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Overview of the US Govt | ||||
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US Govt Structure | ||||
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The Pitfalls of Democracy | ||||
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Campaign Financing | ||||
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Political Power | ||||
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The Public Policy Process | ||||
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Lobbying | ||||
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The US Executive Branch | ||||
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The US Exec Branch & the Env | ||||
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US Govtl Agencies | ||||
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The EPA | ||||
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The US Forest Service | ||||
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US Legislative Branch | ||||
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US Legislative Branch & the Env | ||||
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US Judical Branch | ||||
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The US Judicial Branch & the Env | ||||
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Fed Envl Law | ||||
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State Govts | ||||
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State Govts & the Env | ||||
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Federalism | ||||
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Defederalization |
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INTRODUCTION | |||||
The three branches of govt including the executive, the legislative, & the judicial are related through a balance of power |
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Some social scientists call the media the fourth branch of govt |
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Some social scientists call social movements the fifth branch of govt |
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THE LEGISLATIVE BRANCH | |||||
In the US Congress, in 2005 VA has two Senators, Allen & Warner, & 11 Representatives, w/ Boucher representing the 9th District | |||||
In the US Congress, in 2006 VA has two Senators, Webb & Warner, & 11 Representatives, w/ Boucher representing the 9th District | |||||
The 535 members of Congress (100 Senators & 435 Representatives) are elected | |||||
THE JUDICIAL BRANCH | |||||
The 11 Supreme Court Justices & all Fed Ct Justices are appointed by the President & confirmed of by the Senate |
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THE EXECUTIVE BRANCH | |||||
The President is elected |
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The Cabinet Officers are appointed by the President & confirmed by the Senate |
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The exec branch has many govt agencies under its control including the Dept of Ag, the Dept of Interior, the Dept of Justice, etc. |
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Chiefs of the major govt agencies are appointed by the President & confirmed by the Senate & lower level bureaucrats may or may not be appointed by the Pres, or may or may not be hired, |
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Many high level bureaucrats do changes w/ new Admin, but some do not | |||||
FEDERALISM | |||||
Given that the US is a federalist system, besides the balance of power btwn the 3 major branches of govt, there is also a balance of power btwn fed & state govts | |||||
The US Constitution specifies that any power not given to the fed govt, is allocated to the states; however, the fed power have been broadly interpreted | |||||
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State & local legislatures are elected
State & local agency heads are appointed |
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The US Govt allows the public to have access at various points from elections, to lobbying, to rule making, to implementation, etc. |
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Because of the balance of power & the nature of democracy itself, many public policies are fragmented, i.e. are the result of a series of compromises created in a climate of crisis |
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- Project: The Pitfalls of Democracy & the Env |
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INTRODUCTION | |||||
Winston Churchill:
"Democracy is the worst form of govt... except for every other form." |
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There are SEVEN public sector failures, which are also known as the
pitfalls of democracy, including:
1. special interests 2. the clear benefits & hidden costs of public project 3. non selectivity in the choice of politician 4. unclear goals, limited pwr, unlimited responsibility, extreme complexity 5. bureaucracy & inefficiency 6. imperfect institutions 7. the fallacy of limited decisions |
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1. SPECIAL INTERESTS | |||||
A pitfall of democracy is that special interests are the clearest voice heard by the political system |
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Govt often promotes goals of small special interest grps to detriment of the public at large | |||||
Individuals are not equally represented by govt institutions | |||||
Politicians fear they may lose support of small special interest grp if they vote against it, but they will not lose support of large grp of uniformed voters who evaluate them on other issues in which they have a stronger interest | |||||
2. CLEAR BENEFITS & HIDDEN COSTS | |||||
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A pitfall of democracy is the clear benefits & hidden costs of many public projects |
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Politicians do not objectively weigh all costs & benefits, instead they usually prefer clear benefits & hidden costs | |||||
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Examples of clear benefits hidden costs in govt systems can be seen in mass transit or sewage systems |
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The costs of a mass transit system begin immediately w/ construction, but benefits will not accrue until yrs later | |||||
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The costs of a sewage system begin immediately w/ construction, but benefits are not seen |
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A sewage system is unglamorous, people don't see positive effect, they only notice when they have problems w/ it, & therefore it has little appeal to a politician | |||||
If funding can be secured by long term bond, fed funding, or a grant, the mass transit would be preferred over the sewage system, but even then, politicians would prefer a project that would have immediate benefits to them | |||||
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And compared to a mass transit system, more politically glamorous projects are preferred such as a school, hosp, or indl park |
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3. NON SELECTIVITY | |||||
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A pitfall of democracy is non selectivity |
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We are less selective in our choice of politicians than we are in choices about private goods | |||||
The people select a bundle of qualities in a politician: i.e., they support, whales, trees, mass transit, guns & pro life | |||||
We may not like all these choices, but we choose this politician anyway because issue X is most imp to us | |||||
In private goods, the mkt often works to provide just that bundle of goods that we prefer, but a politician is like a friend, we must take the bad w/ the good | |||||
The problem of non selectivity is compounded by the problem of our general inconsistent & incomplete mental systems | |||||
