evolutionists |
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Marx & Engels viewed social evolution as occurring through societies of the Tribal, Asiatic, Ancient, Feudal, Capitalist, Socialist, & Communist stages | |||||
For Marx & Engels, the Tribal Society was characterized by primitive communalism & social equality | |||||
For Marx & Engels, the Asiatic System is a socio political economic system characterized by an agricultural system enhanced by a centralized irrigation system controlled by the elite, & held in common by the people, who may have privately owned plots of land or communal land | |||||
Marx & Engels saw two major lines of social development, one in the East & one in the West | |||||
For Marx & Engels, Ancient Society was characterized by a break down which resulted from internal contradictions & the specific retinue lifestyle of Europeans | |||||
For Marx & Engels, Feudal Society was characterized by the birth of a limited market economy, technology & the effects of warfare, which eventually resulted into its transformation into capitalism | |||||
For Marx & Engels, Capitalist Society was characterized by wage labor & a market which would inevitably concentrate wealth into the hands of a few, the bourgeoisie, enmiserating the workers, the proletariat | |||||
For Marx & Engels, Socialist Society as characterized by the development of a classless social system, which can only occur after the proletarian revolution, with worker control of the economy, but yet has the continued existence of many remnants of the old systems | |||||
For Marx & Engels, Communist Society as characterized by the development of a classless social system, which can only occur after the proletarian revolution, with worker control of the economy, but now has the no remnants of the old systems "From each according to their ability, to each according to their needs." | |||||
For Marx, change in the form of social evolution is derived from uniform causes related to the development of modes of production | |||||
For Marx, history is written by the victors | |||||
For Marx, the popular view is that history is written by intellectuals, who are those who are “outside of history" because they are objective, neutral etc. | |||||
However, for Marx, history is a socio-political ideology that can never totally reflect "the truth" |
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Weber discusses 4 major stages of history, in some depth, including
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a. early "Asiatic" era b. ancient slave era c. middle ages d. early Western capitalist era For Weber, the development of histl stages is based on economic, cultural, & other factors |
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To understand history, Weber adds the analysis of cultural effects to the analysis of economic effects |
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The Hunter Gatherer & Pre Empire Stages |
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Weber says very little about the H-G & Pre Emp eras except that they are characterized by primitive communalism |
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The Asiatic Era, a.k.a. the Early Empire Era 3000 BC - 200 BC |
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Weber sees two major lines of development; one in the East & one in the West |
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The Asiatic system was stable until invaded by the West |
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The Ancient Slave Society, a.k.a. the Roman Era 200 BC - 500 AD | |||||
The ancient slave system broke down as a result of end of slave/conquest economy & in response to the retinue lifestyle of Europe |
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Feudal Society, a.k.a. the Middle Ages 500 - 1300 | |||||
In feudal society, the retinue system transformed the latifundia into manors, slaves to serfs, & there was the development of a self sufficient barter economy |
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Capitalism, a.k.a. the Early Industrial Era 1300 - 1700 | |||||
The birth of a limited market economy, technology & the effects of warfare transformed feudalism into capitalism |
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Capitalism developed out of the feudalistic breakdown & the development of the Protestant ideology | |||||
The Industrial Age & beyond 1700 - |
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Like Marx, Weber says little about the future |
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Weber does not predict socialism, instead he sees the continuing oppressive rationalization of the economy |
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Thus, Weber has rather accurately predicted the situation as it exists today |
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- Project: Patriarchy, Matriarchy, & Equality in H-G Society & Today |
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THERE WAS A VERY HIGH LEVEL OF GENDER DIFFERENTIATION, BUT LITTLE GENDER DISCRIMINATION / PATRIARCHY | |||
During the Hunter Gatherer Era, humanity lived in 100's of thousands of mostly isolated tribes | |||
Hunter Gatherer Societies, aka primitive communalism, have the major feature of | |||
Living by hunting & gathering
Only minimal agriculture, which developed at the end of this era Semi nomadism No accumulation of wealth Status achievement in "traditional" roles |
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Most roles in Hunter Gatherer Society are ascribed, though increased status often served as a reward for achievement | |||
There was gender based division of labor in Hunter Gatherer Society | |||
In H-G society women & men had different, but essentially equal roles | |||
The major female roles in H-G Society include gatherer, herder, mother, sometimes leader (matrilineal), homemaker, medicine woman / religious leader (shaman, etc.), home defense | |||
WOMEN RAISED BABIES TO GIRLS & BOYS, & GIRLS TO WOMEN, BUT MEN RAISED BOYS TO MEN | |||
Many tribes used a matrilineal methods of tracing descent | |||
The major male roles in H-G society include hunter, sometimes leader, explorer, warrior, medicine man / religious leader (shaman, etc.), home defense | |||
Men raised boys to men | |||
Women brought in 70 % of the food, but the 30 % that men brought in by hunting was critical | |||
Men & women had equal status, power & privileges in Hunter Gatherer Society & because 99 % of human existence has occurred in Hunter Gatherer Society, therefore patriarchy, sexism, men controlling women IS NOT "natural" | |||
The roles of leader, doctor, shaman, defender are all male roles today, but they were definitely filled by both genders in Hunter Gatherer Society |
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For Marx, the tribal period is known as primitive communalism | |||
The tribal period is the only period characterized by equality, according to Marx | |||
Marx, following Morgan, realized that hunter gatherer society was egalitarian because they had no surplus, but did have "status wealth" | |||
- Modern Anthropologists believe that hunter gatherer society was relatively egalitarian | |||
- Because there was no surplus, there was no inequality except based on status which was related to achievement in recognized roles | |||
- In general, "status wealth" could not be accumulated beyond 1 lifetime | |||
The first form of ownership was tribal ownership | |||
- Marx believed that in tribal society, men owned the family as he would own a slave | |||
- Marx believed that in tribal society, most things, social & physical, were owned in common | |||
- Marx believed that in tribal society, there was little surplus | |||
In Tribal Society, there was a high level of social cooperation among producers | |||
Forces of production were cooperatively oriented & not competitively oriented as they are today | |||
The cooperation of the producers was necessary, not voluntary, just as competition today is necessary & not voluntary | |||
Technical knowledge was generally shared w/in a tribe, but not btwn tribes | |||
While we often think of hunter - gatherer society as living in harmony w/ nature, as technology developed, humankind fomented many ecological disasters | |||
Inequality appeared at the end of the tribal society era as it crosses into what we call "civilization" | |||
Thus, high levels of inequality, injustice, enslavement, etc. did not exist until until later in history | |||
The middle class did not appear until there was the rise of the modern democracies | |||
Tribal Society transformed into agricultural & conquest economies ruled by city states | |||
Marx's next era is the Asiatic Period aka the Early Empire Era 3K BC - 200 BC |
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- Video: The Rise of Man: Sapiens & the Beginning of Agriculture 3:52 |
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The Pre Empire Era runs from approximately 10 K BC to 3 K BC | |||||
During the Pre Empire Era FOUR milestones were crossed for humanity
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a. the 1st development of agriculture b. agriculture becomes widespread c. the beginning of "civilization" d. the 1st permanent villages |
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The Pre Empire Era includes what is commonly known as the New or Early Stone Age c. 9 K - 7 K BC aka the Proto Neolithic Era | |||||
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The Chart on the Characteristics of the Pre Empire Stratification System shows that the pre empire era had a high level of inequality | ||||
During the Pre Empire Era, inequality/stratification begins as humanity develops the capacity to produce a surplus | |||||
The transition from H-G society to pre empire "civilization" is characterized by the scattered development of ag of the late H-G Era to where Pre Empire Society had widespread agriculture | |||||
Pre Empire Society was based on agriculture | |||||
With the transition to agriculture, we see "mini systems" develop in the hearth areas | |||||
Mini systems develop w/ FIVE common traits
a. a single cultural base b. a single social economy c. are essentially self sufficient d. much trade w/in their system e. even some trade outside their system, i.e. w/ neighboring mini systems |
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Hearth areas are settings where new practices develop, & then spread to other areas | |||||
In terms of the World Systems Theory, hearth areas may be thought of as "proto cores" areas | |||||
There are SIX major hearth areas
1. Africa: Nile River & south, & along Mediterranean on the African north coast 2. Middle East: Fertile Crescent: Iran & Iraq, Jordan & Israel, Turkey 3. Indian Subcontinent: Indus & Ganges Rivers 4. South Asia: Assam, Bangladesh, Burma, India 5. China: along the coast & major rivers: Huang & Yangtze Rivers River 6. Americas: Central & So America (Andes Mtns) |
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From a historical perspective, the major hearth areas developed relatively simultaneously | |||||
The rudiments of civilization developed in all the hearth areas w/in a few thousand years, & following that, fundamental advancements in civilization (i.e. the dev of irrigation, techniques of ag, construction, engineering, smelting, etc.) occurred relatively simultaneously in a historical sense, but over relatively long periods from a human perspective | |||||