The problem of inconsistent & incomplete mental systems is that we have inconsistencies in our values, knowledge, etc., & we do not have a system that has formulated opinions on most subjects because our values have not been tested & because we are generally not well informed on many issues | |||||
4. UNCLEAR GOALS, LIMITED POWER, UNLIMITED RESPONSIBILITY, COMPLEXITY | |||||
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A pitfall of democracy is that it is characterized by unclear goals, limited pwr, unlimited responsibility, & extreme complexity |
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The balance of power among the branches of govt, & among the levels of govt creates a fragmentation which creates unclear goals, limited power, unlimited responsibility, & extreme complexity |
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See Also: The Balance of Power: Overview of Govt & the Structure of the US Govt | ||||
This pitfall of unclear goals, etc. is, to a certain extent, created by the other pitfalls of special interests, clear benefits / hidden costs, non selectivity, but they are also inherent in governing | |||||
5. BUREAUCRACY & INEFFICIENCY IS A COMMON COMPLAINT ABOUT
GOVT,
BUT BIG BIZ ALSO HAS THIS PITFALL |
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A pitfall of democracy is bureaucracy & inefficiency | |||||
Private agencies are reputed to be more efficient than public agencies because | |||||
- there is no mkt incentive for efficiency in public sector | |||||
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- a typical response to failure in public sector is to increase budget, the mkt would cut the budget |
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- a typical response to failure in the public sector is to vote out one admin & vote another one in | |||||
Changing admin's may or may not make the system more efficient if they have enough pwr to implement new policies | |||||
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Changing admin's may or may not make the system more efficient, but changing admins also creates problems of inefficiencies such as changing course in mid stream |
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The question of the efficiency of the private & public sectors is not always clear cut as seen in the inefficiency of military contractors or private contractors of welfare |
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Some public works projects such as the interstate highway system or some big city govts are efficient | |||||
6. IMPERFECT INSTITUTIONS | |||||
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A pitfall of democracy is imperfect institutions |
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Histly, pwr corrupts, esp pwr in govt, but it is a general characteristic of many orgs such as Enron or World Com | |||||
In the public sector, even assuming democracy, conformity & coercion are inherent & ever present possibilities | |||||
The use of pol channels is inevitable, & strains the soc cohesion essential for a stable society | |||||
Thus, giving power or decisions to the govt, reduces peoples freedom | |||||
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There is no "global study" comparing levels of corruption in govt vs ind vs soc mvmts vs unions, but it is well known that once a sector is corrupted, it is very difficult to correct it |
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7. FALLACY OF LIMITED DECISIONS | |||||
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A pitfall of democracy is the fallacy of limited decisions |
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Many people assume that if the govt makes more choices, then I have less, i.e., fixed # of decisions | |||||
It is a fallacy because govt can also increase the range of free choices by permitting soc to enjoy goods & services which would not be available in the absence of govt admin |
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INTRODUCTION | |||||
The laws & traditions of campaign financing allow those w/ money & power to have a greater influence, thus in the US, the upper class, the corporate class, & the upper middle class have disproportionate influence on govt. compared to the general public | |||||
During the 1950s C. Wright Mills said little on campaign financing because this process was relatively less important during the Cold War Era | |||||
Today campaign financing is a major method of influence | |||||
Examples of Presidential races political spending: | |||||
1972: Nixon $60 mm McGovern $30 mm | |||||
1992: Perot: 70 mm of own money | |||||
1996: Dole: 250 mm Clinton 140 mm | |||||
This gap caused Democrats to get very sloppy in accepting $ | |||||
A new technique to raise political funds, which is used by both parties, is to have the Party, rather than the candidate, accept $$ & run "general political ads" | |||||
In the 2000 Presidential election, Forbes tried to defeat other Republicans w/ his "front loading" i.e. spending big in the primaries | |||||
In the 2000 Presidential election, GW Bush opted out of Federal Election matching funds because it is the only way he could keep up w/ Forbes | |||||
Bush is raised over $1/2 billion in the 2004 election | |||||
SENATE CAMPAIGN COSTS | |||||
1978: $35 mm from special interest groups | |||||
1980: 50 mm | |||||
1988: 150 mm & the average Senate seat cost $ 4 mm | |||||
The VA Gubernatorial election in 2001 was the most expensive in VA history | |||||
SOCIO HISTL ANALYSIS OF CAMPAIGN FINANCE | |||||
Early in our democracy, all politicians financed their own campaigns | |||||
Thus, early in our democracy, only a “wealthy gentleman” could run | |||||
Early in our democracy, the wealthy gentleman did not “run for office,” he “stood for office” | |||||
The men of the gentlemen bought all the food & ale & gave speeches | |||||
At some point political campaigns just became too expensive even for wealthy individuals | |||||
1992 ELECTION: CLINTON V. BUSH | |||||
Only a few politicians can afford to finance their own campaigns today | |||||
In the 1992 election, where Clinton defeated GHW Bush, Perot & Forbes are the only Presidential candidates in recent history to use their own money | |||||
Perot also took contributions & Fed Matching Funds while Forbes did not | |||||
A few Congress people & governors have funded their own campaigns | |||||
1974 CAMPAIGN FINANCE REFORM | |||||
Nixon was found guilty in the Watergate hearings (1972 election), so election reform was passed in 1974 | |||||
- voluntary $1 check off contribution on tax form | |||||
- this creates Fed matching funds | |||||
- direct, personal funds limit of $1000 | |||||
- direct, organization funds limit of $5000 | |||||
- soft money, which is given by PACs to the National Political Committees is legal & unlimited | |||||
The 1974 campaign finance reforms merely changed the route of the flow of the $$$ | |||||
After, the 1974 campaign finance reforms, PACs exploded in number | |||||
In 1980, 1585 corporate PACs gave $ 36 mm | |||||
In 1980, 240 union PACs gave $ 13 mm | |||||
Politicians, Rep & Democrats insist there is no quid pro quo in contributions: in that they receive money, but give no assurance the issue will be addressed-- so it is not a bribe | |||||
But there is a high correlation btwn amount of $ given, & a particular candidates overall voting record for both Reps & Dems | |||||
1997 CAMPAIGN FINANCE REFORM | |||||
A possible Campaign Reforms Proposed in 1997, did not pass, & would have limited soft money | |||||
The 1997 Campaign Reform Proposal would have limited soft money | |||||
The problem w/ limiting soft money is that some believe it limits “free speech” & possibly total amount candidate can spend | |||||
Many commentators believe that the even w/ campaign finance reform, the political process will always find another way to get money into campaigns | |||||
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Other solutions being considered for campaign finance reform include: | ||||
- the limiting of the amount campaigns can spend for each office | |||||
- finance elections completely w/ federal funds only | |||||
- partially finance elections to a greater degree than the matching funds now available | |||||
- the demand for full & immediate disclosure of money campaign contributions | |||||
- the elimination of all non voluntary contributions from unions, employees, etc. |
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MCCAIN FEINGOLD CAMPAIGN FINANCE REFORM | |||||
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The McCain-Feingold, Campaign Finance Reform Act of 2002 was under Supreme Ct. review in 2003 & a decision was given in time to influence the outcome of the 2004 Presidential election |
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In the judicial review of the McCain-Feingold, Campaign Finance Reform Act of 2002, it was found that limiting campaign contributions was constitutional & in the national interest | |||||
Post 2004 election, it was found that while the McCain-Feingold, Campaign Finance Reform Act of 2002 limited contributions from individuals, & required full & nearly immediate disclosure of who was giving money to whom, it also allowed the creation of small, independent political campaigning entities | |||||
An example of the new small, independent political campaigning entities formed under the McCain-Feingold Act is the Swift Boat Veterans (against Dem Pres Candidate Kerry) |
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Soft money had a major impact on the 2004 election in the form of 427 orgs which could raise money & spend it as they please, independent of any campaign | |||||
Notable 427s were the Swift Boat Veterans, who roundly discredited Kerry, & Move-On.org, who attacked Bush | |||||
2008 ELECTION | |||||
Fundraising records are again being shattered | |||||
McCain & Obama are is a debate w/ the latter accusing the former of going back on his promise to use fed matching funds while having no intention of using them himself |
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STRATIFICATION | |||||
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Stratification: Social process where scarce social & physical resources such as wealth, income, power, status, etc. are non randomly distributed among members, groups, classes etc. of society | ||||
THE SOURCES OF POWER | |||||
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There are SIX basic sources of power, including | ||||
1. Authority | |||||
2. Politics: voting, elections, etc. | |||||
3. Force & Coercion | |||||
4. Control of Information | |||||
5. Wealth & Income | |||||
6. Influence | |||||
POLITICS AS A SOURCE OF POWER | |||||
In any democratic society, votes: | |||||
a. determine who gets elected | |||||
b. enable the electorate to elect someone w/ their viewpoint | |||||
c. influence an official after they have been elected | |||||
FACTORS AFFECTING VOTER PREFERENCES | |||||
The factors affecting voter preferences include: | |||||
a. the issues | |||||
b. the candidate's personality, looks, etc. | |||||
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c. group interests ( not to be confused w/ interest groups ) which may be embodied in the Republicans, the Democrats, interest groups, peer groups, etc. | ||||
GROUP INTERESTS | |||||
Group interest voting is when organized interests vote as a block | |||||
Note that the term "interest group" is used to describe a formal organization that supports group interests | |||||
Interest groups usually have lobbies in Washington DC & many state legislatures | |||||
Ethnic groups, teachers, business interests are examples of group interest | |||||
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The NAACP, NEA, & the NAM are examples of interest groups |
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Group interests influence is the most important in local elections | ||||
Group interests are less influential on national level because no one group can dominate | |||||
Some group interests are only linked by a single issue | |||||
Single issue group interests are usually even less influential | |||||
But all group interests gain power in a tight election | |||||
VOTING RATES | |||||
Americans have the lowest voter turn-out | |||||
Voting rates in non presidential election years is 35 to 40% | |||||
Voting rates in presidential election years is 50 to 60% | |||||
Despite the fact that young people only recently fought for the vote (1972), they are the least likely to vote. | |||||
Older people are the most likely to vote | |||||
Americans have the lowest voter turn-out of any western, industrialized nation | |||||
CAUSES OF LOW VOTER TURN-OUT | |||||
Voter turn-out is so low because | |||||
1. voter registration is optional in the US but it is often mandatory in other countries | |||||
2. it is more difficult to register here, though motor voter laws have made it easier | |||||
3. people believe they do not have time since the US does not have voting holidays | |||||
4. people claim they do not like either candidate | |||||
5. people claim that nothing will change | |||||
6. people do not know the issues since there is little clear, rational debate in the media | |||||
7. people believe that one vote makes no difference, even though many elections are won by only a few hundred votes | |||||
8. people are satisfied; people are more likely vote if they are strongly against something, than if they feel strongly for something |
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- Project: Policy Actors |
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- Project: The Public Policy Process, Domhoff's Analysis, & Reform of Campaign Financing & Lobbying |
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SUMMARY |
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Industry & interest group lobbying has influence at all stages of the public policy process, & beyond | |||||
Congress passes laws | |||||
Lobbyists, industry, government agencies, the Public, et al offer "advice" ( lobbying & influence ) | |||||
The prospective law is signed or vetoed, or line item vetoed by the President | |||||
The law given to the appropriate government agency for implementation | |||||
Agencies make draft rules which are printed in Federal Register for public approval | |||||
Agencies review public comments & write final rules | |||||
Agencies implement rules | |||||
During implementation, rules must be interpreted & decisions must be made | |||||
Courts interpret laws & rules | |||||
THE UPPER CLASS | |||||
The upper class directly shapes govt policy by impacting the public policy process | |||||
Govt. policy & the public policy process is the least recognized by the general public, but it is the area where the public could have great influence | |||||
Several types of policy are "routine" in that they are specified in the Constitution or law & occur regularly | |||||
FISCAL POLICY | |||||
Fiscal policy is perhaps the most visible govt policy | |||||
Fiscal policy is the most open to the democratic process & thus highly influenced by the upper class, the corporate class & the upper middle class | |||||
Fiscal Policy includes primarily fed law on taxing & spending | |||||
MONETARY POLICY | |||||
Monetary policy is "insulated from politics" which results in almost no input from the general public & great power by the President | |||||
Broad monetary policy issues include unemployment & interest rates which are “insulated from politics” by independent boards | |||||
The Federal Reserve Board's members appointed for 7 yr. terms during which they set major interest rates & the money supply | |||||
Federal Reserve Board members are very difficult to remove, so a President picks them carefully | |||||
DOMHOFF ON GOVERNMENT POLICY |
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1. Domhoff believes that the upper class, the corporate class & the upper middle class provide most of the money in the political process | |||||
2. Domhoff believes that the upper class, the corporate class & the upper middle class provide most of the money to fund think tanks, foundations, university research, etc. | |||||