Agriculture in the Pre Empire Era was based on widespread domestication of plants & animals | |||||
Agriculture has gone through FOUR "revolutions" or major stages | |||||
The first agricultural revolution occurs as societies domesticated plants & animals | |||||
Marx holds that during the pre empire era, the "exploitation of man by man" first developed | |||||
During the pre empire era, the "exploitation of the Earth by man" first developed | |||||
While environmental degradation & species extinctions at the hands of hunters had begun in H-G Era, the hearth areas sometimes experienced environmental collapse as a result of ag practices | |||||
The replacement of a hunting & gathering form of economy w/ an agricultural economy resulted in people being able to produce surpluses | |||||
In H-G Society, no surplus was produced, therefore no one could exploit another by taking their surplus | |||||
The fact that a person could produce more than they could consume allowed others to "exploit" them, i.e. take their surplus or "enslave" them, i.e. make them create a surplus for another | |||||
During the Pre Empire Era, people gain wealth by creating it themselves or taking it from others | |||||
Thus as humanities' ability to create a surplus appeared, so too did the ability to exploit, enslave, etc. another, heralding the end of relative equality in human relations | |||||
But the social relationships surrounding any form of exploitation are different in each era |
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During the Pre Empire Era, patriarchal gender relations first developed | |||||
See also: Morgan: The Origin of Patriarchy | |||||
See also: Marx & Engels: Origin of the Family, Private Property & the State, "The Historic Defeat of Women" | |||||
During the pre empire era, slavery first developed but was not based on race as it is in the modern era | |||||
The next era is the Early Empire Era which runs 3 K BC to 200 BC |
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The Asiatic mode of production is a socio political economic system characterized by an agricultural system enhanced by a centralized irrigation system controlled by the elite, & held in common by the people, who may have privately owned plots of land or communal land | |||
Asiatic mode of production occurred in China, India, the Mid-East, Egypt, & Central & So. America | |||
Many social theorists have examined the Early Empire Era & the Asiatic mode of production | |||
See Also: The Early Empire Era | |||
Adam Smith had already noted influence of centralized irrigation tech on econ systems, esp in Egypt, China, & India | |||
James Mill & JS Mill agreed w/ Smith that the centralization of the irrigation system in Egypt, China, & India has a major influence on these societies | |||
Montesquieu called the centralized irrigation systems of the Early Empire Era Asiatic despotism | |||
Montesquieu noted that all the groups in society, other than the elites, were so weak that organized resistance to the despot was impossible | |||
Weber examined the cultures of the East & the West & noted the lack of value for Earthly material goods in many Eastern religions | |||
Marx saw two major lines of development, the Asiatic mode of production in the East & the continuous change resulting in the evolution of capitalism in the West | |||
The Asiatic System & the Mode of Production: | |||
The Asiatic mode based on centralized irrigation | |||
Marx & Engels' examination of the Asiatic mode of production was very significant for their theory because their entire economic analysis began in 1853 as a result of British imperialism in Asia, especially China | |||
Marx & Engels noted that in China & other eastern regions there was an absence of private property in land, & they asked how this came about | |||
Marx & Engels recognized that in Egypt, China, et al, irrigation is necessary for agriculture due to the climate | |||
Marx & Engels recognized that in Egypt, China, et al, a single war could destroy the system & thereby depopulate a country for centuries | |||
There is little evidence that feudalism was any more productive than the Asiatic System | |||
The Asiatic System & Stability: | |||
The Asiatic period was extremely stable | |||
The Asiatic period was stable until invaded by West | |||
The Asiatic mode was extremely stable because: | |||
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- irrigation was under the control of the govt |
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- the empire was divided into villages, none of which had much power |
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- each village & region was self sufficient & so did not interact w/ others |
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- power was centralized both politically through a theological monarchy & economically through the landlord, irrigation master |
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A major theoretical implication of the Asiatic System is that the stability of Asiatic System from prehistoric times until the 19th Century, when the west invaded, seems to refute Marx's assertion in the Preface to Contribution to a Critique of the Political Economy, 1859, that productive forces are always changing | |||
So why did Mx raise the question of the Asiatic mode of production? | |||
By showing how all factors come together to produce stability, Marx can show how factors can come together to create inevitable, "necessary" change | |||
Marx's analysis of the Asiatic system demonstrates that he is not a strict determinist | |||
By examining the mode production under capitalism, Marx demonstrated the inevitability of change under those historical conditions | |||
Thus there is no unilinear, inevitable development of productive forces, though it seems that the engine of competition does necessitate it today | |||
One must examine particular econ conditions, particular hist factors, particular climactic factors, etc. for necessary contradictions | |||
Given a set of factors, change or stability may be inevitable | |||
The Asiatic System & War: | |||
There was little war during the tribal era because there was no surplus property to plunder | |||
There was little war during the tribal era because even enslaving another brought little benefit because people generally produced only enough for subsistence living | |||
As the Asiatic & the ancient societal forms developed, surplus product was produced, making it advantageous for one group to plunder another | |||
Marx & Engels recognize that war was one of humanities earliest occupations, which developed as 'history' & surplus product developed | |||
In war, as people are conquered with land and human accessories (homes and tools), so arises slavery and serfdom | |||
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The Asiatic mode collapsed only by invasion |
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It was only w/ British rule that Asiatic mode was undermined in China |
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The British, unlike previous conquerors, did not maintain the irrigation system, causing a decline in agriculture |
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In the East, power was based on warfare, politics, etc., all of which were "non basic" in relation to an economic base | |||
So China, India, Egypt were beset by centuries of warlords vying for power | |||
The Asiatic System & Private Property: | |||
Marx & Engels viewed the Asiatic mode of production as propertyless feudalism | |||
The Asiatic system did not allow for the development of private property, & thus feudalism was not possible in the East | |||
Thus, there were no large economic bases of power in the East | |||
While the first form of ownership was tribal, as the Asiatic & ancient societal forms developed, so did other forms of private property | |||
During the Asiatic period, some form of private property develops | |||
In the Asiatic era, the ancient era, & following eras, man owned the family as he would own a slave | |||
In the Asiatic & ancient eras, while the man owned the family as a slave, many other things were still owned in common | |||
It is in the eras after the ancient era when private property becomes the norm, beyond the family, for more men | |||
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See Also: Economic & Cultural Determinism | ||
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Socio Historic Overview | ||
An Overview of Marxist History | |||
For Marx & Engels, the Tribal Society was characterized by primitive communalism & social equality | |||
For Marx & Engels, the Asiatic System is a socio political economic system characterized by an agricultural system enhanced by a centralized irrigation system controlled by the elite, & held in common by the people, who may have privately owned plots of land or communal land | |||
- The Early Empire Era | |||
- Gender in the EEE | |||
- Race in the EEE | |||
For Marx & Engels, Ancient Society was characterized by a break down which resulted from internal contradictions & the specific retinue lifestyle of Europeans | |||
For Marx & Engels, Feudal Society was characterized by the birth of a limited market economy, technology & the effects of warfare, which eventually resulted into its transformation into capitalism | |||
For Marx & Engels, Capitalist Society was characterized by wage labor & a market which would inevitably concentrate wealth into the hands of a few, the bourgeoisie, emmiserating the workers, the proletariat | |||
For Marx & Engels, Socialist Society as characterized by the development of a classless social system, which can only occur after the proletarian revolution, with worker control of the economy, but yet has the continued existence of many remnants of the old systems | |||
For Marx & Engels, Communist Society as characterized by the development of a classless social system, which can only occur after the proletarian revolution, with worker control of the economy, but now has the no remnants of the old systems "From each according to their ability, to each according to their needs." |
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Summary: For Weber, the end of primitive communalism came at different times in different locations & developed into Asiatic System, Ancient Slave Society & finally W Capitalism. The Asiatic & Ancient Slave Society based on agriculture. Religious beliefs affects or determines the Asiatic economic system. The Greek system advanced because of class struggle. The Asiatic system was very stable because of many factors including centralized irrigation, bureaucracy, etc. | |||||
Synonyms for this era include:
- Early Empire Era - Asiatic System - Oriental Despotism |
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The Era of the Asiatic System saw the end of Primitive Communalism |
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Primitive communalism was leftover from the pre empire ( 10 k - 3k BC ) & hunter gatherer societies ( 1.5 mm BP - 10k BC ), but still exists today in some native tribes |