3. Domhoff believes that the info from think tanks, foundations, university research, etc. is funneled into the policy process as evidence/data | |||||
4. Domhoff believes that the info from think tanks, foundations, university research, etc. is funneled directly to the government to influence the policy making process | |||||
5. Domhoff believes that the info from think tanks, foundations, university research, etc. is funneled directly to the media to influence policy & public opinion | |||||
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The policy formation process is seen as increasingly important in our information age society |
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THE ACTORS IN THE POLICY FORMATION PROCESS | |||||
There are many "players' or actors in the policy formation
process, that lobby & produce policy documents, including:
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Each of the players in the policy formation process has a direct role in making policy, & lobbying the other players | |||||
Miscellaneous interest groups (e.g. environmental groups, gun groups, anti- & pro- abortion, etc.) & the general public (& organized publics) have input into the public policy process through letters, phone, email, direct contact: spontaneous or "solicited" | |||||
Interest groups & the general public (& organized publics) sometimes produce policy documents as do the "players" discussed above, but more often they simply lobby by voicing their opinion | |||||
See Also: Policy Formation Process ( Making Law ) | |||||
See Also: Participants in the Env Debate | |||||
EXAMPLES OF POLICY PLANNING GROUPS | |||||
Brookings Institute | |||||
American Enterprise Institute | |||||
Cato Business Council | |||||
Heritage | |||||
Council on Foreign Relations | |||||
Committee on Economic Development | |||||
RAND Corporation | |||||
University boards are influenced & staffed by members of the upper class | |||||
Profs & other researchers understand that there are political implications to their work & that policy planning grps will line up for or against them | |||||
Blue ribbon panels are "independent," temporary committees which are tasked w/ examining special problems such as riots, the CIA, energy, corruption, accidents, etc. | |||||
The media is often said to be liberal, but it is becoming increasingly focused on info-tainment, centralized, controlled by major corps, & big money oriented | |||||
Turner vs. Murdock; Time, Newsweek, US News & World Report | |||||
MONEY & POLICY FORMATION | |||||
There are many processes for transferring money in the policy formation
process, including:
a. gifts ( donations to politicians & the other players, gifts to universities, etc. ) b. endowments c. grants d. contracts e. direct financing of projects |
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INFORMATION TRANSFER | |||||
There are many process for transferring information in the policy
formation process, including:
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THE ACTORS IN THE POLICY PROCESS | |||||
There are many "Players' or actors in the policy formation
process, that lobby & produce policy documents
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Each policy actor has a direct role in making policy, & lobbying the other players | |||||
Miscellaneous interest groups (e.g. envl groups, gun groups, anti- & pro- abortion, etc.) & the general public (& organized publics) have input through letters, phone, email, direct contact: spontaneous or "solicited" | |||||
Interest groups & the general public (& organized publics) sometimes produce policy documents as do the "players" discussed above, but more often they simply lobby by voicing their opinion | |||||
See Also: The Policy Formation Process ( Making Law ) | |||||
See Also: Participants in the Envl Debate | |||||
CONGRESSIONAL LOBBYING IS WHERE MOST LOBBYING OCCURS | |||||
Congressional lobbying is a high stakes, risky "business" | |||||
In the past, all Congressmen had safes in their offices where they kept the money lobbyists gave them | |||||
Today, the distinction btwn lobbyist & contributor is wider; only that there is no quid pro quo | |||||
In 1990, there were more than 6,800 congressional lobbying groups in the US, however most of them tend to represent certain groups of interests, such as Domhoff three key interest groups | |||||
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Lobbyists are all registered: There are 8000 registered lobbyists in the mid 1990s |
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In 2005, there were more than 14,000 registered lobbying groups in Washington, DC, averaging just over two employees each for a total over 30,000 lobbyists (many lobbying firms are small) | |||||
In 2005, there were approximately 30,000 members of Congress & staff members, making the ratio of lobbyists to officials on the Hill nearly 1 to 1 | |||||
In the early 90s the total value of earmarks added to bills was under $100 mm, while in 2005 the value was over $32 bb | |||||
Because of corporate influence on govt, there is an inverse relation of corporate size & the amount of taxes paid | |||||
ENVL LOBBYISTS PERFECTED LOBBYING FOR INTEREST GRPS | |||||
Since the late 1960s, the envl mvmt developed lobbying & political tactics for interest groups, NGO's, etc. | |||||
W/ the dawn of the envl mvmt in the 1960s, the envl mvmt first focused on passage of fed envl laws, e.g. lobbying Congress | |||||
Today, the envl mvmt plays a greater role: | |||||
a. in the implementation of envl regs | |||||
b. court cases about the env | |||||
c. w/ state laws, implementation & court cases | |||||
INDL LOBBYISTS HAVE A VERY LONG RECORD OF LOBBYING | |||||
Industry groups developed counter interest groups of lobbying & political tactics | |||||
In the past, industry appeared to give up after the policy adoption stage, i.e. law making, only to come back during implementation | |||||
Now, like the envl mvmt, industry struggles w/ policy at all levels | |||||
Industry has attempted to keep the envl mvmt out of the rule making & implementation processes by limiting public access to rule making | |||||
THE GOVT IS THE TARGET OF LOBBYING | |||||
In the rule making process, a person must show standing by showing continuing interest in a project or by showing a material interest | |||||
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Participation is difficult due to short comment periods on proposed rules; usually 30 days | ||||
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After Reagan's govtl downsizing of the govt, agencies & commissions are often ill equipped & under funded when it comes to implementing policy |
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Most govt agencies are ill equipped to handle public comment, & this is a place where social scientist are useful in govt. |
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Most govt. agencies are heavily lobbied at all stages of the implementation process & thus try to find "legal peace" among conflicting parties |
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Most people & agencies in govt. ( Congressmen & women, Reps, etc. ) all respond similarly to lobbying by seeking legal peace & compromise among the parties |
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In seeking compromise, govt agencies often seek simply to end the conflict rather than finding the most just outcome that may reduce conflict, but not totally end it | |||||
In seeking less than optimally just outcomes, & instead pursing legal peace, govt agencies are eschewing their responsibility to the greater good, ignoring the fact that they too are a player in the public policy formulation process & not merely a broker | |||||
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The policy implementation is a slow, minutely focused, incremental process |
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Rules, procedures, etc. change, minutely, year by year, month by month, even day by day |
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EXAMPLES OF LOBBYING ON ENVL ISSUES | |||||
THE SALVAGE LOGGING RIDER | |||||
In the salvage logging example, lobbyists lobbied over the definition of a dead tree |
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1994 was a big wildfire season & therefore in the fall of 1994 & spring & fall of 1995, salvage logging of the burned trees became a priority, which was strongly lobbied |
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As a result of lobbying, the Salvage Logging Rider ( SLR ) was passed after the devastating 1994 fire season |
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While there was considerable lobbying around the passage of the SLR itself, lobbying continued throughout the formation of the agency rules to implement the law as seen in the counting of "dead" trees, which may be salvage logged | ||||
The players in the SLR policy debate developed policy because there was no "science" on determining when a tree is dead | |||||
The players in the SLR policy debate knew that if you wait too long, dead trees cannot be harvested | |||||
W/ the SLR there was approximately a 1 year window to salvage the burned timber before the wood became too rotten | |||||
W/ the SLR FS personnel, loggers, & envlists argued about the criteria such as 'what % of each species of tree can be brown & it is still likely that the tree will survive?' | |||||
In the SLR policy debate, 3 parties argued over actual measurement of brown needles on fire damaged trees | |||||
W/ the SLR the FS, the logging corps, & the envlist went to court & a compromise was reached over how to define a dead tree | |||||
Compromises in policy are often based as much on politics as science | |||||
The implementation of salvage logging changed day by day as either logging corps or envl group members "worked w/" FS officials in the office or out in the field | |||||
FOREST HEALTH | |||||
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In 2002 & 2003, an example of a public policy debate included the proposed Forest Health Legislation | ||||
In the 2002/03 proposed Forest Health Legislation, the public policy issue was whether the forest was overgrown because of wildland fire suppression | |||||
Public policy explored whether the problem of forest health existed & how it could be fixed | |||||
The solutions to forest health, whether the problem exists or not included burning, mechanical thinning, logging, some combination of the above | |||||
The forest health public policy debate explored where should the problem be addressed, including in the WUI, in the back country, in particular areas chosen according to particular criteria, etc. | |||||
The forest health public policy sought to define WUI, by for example, determining whether it included watersheds, rural zones, etc. | |||||
Some players in the forest health public policy sought to exclude NEPA, public comment, & to include categorical exclusions ( CEs ) | |||||
An example of a public policy debate included whether Microsoft is involved in accusations of monopolistic practices | |||||
The example of the Microsoft public policy saw, for the first time, Microsoft "becoming involved in politics" by contributing $$$ to the Republican Party |
|
Links |
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Links |
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THE EXEC BRANCH HAD EARLY INVOLVEMENT IN ENVL ISSUES | |||||
|
The Exec branch had early involvement in envl issues, earlier than other branches of govt |
|
|||
Fed govt involvement in env regulation is very new, really only starting in the early 1900s | |||||
In the early 1900s, the fed govt began estbing fed ownership of land for Parks & Forests | |||||
Big govt as we know it today first grew, permanently, during / after WW II | |||||
The Fed gov involvement in env reg began in the 60s w/ passage of 1st env laws, e.g. NEPA, 1969 | |||||
EXEC AGENCIES INVOLVED IN THE ENV | |||||
|
EPA | ||||
|
Dept of Agriculture, USFS | ||||
|
Dept of Interior |
|
|||
The Dept of Interior includes the Bureau of Land Mgt (BLM) & the National Park Service (NPS) & other agencies | |||||
The head of the BLM is nominated by the Pres & confirmed by the Senate | |||||
|
Other Fed agencies & commissions w/ envl responsibilities
Table 3.2 |
|
|||
|
PRESIDENTIAL LEADERSHIP HAS BEEN EXTENSIVE & IMPORTANT AROUND THE ENV |
|
|||
|
TEDDY ROOSEVELT |
|
|||
|
NIXON 1968 - 1972 1972 - 1974 (left office) |
|
|||
Nixon founded the EPA | |||||
William Ruckelshaus was the first head of EPA | |||||
When it started, the EPA had 3 goals including:
1. the formation of a well defined enforcement image 2. the implementation of the Clean Air Act 3. maintaining control over the costs of regulatory decision making |
|||||
The EPA stole authority from Dept of Interior | |||||
Under Nixon, the US took global approach to env protection | |||||
Ruckelshaus convinced Nixon of the importance of the UN Conference on the Human Environment in 1972 | |||||
|
FORD 1974 - 1976 ( finished Nixon's term ) |
|
|||
Env programs slowed under Pres Ford because:
1. the energy crisis & the Arab oil embargo became more important & even trumped envl issue 2. the high cost of enviro regs to industry made regs less tenable 3. env momentum was lost |
|||||
|
CARTER 1976 - 1980 |
|
|||
In 1976 Carter had high envl marks as Georgia Gov but did not stand out as a particularly envlist Pres | |||||
Carter did increase the size & power of the EPA during his term | |||||
Carter's major envl legacy is the Alaska Land Bill of 1980 | |||||
|
REAGAN 1980 - 1984 1984 - 1988 |
|
|||
The EPA was headed by James Watt who is generally viewed as cutting EPA & env regs | |||||
Watt supporters note that he spent over $1 b to restore & improve Parks, & he added 1.8 m acres to the wilderness sys | |||||
Watt: made a racist remark in public & was forced to resigned in mid term | |||||
After Watt, the EPA was headed by Anne Gorsuch who married & became Burford, & ended up overseeing a 20% cut to the EPA | |||||
Burford mismanaged the EPA & was also forced to resign, which is when Ruckelshaus returned | |||||
|
BUSH, Sr. 1988 - 1992 |
|
|||
Reilly became head of the EPA under Bush, Sr. | |||||
Lujan, the Sec of the Int convened a special committee on endangered species called the God Squad in the popular media who ruled on timber permits on BLM land | |||||
The God Squad dealt primarily w/ the spotted owl | |||||
Bush's wetlands policy was also controversial in that his admin redefines wetlands in such a way that many areas are eliminated from the listing | |||||
|
CLINTON 1982 - 1996 1996 - 2000 |
|
|||
Clinton had a limited envl platform which proposed CO2 limitations, recycling, 40 mpg standard, & a restoration of the UN Population Fund | |||||
Clinton opposed drilling in the Arctic Natl Wildlife Refuge | |||||
Reauthorized Clean Air Act | |||||
Clinton lost his quest to raise grazing fees in West to make them equivalent to private fees | |||||
Clinton struck a deal w/ indl leaders to raise fees & allow more logging | |||||
The Clinton's compromise resulted in maintaining grazing fees & allowing more logging | |||||
Clinton attempts to limit logging but makes several compromises that allow a lot of logging esp. fire salvage sales | |||||
Near the end of his term, Clinton estb the Grand Escalante Nat Park in Utah | |||||
BUSH, Jr. 2000- 2004 2004-2008 | |||||
Extends mpg goals | |||||
The Healthy Forest Act allows logging anywhere w/ less envl regs if the goal is to improve forest health | |||||
Bush repeatedly made attempts to open the AK Natl Arctic Refuge (ANWAR) to oil exploration, but failed |
Links |
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Links |
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EXECUTIVE AGENCIES | |||||
Most fed govt agencies are under the control of the Exec Br of govt |
|
||||
In most cases, the top tier of administrators are political appointees meaning that new administrators are appointed whenever a new presidential administration takes power, or for that matter, whenever an administration chooses |