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Weber believes there was almost no primitive communalism left by end of antiquity period ( 400, fall of Roman Empire ), & he was correct for Europe |
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Even the Russian Mir, which looks very communal, forced people to return to help pay taxes, making it closer to feudalism than to communalism |
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In all of this, Weber's goal was to explain why capitalism didn't develop out of these economic systems of antiquity & why manufacturing did not expand |
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Communalism in early ancient society |
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Weber explored the nature & extent of communalism in the earliest stages of ancient society |
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Greeks & Romans were different from communalism in ancient society in that a family's land was removed from commons when they were raised to monarchical status |
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In time, the commons were eliminated as aristocrats took private ownership |
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In Germany access to land was distributed equally, when cattle, slaves, & other goods became early private property |
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Agrarian Societies of Ancient Civilizations |
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Ancient agricultural society existed at little more than the subsistence level |
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Individual farmers had little power |
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Weber examines this era to determine origin of later medieval & modern economic system, i.e., capitalism |
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Religious beliefs affected / determined the economic systems |
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Religion is an institution that may have considerable economic importance in some historical circumstances | |||||
The Torah [Pentateuch] maintained ancient freedom based on equality | |||||
For Weber, the 10 Commandments & Mosaic law protected free people from social stratification in wealth & power | |||||
Keeping the Sabbath was extended to laborers, slaves, & cattle | |||||
Greek history advanced because of class struggle | |||||
In Greece, the growth of sea trade led to crisis because of the: | |||||
a. accumulation of wealth in money & land | |||||
b. increasing indebtedness of the peasantry | |||||
This wealth created inequality, the new rich (commercial traders), poor free men without property, impoverished aristocrats (propertied) | |||||
Frequently rich traders formed alliances w/ poor free men against aristocrats | |||||
Much of ancient Greek history can be understood as a class struggle of old aristocrats trying to stay in power, opposed by some other class | |||||
The Asiatic mode of production | |||||
Weber's fruitful elaboration of Marx's concept | |||||
Weber: Marx is correct to see stability of this system as based upon a system of fixed payments in kind, instead of production for the market | |||||
Centralized irrigation systems gave great power to monarchy | |||||
Weber, rounds out Marx's analysis by looking at the supporting institutions of religion | |||||
Wars were fought to obtain slaves to dig canals | |||||
Qualities of Oriental despotism
- every individual has a position in the system - individuals are essentially unfree, though not strictly a slave - centralized irrigation - forced labor - highly repressive - centralized bureaucracy - taxation was high - absolute leaders over retinue, army, bureaucracy - Divine status: divinity is not mysterious when one considers the absolute power wielded by these leaders |
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Note that status of divinity was also conferred upon ancient Roman Leaders & Feudal Kings & Queens | |||||
Bureaucracy created the separation of administration from ownership | |||||
Bureaucracy allowed administrators to be separated from what they controlled | |||||
Under feudalism, Prince granted land to nobles who paid their own costs & thus had autonomy | |||||
Structure of cities, military & irrigation also impacted social development | |||||
There were no cities developed in the East since the army was older than the city | |||||
Military: | |||||
West: principle of self equipment | |||||
East: supply of army controlled by the ruler | |||||
Irrigation was the heart of all this centralization |
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During the previous early of the Era of the Early Empires ( 3 K BC to 200 BC ) many mini systems developed | ||
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During the Era of the Roman Empire ( 200 BC to 500 AD ), the stratification system changed little from the previous, Early Empire Era |
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The Roman Empire dominated only the Mediterranean mini systems but did not affect five other mini systems in development in different regions | |||
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Mini systems that were outside of the influence of the Roman Empire
include:
a. the mid east Fertile Crescent (except for Mediterranean states) b. most of Africa c. south Asia d. China e. America |
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During the Roman Era, many regions developed dominate mini systems of their own | |||
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The Chart on the Characteristics of the Stratification System of the Roman Empire shows that Roman society was a two level system of Classes (Upper, Middle, Lower) and Slaves which exhibited high & medium inequality, respectively | ||
There were FIVE major classes in the Roman Empire Core:
a. the ruling elite b. the common people c. the military d. merchants & intellectuals e. slaves |
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a. The ruling elite of the Roman Empire made up less than 5 % of the population | |||
The Roman Empire began w/ a limited democratic system similar to that of the Greeks | |||
Upper Class males became Senators & had a voice in the govt | |||
Circa 59 BC, Julius Caesar was voted dictator for life | |||
Because the Roman economy was dependent on environmentally degrading methods of agriculture, the Roman Empire had a continual need for new soil & therefore pursued & was dependent on the conquest for land & slaves | |||
The stratification of the Roman system had a low level of openness | |||
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A person could advance their class & status position: |
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- through a career in the military, as was seen in some men advancing from soldier to Emperor | |||
- in business, though this was very difficult since most wealth was passed down along patriarchal lines of inheritance | |||
- as a slave, who worked hard for a generous & justice loving person who sets you free | |||
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b. The common people made up over 65 % of the population |
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W/in the Roman Empire, the common people were exploited and forced into a subsistence living | |||
Each Roman male was forced to spend 10 yrs. in the military | |||
If men in the Roman Army survived & as was often the case, the conquest was successful, they would receive land | |||
One reason for the Fall of Roman Empire was that the exploitation of the common people was so great that they would not defend the Empire | |||
In Rome, the people were pacified w/ "The Games," free food & drink... see any similarities to today? | |||
c. The Military | |||
Though they were drawn from all classes, the military was such a large % of the population, that they should be viewed as a separate class | |||
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d. Merchants, intellectuals, etc. made us a small % ( circa 5 % ) of the population | ||
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e. Slaves made up 25 % of population | ||
Slaves could gain freedom, because slavery in the Roman Era was not a racist system | |||
Slaves were now “profitable” because one person could produce more than they consumed | |||
Rebellions happened, & some forced reforms (Sparticus) | |||
Strong state bureaucracies increased repression against the slaves as well as the free people | |||
Guilds (early unions) protected markets and trade secrets | |||
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Agriculture in the "core" Roman Empire was based on slavery, but much work was done by free laborer in the rest of society | ||
Roman agriculture had the characteristics of: | |||
a. inefficiency | |||
b. commodity production of olive oil, cotton, etc. | |||
c. large Roman estates | |||
d. significant trade w/ other regions | |||
e. self sufficiency, which increased as the Empire declined | |||
Trade was important mostly at the peak of empire, & declined as the Empire declined at which time the large Roman Estates became self sufficient, transforming into orgs more similar to feudal manors | |||
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Agriculture on the Roman Empire frontiers was based on the Estate ( feudal ) system | ||
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Agriculture in the Roman Empire consisted of estates w/ serfs & paid labor, & small farms | ||
The Roman Empire depended on cereals from frontier to pacify people | |||
The Roman Empire was based on militarism & conquest, more than on agriculture | |||
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Major employment for a Roman citizen was 10 yrs of military service | ||
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The fall of Roman Empire was due to many factors |
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The fall of the Roman Empire occurred because: | ||
1. conquest reached a limit & so could not bring spoils to core empire | |||
2. exploitation: people did not defend the empire because they never had defended the empire | |||
3. w/ the limitations on conquest, Rome could not continue to rule the frontier | |||
4. w/o spoils from frontier, no support of people | |||
5. agriculture also depleted the environment | |||
6. slave based agriculture was inefficient | |||
7. there were not enough new slaves from conquests | |||
8. the army was no longer staffed by citizens, but by frontiers' men | |||
Frontiers' men in the army were less loyal & less skilled than the citizens soldiers | |||
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Montesquieu developed an analysis on the Fall of the Roman Empire which said it was the result of social factors related to the dysfunctionality of a dominance of the military social structure at the expense of other social structures including the govt & the econ | ||
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Patriarchy & gender relations were similar to that of the earlier eras, except w/in the Roman Empire there was limited openness, & thus some women ( Cleopatra, et al ) achieved success | ||
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Slavery followed the system developed in the earlier eras in that it was based on conquest & not race; in fact, the Roman Empire is historically noted for its racial/ ethnic/ religious openness/ inclusiveness | ||