|
||||
LEGISLATIVE AGENCIES | |||||
There are some govt agencies that are under control of the Leg Br of govt such as the Congressional Budget Office |
|
||||
INDEPENDENT AGENCIES | |||||
There are some govt agencies that are "independent" in that their top administrators are appointed for fixed terms & thus are not generally changed when a new administration comes into power or whenever an admin chooses |
|
||||
Independent govt agencies are independent in that they are less subject to the control by an admin or Congress |
|
||||
APPOINTEES | |||||
The top level leaders in most govt agencies are appointees | |||||
|
Mid & lower level bureaucrats w/in a govt agency are generally not political appointees |
|
|||
If one is not an appointee, then they are hired or dismissed just like any employee | |||||
|
Mid & lower level bureaucrats w/in a govt agencies vary widely in their implementation of upper admin policy & thus it is always difficult for a new admin to get its programs implemented uniformly by an agency |
|
|||
|
EXAMPLES OF EXECUTIVE AGENCIES http://www.loc.gov/rr/news/fedgov.html |
|
|||
|
The Forest Service |
|
|||
|
Office FS Website http://www.fs.fed.us/ |
|
|||
|
The Dept Of the Interior |
|
|||
|
Official DOI Website http://www.doi.gov/ |
|
|||
|
The EPA |
|
|||
|
Official EPA Website http://www.epa.gov/ |
|
|||
|
EXAMPLES OF LEGISLATIVE AGENCIES http://www.usa.gov/Agencies/Federal/Legislative.shtml |
|
|||
The Congressional Budget Office http://www.cbo.gov/ |
|
||||
The Congressional Research Service http://www.loc.gov/crsinfo/whatscrs.html |
|
||||
The Government Accountability Office http://www.gao.gov/ |
|
||||
|
EXAMPLES OF INDEPENDENT AGENCIES http://www.usa.gov/Agencies/Federal/Independent.shtml |
|
|||
CIA http://www.cia.gov/ |
|
||||
Federal Mine Safety & Health Review Commission http://www.msha.gov/SOLICITOR/FMSHRC/fmshrc.htm |
|
||||
National Labor Relations Board http://www.nlrb.gov/ |
|
Links |
|
Links |
|||
INTRODUCTION | |||||
|
- Official EPA Website http://www.epa.gov/ |
|
|||
|
The EPA is an ind agency in the exec br of govt |
|
|||
THE EARLY EPA, ESTB IN 1969 | |||||
The EPA was estb. in 1969 by the National Env Protection Act (NEPA) | |||||
See Also: Env Law: NEPA | |||||
|
The EPA was proposed by Nixon who appointed Wm Ruckelshaus as the 1st EPA Director |
|
|||
As the 1st Director of the EPA, Ruckelshaus was more proactive than Nixon & others would've liked | |||||
THE STRUCTURE OF THE EPA | |||||
The Director of the EPA is appointed by the Pres & confirmed by Congress | |||||
|
The Council on Environmental Quality (CEQ) is part of NEPA & is a purely advisory org |
|
|||
|
Clinton replaced the CEQ w/ the White House Office of Envl Policy, elevating the agency's authority |
|
|||
|
The role of the EPA lies mostly in the realm of the enforcement of envly related laws passed by Congress |
|
|||
The EPA employs many scientists who are needed to determine such questions as whether a company is releasing water pollutants or not | |||||
The EPA will, when necessary, propose legislation or review legislation for Congress | |||||
The EPA adjudicates appeals of its decisions | |||||
|
Figure 3.1 |
|
|
Links |
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Links |
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INTRODUCTION | |||||
There are 100 US Senators & 435 US Representatives | |||||
Senators are elected for 6 yr terms & Reps are elected for 2 yr terms | |||||
VA has 2 Senators & 11 Representatives | |||||
GRIDLOCK | |||||
For many social scientists, the leg br of govt is best understood as experiencing Congressional Gridlock which means that little gets done |
|
||||
For many social scientists, the leg br is always characterized by Congressional Gridlock, but it is certainly worse when neither party has a clear majority in either or both houses of Congress or when the party is power in Congress is different from that in the White House | |||||
|
Cong is relatively slow because: |
|
|||
a. the frag of the committee sys decentralizes both pwr & the decision-making process |
|
||||
b. the pressures of lobbyists make it difficult to build Congressional consensus |
|
||||
See Also: Lobbying | |||||
c. Congl members lack the time & expertise needed to deal w/ tech legislation |
|
||||
|
d. localized re-election concerns override a natl view of policy making |
|
|||
CONGRESS IS ACCESSIBLE | |||||
The US Congress is perhaps one of the most open legislatures in the world in that almost anyone can meet w/ their Senator or Representative if they make an appt | |||||
The US Congress is also open in the sense that members are capable of being influenced by their constituency whether that be a wealthy individual or one simply w/ a cause | |||||
The procedures of Cong are designed to give the minority party some power even though they lack a majority | |||||
One important procedural feature of Cong is its committee systems whereby bills, appointments, etc. must come through a committee before coming up for a vote | |||||
Committees often refuse to let a bill to the floor for a vote | |||||
The committee system was under attack in the 00s because some fed court appointees are not getting out of committee to a floor vote | |||||
VP Cheney is threatened the "nuclear option" which essentially means dismantling the committee system which has functioned in Cong for centuries |
|
||||
|
CONGRESSIONAL INACTION |
|
|||
Cong is well known for avoiding the tough decsions that it must make on the env, as well as other imp issues such as abortion, energy policy, social security, military base closings & more | |||||
Cong avoids the tough decisions because no single Senator or Rep wants to face his or her constituency after making difficult decisions, & indeed frequently those who do make tough decisions are voted out of office | |||||
Thus Cong does reflect the Am public's inability to make tough decisions & to punish people, orgs, etc. who do | |||||
Cong's lack of tough decision making relegates many difficult decisions to the cts as seen in the Spotted Owl protection of species issue that had to be decided by Western cts, & the abortion issue which was decided by the Sup Ct | |||||
Cong often prefers to leave tough decisions to the cts, & it also leaves messy details of a law to the cts. | |||||
While Cong intentionally leaves issues to the cts, then they turn around & complain about "activist judges who are making law" | |||||
LEGISLATIVE AGENCIES http://www.usa.gov/Agencies/Federal/Legislative.shtml |
|
||||
Congress has, relative to the exec branch, few agencies under its control | |||||
However, Congress is involved in oversight of exec br agencies & who is appointed to top level positions |
Links |
|
Links |
|||
|
UNFUNDED MANDATES |
|
|||
|
In 1994, Senator Kempthorne, ID, R, proposed unfunded mandates legislation which holds that any law passed by Congress must provide an accting of costs to other parties, such as state govts, & provide funding for those costs |
|
|||
|
The unfunded mandates law has impacted env laws as well as many other types of legislation |
|
|||
|
The unfunded mandates law has prevented the fed govt from requiring states to protect species w/o paying for it |
|
|||
|
CONGRESS IS MORE PRONE TO REACT THAN ACT |
|
|||
Congress is more likely to react to situations because of media headlines & public pressure than they are to be proactive | |||||
|
Congress often passes laws after a major public event publicizes the issue as seen in the Healthy Forest Act of 2004 which followed the fires of 2003 |
|
|||
Congress passed laws on terrorism after 9-11, on food safety after tainted food was found, etc. | |||||
Congress has a more difficult time passing laws on problems that are in the future such as social security, global warming, infrastructure, port security, etc. | |||||
CONGRESS IS OVERWHELMED BY TECHNICAL / SCIENTIFIC ISSUES | |||||
|
Many legislators in Congress admit to being overwhelmed by the science involved in creating envl law |
|
|||
LOBBYING | |||||