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The era that followed the Era of the Roman Empire was the Middle Ages ( 500 to 1300) |
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Summary: Ancient soc broke down as a result of internal contradictions & changed in response to the specific retinue lifestyle of Europeans | |||||
During the ancient era, the Romans destroyed agriculture, industry decayed for want of a mkt trade | |||||
Under the Roman military form of society, property relations developed under a military constitution | |||||
Engels studied early German tribes of the ancient era |
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Engels examined retinues which were the earliest known forms of communal landed property among German tribes of the ancient era |
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Retinues were private assocs of warriors recruited on the basis of military skills |
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Retinues were, at first, people w/o land formed to protect &/ plunder |
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Gangs, warlords, etc. are modern forms of the retinue |
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Early on in the ancient era, the Scintheans were structured by of warlords & retinues, & later the Mongols adopted this structure |
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Retinues allowed the rise of monarchic power & could only be kept together by continual wars |
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For the retinues, plunder became end in itself |
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The social structures of sedentarism & the homestead developed amidst the retinue structure |
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Migratory peoples settled down & cultivated fields |
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Yet, hereditary, priv prop existed among them from earliest times because the "sacred right of the home" was always passed down, & so when land was cultivated that land was attached to the homestead |
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During the ancient era, & for those living outside the Roman Empire, there was a sex based div of labor wherein women, children & the old tilled the land while men made war & plundered |
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See Also: Gender in the Roman Era | |||||
The sex based div of labor where men make war & women till & keep the home is seen in similar form in many ancient cultures including the Native Americans | |||||
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Thus, the sacredness of the home was not an effect but a cause of the creation of priv prop & land holdings because it allowed for significant bequeathal | ||||
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Priv prop dev out of several conditions, including: |
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a. the sacred family dwelling |
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b. the Roman influence in that Romans had private property |
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c. the retinues which were permanent, mixed clans to which members had greater loyalty than to family or any other social structure | |||||
Retinues undermined the old form of communal life because: | |||||
a. retinue leaders became independent of their kinsmen & tribal assembly of warriors | |||||
b. retinue leaders became monarch & nobles | |||||
c. retinues became intl: crossed boundaries of tribes & peoples | |||||
d. leaders & members bequeathed their property to their own children rather than to their entire kindred | |||||
Many complex of factors transformed ancient soc into feudalism | |||||
No econ deterministic theory grasped complexity of the transitions from tribal society, to ancient society, to feudalism, to capitalism | |||||
Free peasants of ancient times transformed into serfs as a consequence of war & mil conquest which disrupted old tribal pattern by turning retinue leaders into feudal nobility | |||||
The dev of feudal classes occurred as a result of the transformation of the ancient, retinue classes | |||||
Ret warriors became aristocrats | |||||
Free peasants of ancient times & ret members who became sedentary (farmers) became serfs |
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Summary: During Roman Era, development of the city state was widespread. The Roman Empire united these city states, but the city state was still most common form of govt. Slavery dominated in the country, while free labor dominated in the urban areas. Slavery based on conquest, but when conquest failed, the Romans could not replenish their slave base. Rome collapsed because as the slave economy collapsed, & the mkt econ was replaced by subsistence barter economy. The subsistence barter economy of the late ancient slave era became the econ basis of the Middle Ages | |||||
The development of the city state was instrumental in the development of the ancient slave society |
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Ancient civilization was based on urban city states |
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The economy of the ancient slave era rested on trade of manufactured & agricultural products & was linked to marine shipping |
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In interior, rural areas, peasants lived in self sufficient tribal communities |
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Free labor & slavery existed side by side, but most of the econ dev was based on slavery |
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From earliest times, cities relied on free labor while country estates relied on slavery |
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Free craftsmen in cities; slaves worked on the land in estates not much different from those of Middle Ages |
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Weber recognized that the exchange econ needs new mkts to grow, & there were several attempts by cities to break up the rural estates |
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For Weber, the most salient feature of the ancient social structure was slavery | |||||
Weber examines why the transition from slavery to free labor occurred |
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Weber examines why slavery prevailed in antiquity while free labor eventually became norm in the Middle Ages |
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Weber examines the transition from ancient slave society to feudalism |
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Conquest/slave economic systems |
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In antiquity, it was primarily the slave owners who expanded production based on a division of labor | |||||
In antiquity, imperialism fed the slave market |
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The slave market fed the economy, & kept the econ growing, squeezing out the exchange economy of the city |
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Through conquest, free & slave labor competed |
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At first, the system had too much conquest & slaves & so they limited reproduction of slaves | |||||
The best land was used for cash crops which happened to be capable of being tended by slaves: olives, wine, etc. | |||||
Other land was leased to free people who grew cereal crops | |||||
But ancient slaves did not reproduce themselves because they lived in barracks in non monogamous relationships, & so were replenished by conquest | |||||
Thus when conquests became difficult, it created a crisis for the system | |||||
The Conquest System never learned how to reproduce slaves | |||||
Fall of Rome: The Transition to the Middle Ages | |||||
Weber essentially agrees w/ Marx when Marx says,
Das Kapital
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In the previous era, the Fall of the Roman Empire, ( 200 BC to 500 AD ) gave way to the Middle Ages | |||
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The Middle Ages are also known as feudal society, late agricultural society, the Dark Ages, etc. | ||
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After the Fall of the Roman Empire, a power vacuum developed in Europe accompanied by a decline in art, literature, science, technology, etc. | ||
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Civilization continued its rapid advance in the middle eastern countries of what is now Turkey, Iran & Iraq | ||
Feudalism was based on military power & economic dominance | |||
The feudalistic form of society arose, over centuries, out of the fall of Roman Empire | |||
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Feudalism was at its height by the 1100s, declined in 1600s, & was mostly gone by 1800s as early capitalism made it obsolete & ineffective | ||
Pockets of feudalism continued to exist, notably in Russia & China, into the 1900s | |||
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Toward the middle & end of the Middle Ages, industrialism & the modern class system arose |
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The Chart on the Characteristics of the Stratification System of the Middle Ages indicates that this era had the highest level of inequality and had very little social mobility | ||
There was extreme
inequality among the 3 major classes of
the middle ages
1. Nobility 2. Church Leaders 3. Serfs |
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During early feudalism, stratification was less institutionalized, then it became more fixed, & toward the end of the feudal era, it became less institutionalized again |
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Feudal production displaced the pastoral/kinship & manor systems of the Roman system |
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As feudal production developed & displaced the Roman Manor System, Serfs replaced slaves on the manors & freemen on small private farms | |||
Serfs' existence was little better than subsistence |
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Serfs had more rights & power than slaves but less than the freemen of the Roman Era | |||
Serfs were “slaves” w/ traditional rights who were tied to land | |||
At the beginning of feudalism, serfs worked & gave up their produce for protection | |||
Over time, the serfs' trading of work & produce for protection became institutionalized in the form of tradition that could not be manipulated even by the king | |||
However, extraordinary conditions can break even centuries old traditions, & so, as seen below, by the end of the Feudal Era, kings were exiling serfs from their homes of generations in order to privatize, control, & in some cases sell the land in what was called the Enclosure Movement | |||
Serfs technically were real property, like land & so belonged to the Lord or King over them | |||
Usually aristocrats did not give up or sell land, except by war | |||
There were a few Slaves who were considered to be personal property, chattel, which belonged to the Lord or King over them & could be sold | |||
Feudal era labor consisted of corvee labor where, for example, serfs might work for the Lord for 3 days a week & give up crops and produce | |||
The Lord also had the power to take women, even married women, daughters, sons, etc. to servitude, the military, etc. | |||
The Aristocratic class ruled based on ideology & military power | |||
The Nobility & Church were very wealthy | |||
The Church "Class" controlled access to the Bible & made power alliances w/ the Aristocrats | |||
The Church was Catholic until it broke up into the Protestant religions | |||
During the Feudal Era, there was a constant struggle between the Church & the State for power, & the serfs & few free people were pawns | |||
Islam emerged in the Middle East & spread through North Africa to Spain & into southern Europe |
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Circa 1000 - 1200, Islam's advance began again in Europe | |||
The decline of feudalism & the transition to capitalism
was due to
- the emergence of the modern form of the nation state in the 1300s - the advance of science & technology - the rise of merchants - the rise of free labor - urbanization - Protestantism |
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Merchants began to rise to power as they became wealthier than the aristocratic class | |||
The merchants loaned huge amounts of money to struggling aristocrats & thus exerted considerable influence | |||
Merchant capitalism developed w/in feudalism | |||
Merchants eventually became the bourgeoisie class of the Early Industrial Age ( 1300 - 1700 ) |
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The word "bourg" meant town, & thus the merchants who were unique because they lived in the towns came to be called "bourgeoisie" or 'those who live in towns' | |||
See Also: The Bourgeoisie | |||
The merchant class gained strength & size toward the end of the Middle Ages as commerce increased |
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At the beginning of feudalism, merchants were very small in number, but by the end of feudalism, they were widespread & powerful | |||
The guild system developed to a higher degree & thus the artisans escaped serfdom & became craftspeople who specialized in a trade, & eventually merchants | |||
Common craftsmen were masons, carpenters, blacksmiths, plumbers, glaziers, shoemakers, etc. | |||
Training new artisans through the stages of apprentice, journeyman, master was strictly controlled by the guild | |||
Gender relations in the Middle Ages develops into chivalry & romance | |||
Race relations in the Middle Ages transformed from the relatively "tolerant" ideology & relations prevalent since the H-G Era into modern forms of racist ideology & global slave trade | |||
The next era is the Early Industrial Age ( circa 1300 - 1700 ) |
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SUMMARY: FEUDALISM IS TRANSFORMED BY THE BIRTH OF A LIMITED MKT ECON, NEW AG TECH, & THE EFFECT OF 'WARFARE TRANSFORMING IT INTO CAPITALISM |
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From the previous era, the ancient era, the social relationship of chattel slavery is transformed into feudalism | |||||
Chattel slavery of antiquity gave way to feudalism | |||||
Feudalism arose because of the: | |||||
- disintegration of the Roman Empire | |||||
- ascendancy of many military chieftainships | |||||
- barbarian invasions | |||||
- decline of towns | |||||
CORVEE LABOR WAS THE TRADITION THAT PEASANTS OWED SOME LABOR TIME TO THEIR RULER / ARISTOCRAT | |||||
Originally, free peasants were forced to farm, build castles, soldier, etc. | |||||
Later, the peasants were forced into labor or services for a fixed amt of time each yr. | |||||
The forced labor of peasants for a limited period of time lead to creation of the institution of serfdom, not vice versa ( serfdom did not create corvee ) | |||||
FORCE & VIOLENCE WAS USED TO ENFORCE ENCLOSURE & TO TRANSFORM SERFS INTO FACTORY WKRS / PROLETARIAT | |||||
Mx & Engels stress role of force & violence in shaping social relationships | |||||
The feudal lords forced free peasants to become bondsmen, & the bondsmen to become serfs | |||||
The feudal lords forced the common land into land belonging to only to the kingdom | |||||
The Thirty Years War, 1618-1648, broke the last resistance of the peasants & unlimited corvee labor was institutionalized | |||||
The Thirty Years War was the last great religious war of Europe: Germany, Sweden, France, et al | |||||
After the Thirty Years War much of Europe lay in ruins & it took Germany 200 yrs. to recover; many people left for America | |||||
Serfdom became the general model in Europe, but by the time of the Fr Rev, it had declined, being slowly replaced by pure capitalist labor relations | |||||
Serfdom existed in Russia until the 1900s when Alexander did away with it shortly before the 1917 revolution | |||||
THE RISE OF THE MKT ECON MADE THIS "... THE BEST OF TIMES, ...THE WORST OF TIMES" | |||||
For Marx & Engels the establishment of feudal serfdom is the result of a complex of factors including force & the mkt econ which increased the peasant's burden | |||||
The feudal economy was not a mkt econ but a commodity exchange econ | |||||
The methods of production were stable, but slowly the self subsistence econ in the village gave way to an exchange econ | |||||
Use value was now replaced by exchange value & commodity production grew | |||||
Capitalism was the first revolutionary mode of production in that it, the "productive forces," i.e. the serfs, came into conflict w/ the "existing relations of production," i.e. the control of property, labor relations, religion, etc. by the aristocratic class |
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Summary: Serf relationships replaced slave relationships, but serfs had some rights, they owed labor to the sovereign. The slave based latifundia transited to serf based manors. The latifundia traded at first, but as slave population declined, they became as self sufficient as was the manor. The decline of Rome continued as the decline of the Dark Ages. Retinues filled the Roman power vacuum, & developed into feudal kingdoms. Charlemagne's Kingdom was an example of the feudal barter system based on self sufficiency. There was a push & pull transition from to feudalism to capitalism w/ the push being the enclosure mvmt & the pull being the efficiency of manufacturing in cities | |||||
Slavery to Serfdom | |||||
For Weber during the Middle Ages, the slave system transitioned to serfdom |
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Unfree labor lived in monogamous relationships in their own home |
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And so the unfree laborers were able to inherit & became the early serfs |
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Thus, the lowest classes again acquired the right to a family life & to private property |
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Slaves had risen in status & become serfs |
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Barracks gave way to peasant cottages |
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Latifundia transformed into manors |
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New relationships in the forces of production changed the social structure |
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Great estates of Roman Empire, latifundia, devolved into feudal like, self sufficient units called manors |
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Urban craftspeople lost their rural mkt |
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In relation to previous ages, in Europe the Middle Ages are often thought of the Dark Ages because some aspects of society were in decline |
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Thus commerce declined taxes declined population declined & recruits for military declined |
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The decline of slavery made free labor more important & so less people went into the military |
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Mercenaries became the rule, especially barbarians, i.e., those from newly conquered European & Asian countries |
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Charlemagne: subsistence, barter economy |
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This subsistence, non trading economy is seen under Charlemagne | |||||
Charlemagne lived for 72 yrs from 742 to 814 | |||||
Charlemagne was the most famous ruler in the Middle Ages | |||||
Charlemagne conquered most of Western Europe & united it | |||||
Charlemagne's was first Empire inside the former Roman Empire since it's collapse in the 400s | |||||
During Charlemagne's time, Europe had almost no towns | |||||
Charlemagne's empire had no standing army, no bureaucracy, no monetary taxes, & no trade | |||||
Charlemagne began much of the system of what was to be called feudalism by granting large estates to nobles who began some infrastructural improvements | |||||
Marx & Engels believed the retinues were the key to the transition from feudalism to capitalism | |||||
For Marx & Engels, it was retinues that favored rise of kingship | |||||
Retinues ceded vast tracks of formerly Roman land to the people as the commons | |||||
But there was a transition of this land into a land of nobles | |||||
The retinues resulted in a shifting of the mode of production | |||||
Retinue developed into aristocratic class, which became hereditary | |||||
Tribes always made war, but a successful warrior would develop his retinue | |||||
The retinue could gain power & become relatively independent of the tribe | |||||
They conquered land & became aristocrats, w/ hereditary status | |||||
Those who were not wealthy enough to equip themselves for war, became serfs | |||||
Those who were defenseless, voluntarily submitted to a noble or lord for protection | |||||
The Enclosure was the result of a gradual increase of the serf population & efficiency in production | |||||
Since the feudal lord was a professional warrior, not a farmer, agriculture did not develop rapidly | |||||
Weber quotes Marx: peasants had no interest in increasing productivity because lord was not interested in developing a market for those goods | |||||
Thus neither lords, nor peasants wanted to expand production | |||||
But as lords controlled more land, the enclosure began ( kick serfs off the land ) because serfs' population & efficiency increased | |||||
Serfs fled to the cities, & here they developed the market system | |||||
Increased efficiency of manufacturing in cities | |||||
It was not just more labor that made the system expand, because plagues & wars limited population, but rather more efficient labor | |||||
The putting out system & manufacturing created new forms of prod to meet expanding demand | |||||
Expanding trade increased power of merchants ( i.e., the bourgeoisie ) | |||||
This created "urban attraction" | |||||
Peasants were drawn to the cities | |||||
Wealth of bourgeoisie began to compete w/ the aristocratic wealth | |||||
Developing market limited by feudalism | |||||
The market system started, a feedback loop, which affected manor by creating more of a market for agricultural goods | |||||
But relations of feudalism set limits on advancement of capitalism | |||||