|
Congress is more susceptible to lobbying on envl issues than other branches of govt |
|
|||
PASSING THE BUCK | |||||
In a sense, Congress passes the buck, i.e. avoids responsibility by passing vague laws that rely on govtl agencies making specific rules to enforce them | |||||
|
Some laws passed by Congress on the env are very specific while others are very general, essentially ceding the power to the appropriate agencies to make the policy |
|
|||
|
THE CONGRESSIONAL EAST / WEST SPLIT |
|
|||
Many studies show much stronger level of envl interest or awareness, not concern, in the West compared to other regions | |||||
The Republican Congress, which came to power in the 80s has had an inconsistent position on the env because of the East/West conflict | |||||
|
In relation to the env, the split in Congress matches that of the population in that, in general, there are less envlly oriented people as a % of the population in the West than in the East |
|
|||
|
The historic, envl split btwn West & East has its origin in the greater reliance of the West on extractive industries of ag, logging, & mining |
|
|||
|
Histly, as the East dev less of an econ dependence on extractive industries, it became more envly oriented, & Congress has reflected that interest |
|
|||
|
Thus on my env issues, often a few Eastern Senators become the "swing votes" making or breaking a piece of legislation |
|
|||
|
Many envl issues have been avoided by Congress because of their inability to make the tough decisions |
|
|||
|
The protection of the Spotted Owl, in the West, was avoided by Congress & thus the Fed Cts in the West had to formulate policy on this issue |
|
|||
|
Many of the actions of the EPA have gone to the cts because Congress did not clearly spell out what the EPA should or should not do in law |
|
Links |
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Links |
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|
THE US CONSTITUTION & THE JUDICIAL BRANCH |
|
|||
The Jud br was estb by Art III of the Const which created the Sup Ct | |||||
|
The Sup Ct is the highest court in the land & is vested w/ all the jud pwrs of govt |
|
|||
There is a widespread debate on the role of the courts which encompasses the view that the court should be a strict interpreter of the Const, or that the court should be more activist & interpret the Const in light of contemporary events | |||||
The lower Fed Cts were not created by the Const, but by Congress | |||||
|
FUNCTIONS OF THE JUDICIAL BRANCH |
|
|||
There are three major functions of the cts, including judicial review, interpretation of law & case law, & the determination of standing | |||||
1. JUDICIAL REVIEW | |||||
|
Cts decide arguments about the meaning of laws, how they are applied, & whether they violate Const |
|
|||
Judicial review is the power of the court which allows it to interpret laws & decide whether they are valid in light of the Const | |||||
|
In the jud rev process, the judiciary provides checks & balances on the leg & exec br's |
|
|||
|
Judicial review not an explicit pwr given to crts but it is an implied power |
|
|||
|
In the landmark Supreme Court decision, Marbury v. Madison (1803), crts' pwr of jud review was clearly articulated |
|
|||
The cts often make difficult decisions that the leg or exec brs refuse to make, such as the: |
|
||||
a. teaching of evolution in public schools |
|
||||
b. prevention of the govt from limiting a woman's right to choose an abortion or not |
|
||||
c. integration of public schools |
|
||||
d. protection of endangered species |
|
||||
A major battle concerning the jud br is occurring in the 90s & the 00s over Congress' role in confirming fed judges |
|
||||
Under the present rules of the Congress, it is possible for a minority party to successfully oppose some jud nominations | |||||
Some in Congress believes the ability for a minority of legislators to successfully oppose a jud nominee gives them too much power & therefore they would like to change Cong's rules so that it is more difficult to oppose jud nominees |
|
||||
2. INTERPRETATION OF LAW & CASE LAW | |||||
The interpretation of law & case law is the process by which the cts resolve conflicts among laws, define concepts in laws, provide limits to laws, decide issues on special cases, decide the scope of a law (which types of situations should a law apply to), & more | |||||
The interpretation of law & case law is like judicial review in that the cts try to make laws consistent w/ the prior body of law & try to imagine the future impact of a law | |||||
Interpretation of law & case law is different from judicial review in that the latter deals w/ laws relationship to the Constitution, while the former deals w/ laws relationship to other laws or to the situations to which they are applied | |||||
3. DETERMINATION OF STANDING | |||||
A major task of the cts is to decide who may bring a legal suit against the govt or against another individual & who may not | |||||
If a person has standing they are said to have an interest in the case & thus may participate in that legal case | |||||
Under the Constitution, standing is only granted to those who have clearly been harmed, such as w/ personal injury or property loss | |||||
One important feature of standing is that the govt must give permission for anyone to sue them; a person cannot sue the govt unless the govt agrees to let them sue | |||||
The cts still have a hand in interpreting when a person may or may not sue the govt in that there are limits to the ability for the govt to control standing | |||||
A re-writing of some govt regs has made it more difficult for citizens to gain standing in that a person must show an interest in a given subject for a longer period of time if they are to have standing |
Links |
|
Links |
|||
THE JUDICIAL BRANCH IS THE 3RD BRANCH OF GOVT |
|
||||
The courts utilize 3 primary functions in making envl policy which include: |
|
||||
a. judicial review | |||||
b. the interpretation of statues through cases brought to them | |||||
c. the determination of standing | |||||
The cts determine who has the authority to determine access to the judl process & may play an activist role in envl policy making through their decisions |
|
||||
NEPA OPENS THE ERA OF JUDICIAL ACTIVISM AROUND THE ENV |
|
||||
Under NEPA, individuals
- could sue govt for not enforcing env law - could sue violators of envl laws IF they had standing |
|
||||
STANDING & THE ENV |
|
||||
Under NEPA & other env laws, the legal concept of standing was greatly expanded allowing individuals & grps to sue both to enforce envl laws & to punish the violators of envl laws |
|
||||
The cts allow envl groups to sue on behalf of the public interest |
|
||||
Since its expansion under NEPA & subsequent law, standing has been reduced in that an individual must now show continual interest in an issue to have standing |
|
||||
JUDICIAL ACTIVISM & THE ENV |
|
||||
Many analysts recognize that the cts act when the legislative br fails to act, i.e. on controversial issues |
|
||||
Because of the failure of the leg br to resolve societal conflicts or because of the vagueness of some laws, the cts are often address the issue |
|
||||
In the env, the courts have resolved many issues & made difficult interpretations of laws on endangered species, toxic waste, the allocation of resources, pollution, & more |
|
||||
For example many endangered species issues have been resolved by the cts including the spotted owl, the snail darter, the grizzly bear, & more |
|
||||
While many decry the activism of the cts in relation to the env, if Cong would pass clear laws, & deal w/ all the issues, the cts would not have to resolve these issues |
|
Links |
|
Links |
|||
NEW FEDERALISM |
|
||||
|
New Federalism is a policy which began w/ the State & Local Fiscal Assistance Act of 1972 |
|
|||
Where Cong believes it necessary, they pass leg on soc probs, then often leave it to state to implement | |||||
But Cong does not always approve oversight mechanisms therefore state implementation varies widely | |||||