Serfs could not produce just for market, because they had to make large payments to manor | |||||
Thus could not consume, & thus failed to support guild prod in cities | |||||
Guilds limited production, advanced technology | |||||
Guilds also limited production | |||||
For craftsmen did not want to see falling prices | |||||
Manors (aristocrats & serfs ) were self sufficient & thus did not buy city goods | |||||
This limited guild & manufacturing system growth | |||||
But guilds did have sufficient production to allow them to advance technology of production | |||||
Growth of cities fueled the transition to capitalism | |||||
Cities, papal curia, towns, & emerging states of Middle Ages were all vehicles of financial rationalization of the money economy, & of political capitalism | |||||
Feudalism very decentralized & thus offered political independence for many lords | |||||
China: no transition to feudalism or capitalism | |||||
China had no cities as the West did | |||||
They lacked political autonomy, & had no mil power of its own | |||||
Thus it could not defend itself | |||||
In short, there was no independent bourgeoisie class centered in autonomous towns |
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- Video: A Hole in the Sky |
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- Project: Video: The Early Industrial Working Class & the Hole in the Sky |
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- Project: The Rise of the Middle Class in the Early Industrial Era |
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- Introduction: The Early Industrial Age (1300 - 1700 ) saw the beginning of the rise of the middle class | |||
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The Chart on the Characteristics of the Stratification System of the Early Industrial Age shows that equality increases dramatically w/ the creation of the middle class | ||
During the previous era, the middle ages ( 500 to 1300 ), the fall of feudalism saw the rise of merchant capitalism & the birth of modernism | |||
As feudalism went through the transition to capitalism of the early industrial age, | |||
a. the nobility still depended on the ag/feudal mode of production which was very inefficient | |||
b. nobles became indebted to merchants | |||
c. the political elite defended status quo, which created many wars & power struggles | |||
d. states & city states arose challenging kingdoms | |||
e. there was a large expansion of population, trade & markets | |||
A new stratification system rapidly emerged as the serfs underwent the Enclosure which created a class of freemen who eventually became workers | |||
The Enclosure Movement was a long, bloody historical transition fraught w/ revolution, war, & social dislocation in which one class became obsolete & another was born | |||
The relationship of serfs to the manor was such that they traded work & produce for protection, a home, & some minor rights | |||
Serfs had the right to a home, which in many cases they had lived on for generations over the centuries of feudalism | |||
As population grew, & the aristocrats experienced competitive pressure from early capitalism, they sought to exile serfs, i.e. kick them off their ancestral homes, from the manor | |||
The Enclosure Movement, the exiling of serfs, created a new class of free people, called "freemen," & the singular in "freeman" is a common surname, & even a common name of towns | |||
Freemen became merchants, craftsmen, & "the rabble," the masses, the mob etc. | |||
W/ the rise of merchant capitalism, the merchant class was added to the elites & the serfs | |||
By the 1500s, the world economic system was developing | |||
Some craftsmen began to trade, & then became merchants who focused totally on trade | |||
Then some merchants began to contract out labor, supplies & jobs | |||
Artisans & “freemen” became subcontractors to merchants | |||
The first sweatshops emerged | |||
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The development of the putting out system was the earliest form of wage labor & was the proto factory system | ||
In the putting out system, workers get paid on how many items they put out on their stoop to be picked up & carried to the next stage in the production process | |||
The competition of the putting out system, i.e. the early factory system, was very hard on artisans | |||
Guilds resisted the putting out system & the destruction of the craft system |
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Patenting developed which allowed individuals & groups an increased control of knowledge | |||
Legislative interference in the labor system became more common in an attempt to control labor | |||
Violence ensued as guilds, workers, et al struggled to control their workplace knowledge & labor | |||
The middle class was decimated as workers became known as "wage slaves" | |||
From 1600 to 1750 ( the end of early industrial age ) we see the development of the core states of the modern world system |
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Politicians began to protect the new status quo of merchant capitalism | |||
Different events/ paths of development occur in the core & the periphery: | |||
In the core, Europe, power shifted from the Netherlands to France & England | |||
In the periphery, there was the rise & fall of Hispanic America | |||
The economies of developing core regions experienced a rapid building of the industrial sector |
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The early industrial age saw the construction of canal systems & the growth of industrial regions | |||
Canal transportation dominated until the development of railroads starting in early the 1800s | |||
Railroads allowed vast regions to be developed | |||
The economies of developing core regions experienced a rapid building of the industrial sector | |||
The major factor influencing the development of the periphery was the core's need for labor & resources |
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Colonies specialized when | |||
- there was demand in the core | |||
- the colony had a comparative advantage | |||
- the colony did not compete w/ the core | |||
Colonies did not develop economically because the domination of the core removed wealth & prevented education, etc. | |||
Colonies primarily served to provide raw material, labor for core, as they do in the industrial age & global age | |||
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The changes in the early industrial age created a class society that we would recognize today |
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During the early industrial era, there was a shift from an agriculturally based economy to an industrially based economy | |||
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Mobility was based, more than before, on merit / achievement, but ascriptive stratification was still present |
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There was a normative stress on equality; though the amount of equality varied widely from region to region or decade to decade |
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The legitimation system for the justification of the rise of capitalism eventually developed into an Christian work ethic that held that belief that equal opportunity exists/ merit system works |
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Marx believed that capitalism inevitably arose out of the ashes of feudalism through the dialectical development of historical materialism, i.e. the interaction of historic events & class struggle | |||
Marx held that political economic systems developed dialectically through periods of crisis during which time social change occurs, resulting in periods of stability, during which time contradictions build leading to crisis... | |||
For Marx, capitalism developed inevitably from the feudal era | |||
For Marx, capitalism would inevitably destroy itself, as it was doing to the working class, & then develop into socialism | |||
See Also: Marx's socio historical overview | |||
Weber believed that the emergence of capitalism was the result of factors such as those discussed by Marx, but also as a result of the emergence of the Protestant work ethic | |||
Weber agreed w/ Marx on the origins of capitalism in the Early Indl Age, but added cultural (religious) factors: | |||
a. Weber believed that the Protestant work ethic enhanced growth of capitalism | |||
b. Weber believed that other religions such as Catholicism, Confucianism, & others restricted the development of capitalism | |||
One of Weber's most important works is the Protestant Ethic & the Spirit of Capitalism |
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INTRODUCTION: CAPITALISM DEVELOPED OUT OF THE FEUDALISTIC BREAKDOWN |
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Marx agreed w/ his contemporary historians that the mkt econ developed w/in feudalism from the 1200s to the 1300s |
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Money & commodities were transformed into capital under specific historical circumstances |
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What had been the peasants’ means of production now became capital in the hands of the new commercial lords & big farmers | |||||
The product that had been produced for subsistence & consumption, now was produced for the mkt | |||||
Corvee labor was replaced by wage labor; i.e., the wage slave developed | |||||
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The transformation of money & commodities into capital require a class of owners, a means of production, a means of subsistence, & laborers |
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Laborers are free in the political sense and free of or separated from the means of production |
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Under capitalism, laborers own no land or tools |
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THE ENCLOSURE FORCED SERFS OFF THEIR TRADITIONAL LANDS, & INTO THE CITIES WHERE THEY BECAME PROLETARIAT | |||||
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Capitalism is therefore linked to the processes that separated the serf from the land which culminated in the Enclosure Movements |
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By 1400, most feudalism had been eliminated in England & most were free peasant proprietors |
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By 1500, the Enclosure was developing & there was less & less usufruct | |||||
Usufruct is the right of enjoying a things which belongs to another and of deriving form it all the profit or benefit it may produce, provided it be without altering or damaging the substance of the thing | |||||
The Enclosure & the dev of capitalism created more & more proletariat | |||||
The Enclosure was a major economic shift where people were replaced by sheep, because the value of their wool & meat was greater than that of serf labor | |||||
Thomas Moore describes this tragedy of the Enclosure mvmt in his book Utopia | |||||
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Capitalism was slower to develop in the rest of Europe, but by the Fr Rev, all Euro nations had significant cap econs which were displacing feudalistic relationships |
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MANUFACTURING WAS DEVELOPED BY MERCHANTS / BOURGEOISIEWHO APPROPRIATED PRODUCTION KNOWLEDGE FROM GUILDS & DEVELOPED A DIVISION OF LABOR SO THAT WKRS COULDN'T REGAIN THAT KNOWLEDGE | |||||
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Manufacture literally meant hand production |
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Manufacture was distinguished from guild production only by the greater number of workers employed by one & the same capitalist | |||||
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In the guild production, trade secrets, marketing, apprentice training, everything had been controlled by the guild itself |
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The guild was a cooperative, centralized unit of production concerned with the craft and the crafts workers |
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Guilds often limited production to keep prices at a living wage level |
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In manufacturing, slowly the knowledge & skills of the guild wkrs were appropriated by the capitalist & used in the new capitalist mode of production |
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Therefore each worker was reduced to being controlled by another who cares not for the workers’ interest, but for profit |
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ALIENATION DEVELOPS AS AN INTEGRAL FEATURE OF CAPITALISM BECAUSE OF MKT FORCES & COMPETITION | |||||
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Under capitalism, the worker is alienated in three ways: |
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Wkrs are alienated under capitalism because they are separated from: |
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1. the creative force enjoyed as a craftsperson |
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2. other workers; each now competes against the others replacing the old cooperative system |
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3. the product itself in that one does not even recognize or participate in what is being produced | |||||
See Also: Alienation | |||||
THE MAXIMIZATION OF EFFICIENCY & THUS PROFITS CROWDS OUT ALL OTHER PRODUCTION GOALS | |||||
What the worker loses in creativity, the organization gains in efficiency | |||||
The cap firm as a whole is enriched by the appropriation of the workers' individual gifts of creativity | |||||
If under the guild system the mode of production was adapted to the wkr, under capitalism, the wkr must adapt to the mode of prod | |||||
The dev of cap, where the wkr adapts to the mode of prod, resulted in the destruction of the extended family | |||||
Only under capitalism do the productive forces become a dynamic element forcing universal change | |||||
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Compared to capitalism, the pre capitalist modes of production were stationary in that capitalism creates the most rapid & continual changes in hist |
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THE CHARACTERISTICS OF THE LABOR FORCE INCLUDE SEPARATION, WK IN LARGE CORPS, ACCOUNTABILITY, CONTRACTUAL RELATIONSHIPS | |||||
Characteristics of the labor force are different in each histl era | |||||
Characteristics of Indl Era labor force include: | |||||
a. the separation of wkplace from the home | |||||
b. the separation of person from his / her position | |||||
c. contractual relationships tying the wkr to the corp | |||||
d. individual accountability | |||||
e. employment in large scale corps | |||||
THE RELATIONS OF PRODUCTION OF EVERY WKR ARE HOMOGENIZING / BECOMING SIMILAR BECAUSE OF THE FORCES OF THE GLOBALIZATION OF CAPITALISM WHICH INCLUDE ED, OJT, TRAINING, COLLEGE, & APPRENTICESHIPS | |||||
FIVE characteristics of labor under Global Capitalism include: | |||||
a. the fact that average edu has /\ | |||||
b. there is more OJT | |||||
c. there are more company training schools | |||||
d. the fact college is the norm, i.e. a strong majority of people in the dev world now have a college ed | |||||
e. the fact that most jobs are apprenticed, credentialed, or have natl standards | |||||
Only when commerce is world wide, will global cap become permanent. | |||||
Only in the epoch of mod cap was the growth of productive forces inevitable for it was necessary to survive in competition. | |||||
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In the system prior to global cap, different modes could come & go based on factors such as, primarily, war but also trade, slavery, religion, etc. |
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SUMMARY: Capitalism required free labor & the Enclosure Movement released serfs, creating free labor. The release of serfs, rationalized labor by making it more efficient. The ideology of Protestantism enhanced development of capitalism, but English Mercantilism was a separate path that did not enhance the development of capitalism | |||||
CAPITALISM REQUIRES FREE LABOR |
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Weber agreed w/ Marx that "free" labor is a requirement of capitalism |
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Free labor was:
- freed from the bonds of servitude as existed under slavery or serfdom - separated from their means of production |
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THE ENCLOSURE FORCED SERFS OFF THEIR TRADITIONAL LANDS, & INTO THE CITIES WHERE THEY BECAME PROLETARIAT | |||||
The Enclosure Movement resulted in a major structural change in the econ social structure & therefore throughout society |
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The Enclosure Movement is the removal of land from the Commons & the removal of serfs from their ancestral feudalistic lands | |||||
Starting in the 1500s, there was a great mass of vagabonds, an army of unemployed, which fostered the first poor relief |
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By the 1700s, labor contract took place of unfree work which meant less capital invested in slaves |
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THE RATIONALIZATION OF LABOR RESULTED IN INCREASED EFFICIENCY, EXPLOITATION, & ALIENATION | |||||
The risk of death or injury was no longer on owner but on worker her or himself |
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Labor created the possibility of exact calculation |
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Labor is economically compelled to sell their labor |
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The means of production were concentrated in hands of the entrepreneurs |
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PROTESTANTISM ENHANCES THE DEVELOPMENT OF CAPITALISM |
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See Also: Weber's Protestant Ethic & the Spirit of Capitalism | |||||
CAPITALISM DEVELOPED IN SPITE OF ENGLISH MERCANTILISM |
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Capitalism did not emerge out of non rationalized English mercantilism, by which monarchy granted fiscal & colonial privileges & monopolies |
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Modern capitalism was pioneered by entrepreneurs which developed independently of political administration & secured systematic support of Parliament in 1700s, after collapse of fiscal monopoly policy of Stuarts | |||||
The Bank of England, as dominated by Paterson, a Scotchman, gave way to rationalistic, free trading Puritans |
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The previous era, the industrial age, ( circa 1700 - present) saw the development of modern capitalism | |||
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In the era of global capitalism, this economic system, accompanied w/ the development of technologies w/ a global reach, became truly global in scope reaching to the farthest corners of the planet |
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The Chart on the Characteristics of the Stratification System of Global Capitalism demonstrates that this system has a wide range of equality, w/ some regions w/ high equality & other regions w/ low equality |
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During the era of global capitalism, Pax American replaces Pax Britannia |
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After WW 2, the US emerged as the dominant state | |||
The seeds of the Cold War are planted during WW2, sprout in the 1940s and by the late 1950s, the Soviet Union was a superpower w/ equal status to the US | |||
Decolonization started in the 50s and smoothed out in 60s, but was complicated by the cold war | |||
The Cold War creates neo colonialism | |||
Neo colonialism is an economic & political strategy whereby the colonizers indirectly gain/maintain influence in the periphery via | |||
a. international financial regulations | |||
b. commercial relations | |||
c. intelligence operations | |||
d. international corporate imperialism via transnational corporations which established overseas subsidiaries | |||
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Corporate imperialism is the process whereby nations or regions are dominated & controlled economic rather than military force |
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By the mid 90s, 40,000 transnational corporations, of which 90% are headquartered in the US, had 180,000 subsidiaries w/ $6 trillion in sales, which is equal to the US's total output | |||
International corporate imperialism exercises considerable power, & frequently adversely affecting the periphery | |||
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- Supplement: The Fortune 500, 1998, 1 - 50 |
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- Supplement: The Fortune 500, 1998, 51 - 100 |
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- Supplement: The Fortune 500, 1998, Overview of GM |
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- Supplement: The Fortune 500, 2000, 1-50 |
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- Supplement: The Global 100, 1998, 1-51 |
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- Supplement: The Global 100, 1998, 51-100 |
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- Resource: The Table on a Comparison of Corporations' & Nations' Income, 2005 |
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The Table on a Comparison of Corporations' & Nations' Income, 2005,
demonstrates that of 500 corps & 181 nations:
- the top 10 corps are larger than 140 nations - the top 200 corps are larger than 100 nations - the top 500 corps are larger than 80 nations |
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"The Gulf Widens btwn the Fast & Slow Worlds" |
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The catch phrase on the fast & slow worlds means that the gap in income & quality of life btwn the rich & the poor in the core & peripheral nations increased by three btwn the 1960s & 1990s |
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An example of "the gulf" is that 5% of world has 40% of telephones |
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An example of "the gulf" is that 10% of the world uses 90% of its resources | |||
Does the fast world, western culture, affect entire world? | |||
The fast world now encompasses everywhere, but not everybody... | |||
An example of the pervaisiveness of the fast world is that poor Mexicans are aware of details of international soccer, music, film, fashion, etc. | |||
An example of the pervaisiveness of the fast world is that poor Appalachians are aware of details of NASCAR racing, music.... | |||
Even in the fast world, the core, there are significant regions of the Slow World, i.e. regions that have peripheral economic development | |||
The next significant historical era is the post industrial age, circa 1970 - present |
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Socialism is an economic system, normally found in industrialized countries, in which the means of production is publicly owned |
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There are several different types of socialism that vary on govt. control, mkt emphasis, control of the society's culture, & more | |||||
State socialism emphasizes the major role of govt. as the central planner of the economy, & society in general |
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Market socialism emphasizes the major role of worker owned enterprises that compete w/ one another, as the most influential planner of the economy, & society in general | |||||
Democratic socialism emphasizes the major role of democratically elected councils as the most influential planner of the economy, & society in general, & control of the culture is seen as more important than control of the economy | |||||
A mixed economy is a form of socialism combined w/ a form of capitalism | |||||
Mixed economies are economic systems in which the govt. provides extensive social services & performs some major econ functions while manufacturing & other industries are at least in part, privately owned | |||||
Socialism is said to occur when the govt. regulates & controls the profits of the major segments of the economy even though those segments remain privately owned |
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Though many theorists had examined socialism before, Marx is considered to be the father of socialism because he gained widespread international recognition |
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Marx advocated that workers should unite, take control of the means of production, abolish production related private property, & socialize the means of production |
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For Marx, the first & most critical task of socialism is the abolition of alienated labor, thus allowing true human freedom |
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With "actualized labor," people are no longer compelled or controlled by social conditions but rather are able to consciously able to determine their future |
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One of Marx's most quoted phrases was that he said under socialism there would be 'a withering away of the state' |
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The withering of the state connoted not that there would be no govt., as is often misunderstood, but that govt. would cease to exist as we recognize it now in that it would be controlled by the people, a tool for the public's use, rather than being controlled by the elite |
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Critics of socialism hold that it is impossible for the mkt to function because socialism is by definition monopolistic in that there is only one producer, the state owned enterprises, which do not have any competition to spur efficiency |
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The lack of competition & the norm of taking care of people rather than doing what is most efficient means that govt. & business decisions are based on social policy rather than market factors |
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Socialist economies cannot possibly be as efficient as capitalist ones & thus the socialist nations had a lower standard of living than capitalist nations |
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Marx recognized that socialism would not be as efficient as capitalism; however, Marx & many socialists believed that people would settle for less as a society if they could have no poverty, free education, no crime, & other benefits |
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Marx believed that after the proletarian rev, wkrs would control the econ, but there would still be many remnants of the old systems | |||||
The socialist economies that existed were not the result of an overthrow of capitalism, but rather were the result of the overthrow of feudalism & thus they did not have the efficiency that would have been in place had a fully mature capitalist nation | |||||
W/ the collapse of the Soviet Union in 1989, once socialist nations were given a choice, people have for the most part voted for politicians favoring capitalist or mixed economies & democracy |
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Regardless of the path of its development, socialism has shown itself to be a route to a modern industrial country |
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After its inception in 1917, the Soviet Union was more efficient & dynamic that western societies as seen in its rapid industrialization, the launch of Sputnik, its world class educational system etc. |
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As the despotism of the political system sets in, this threw a pall over the socialist econ & culture | |||||
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State socialism failed because it was accompanied by an authoritarian political system & because of its inability to compete in a globalized, post industrial econ | ||||
As the old, despotic socialism dies, these nations are developing forms of worker ownership that are in fact closer to Marx's ideal communist society | |||||
Worker owned enterprises that compete w/ one another has created an econ system called market socialism |
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Communism is a system proposed by Marx, & others, to date not realized in the world, in which all wealth is collectively owned, workers control the work place, & govt. as we know it is not needed |
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For Marx, under communism the remnants of exploitative society are now gone | |||||
Under socialism, some expletive aspects of capitalism still exist, but under communism these are now gone | |||||
Under communism, society will be economically be organized around the principle embodied in Marx's famous maxim, "From each according to their ability, to each according to their needs." | |||||
The former Soviet Union declared that it had transformed itself from socialism to communism in the 1960s, but this was false, as was its socialism |
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Under communism, Marx proposed that there would be a classless society in that there would be little economic differences in income |
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Marx proposed that w/ unalienated, or "actualized labor" each person would produce as they & society needed & thus from each worker would come the production according to their ability, & to each worker rewards would be given according to their need [ Marx did not use the term: actualized labor ], oft summarized as "From each, according to their ability, to each according to their need" |
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As under socialism, Marx predicted that govt. as we know it would wither away in that it would truly be a tool of the public rather than a tool of the elite |
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For example, Marx thought govt. would be able to give up its police function, & indeed in the former Soviet Union, crime was a fraction of what it was in the western nations because there was little poverty |
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Marx believed that once capitalist nations had totally matured , maximizing concentration of wealth & the exploitation workers, the people would realize that the system could offer them nothing more & seek to overthrown it & establish socialism |
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Thus in light of Marx's analysis, the socialist revolutions that occurred in Russia, China, & the other socialist nations were pre mature in that these nations were essentially feudal |
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Russia, et al, went directly from feudalism to what Marx would have seen as faux socialism |
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Most theorists believe that Marx was wrong in that no capitalist nations have transitioned to socialism; however, it is useful to note that Marx believed that socialism & communism would evolve only in totally mature capitalist nations |
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Marx & others wrote a lot on communism, & examined it philosophically, but in reality no nation has even every approached Marx's & other's vision of socialism, much less communism |
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For Marx & others, communism is a social system that seeks to end the exploitation of people by people |
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For Marx & others, communism is: |
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- not an end, but a means to greater freedom and humanity |
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- an ideal to which reality will have to adjust itself |
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- the next stage in human emancipation and recovery |
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Marx believed that we are a creature of the social conditions we have created, but we need no remain a prisoner of those conditions in that we could develop a social system, such as communism, that freed us of the constraints of social conditions |
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For Marx, to establish socialism, & then communism, society must abolish production related private property, & socialize the means of production |
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The abolition of production related private property & socialization of the means of production are the first steps in the abolition of alienated labor & establishment of "actualizing labor" [ Marx did not use the term: actualizing labor ] | ||||
Actualized labor allows freedom & may be understood as a process of labor or creation whereby people are no longer compelled or controlled by social conditions but rather are able to consciously able to determine their future | |||||
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The ultimate goal of Marxism is to meet the needs of the individual to achieve their freedom | ||||
Marx held that to achieve freedom, people must associate freely & fulfill their human needs to further their development | |||||
Marx believed that true human freedom was now possible | |||||
Up until the period of the ind rev, relations of production, i.e., had not been sufficient to support humanity | |||||
For Marx, in the ind age humanity had conquered nature, & all that was left was to end the exploitation of people by people |
The End
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