The passage of unfunded mandates legislation has limited the ability of the Fed govt to leave implementation & funding to the states | |||||
Unfunded mandate legislation says the Fed govt cannot pass unfunded mandates, thus the Feds must fund the implementation of all laws | |||||
STATE GOVTS SUPPLEMENT FED GOVT | |||||
|
State govts pick-up where Fed govt leaves off on many issues |
|
|||
|
States often take the lead where the Fed govt fails to act |
|
|||
States cannot "pass the buck" so they freqly they must act when Fed govt does not | |||||
|
EXAMPLE: NEW FEDERALISM |
|
|||
|
Reagan ( 1980 - 1984 1984 - 1988 ) campaigned on Fed govt reform & local control |
|
|||
In practice, Reagan's reforms meant simply reducing the size of many Fed govt agencies | |||||
The Reagan admin oversaw massive reductions in size of Fed govt agencies,
including:
|
|||||
The reduction of Fed regulatory agencies put the responsibility for regulation in the hands of the states & often the states did not take on the responsibility | |||||
|
STATES RESPOND DIFFERENTIALLY TO SOCIAL PROBLEMS |
|
|||
Some states have strong laws & implement them well, & some do not | |||||
|
TX, VA lead in executions
CA has strong env laws SD has almost no env laws MA has strong welfare laws |
|
|||
One of the reasons the founders of this democracy choose a federal sys of State & Fed govt is because they recognized under the Articles of Confederation that the states were too weak & would not make the difficult choices | |||||
Fed govt often comes in when for various reasons states refuse to act, or act too weakly as seen in the problems of crime in the 1930s, integration in the 1950, pollution in the 1970s, & so on | |||||
Today, State reg agencies such as forestry Depts are often weaker & have less effective laws that does the Forest Service | |||||
The founders of the fed sys also choose it because they did not want too strong of a Fed govt | |||||
STATE GOVT EXAMPLES | |||||
VA has a two house legislature w/ 40 State Senators & 100 State Delegates | |||||
In 2005 for the Wise county area, the VA State Senators are Pucket (D) & Wampler (R); the Delegates are Kilgore (R) & Phillips (D) | |||||
ID has a a two house legislature w/ 34 State Senators & 70 House Members | |||||
In 2005, ID has 27 Republicans, 7 Democrats of which 30 are men & 4 are women | |||||
SD has has a two house legislature w/ 35 State Senators & 71 House Members | |||||
In 2005 for the Yankton county area, the SD Senator is Garry Moore (D); the House Members are Jean Hunoff (R) & Matthew Michels (R) | |||||
CA has 44 State Senators & 80 Assembly Members | |||||
In 2005, the Senator for the Redding, CA area is Sam Aanestad; the State Assemblyman is Doug La Malfa | |||||
NE has a unicameral legislator, i.e. one house | |||||
THE DIFFERENTIATION OF COMPLIANCE & NONCOMPLIANCE OF FED & STATE REGS BY STATES | |||||
There is a large amt of differentiation of compliance & noncompliance of fed & state regs by states; i.e. some states are very efficient at enforcing regs while others are nearly criminally negligent | |||||
|
There are five factors that result in states responding differently to similar problems, including the severity or strength of the issue including the wealth of the state, partisanship w/in & among states, the orgl capacity of the state, & the influence of other states, the fed govt & other actors w/in the state in relation to the issue |
|
|||
|
1. SEVERITY ARGUMENT |
|
|||
|
States w/ the most severe problems take lead
"The squeaky wheel gets the grease." |
|
|||
States w/ severe problems are typically forced to take action by their citizens | |||||
Soc probs, env probs, all the different issues affect states differently as seen in the fact that high oil prices affect the Western states the most because people drive more there & have almost no public trans, while auto pollution affects states w/ big cities the most | |||||
|
2. WEALTH ARGUMENT |
|
|||
|
There is a direct relationship btwn state's resource base & its commitment to any soc prob such as env protection |
|
|||
Many states simply cannot afford to staff a large state bur to reg a given area | |||||
|
3. PARTISANSHIP ARGUMENT |
|
|||
|
Democrat state legislature are more likely to advocate activist govt & deal w/ soc probs e.g., protect env |
|
|||
Republicans advocate laissez faire, "non activist" govt | |||||
|
70s - 90s more Dem state leg Now there are slightly more Rep state leg |
|
|||
Issues become the "political property" of a party in that the logical solutions are more appealing to one party than another | |||||
Issues cannot become the property of the other party until it devises a viable solution palatable to its constituency | |||||
|
4. ORGL CAPACITY ARGUMENT |
|
|||
|
Admin & orgl reforms are likely to result in soc pol reforms
Profl leg's are likely to implement reform legislation But many leg may be considered as less than prof |
|
|||
|
The phil of limited govt very strong at the state level
This limits orgl capacity |
|
|||
The phil of limited govt limits orgl capacity | |||||
Examples of limited govt are seen in that
- the VA leg are not paid a prof salary - the TX leg meets only every other yr. - many meet only for very limited time |
|||||
|
5. INFLUENCE ARGUMENT |
|
|||
|
States are susceptible to influence/corruption |
|
|||
Histly, the smaller the govt, the more susceptible it is to corruption |
Links |
|
Links |
|||
STATE GOVTS ARE GENERALLY WEAK ON THE ENV & PUBLIC POLICY IN GENERAL |
|
||||
Most states had resource mgt agencies by 1950 (around forests or mines), but there was little interest in envl protection |
|
||||
EXAMPLE OF STATE WEAKNESS ON THE ENV: VA'S "BEST PRACTICES" |
|
||||
Today the VA Dept of Forestry has "Best Practices" guidelines which in general do not carry the weight of a regulation | |||||
But VA's Best Practices Guidelines are merely guidelines, meaning that compliance is voluntary in that there are no penalties | |||||
There is chronic under inspection of logging sites in VA | |||||
In Idaho, the Fed govt reg of the forest by the FS is more envly stringent than the State of Idaho forestry service | |||||
The state of ID forestry Dept manages a higher % of its land for timber production than does the FS | |||||
THE NEW FEDERALISM & THE ENV |
|
||||
New Fed reduced the size of many env related agencies such as the
- EPA - USFS - BLM... |
|
||||
States attempt to fill env gaps of the cutbacks of Fed reg agencies, but have mostly failed to do so |
|
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2 patterns emerged to deal w/ the cutbacks of the Fed reg agencies
under Reagan's New Federalism including:
a. the creation of small, weak state EPAs b. new pollution control agencies |
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In sum, the states have rarely been as effective as the Fed govt in dealing w/ envl issues |
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There are many exceptions where states have better env reg as seen in CA which has stronger envl laws in almost all areas of the env |
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Some states & cities have implemented stronger reg laws & implementation in various other areas in addition to the env |
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However, states are known to have less red tape & be friendlier to business than is the fed govt |
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DEFEDERALIZING | |||||
A recent mvmt in Western state govts has been to try to defederalize or "statize" fed land | |||||
Statizing, or defederalizing, denotes that some state govts are attempting to either buy or control fed land w/in their state | |||||
Some state govts would like to remove fed land from the control or ownership of the fed govt & transfer it to their state | |||||
While one proposal is to "sell" the land to the states at a token price, another proposal is to, on a trial basis, transfer mgt of fed land to the state | |||||
The transfer of fed land mgt to a few or several states would allow states to manage the land according to their own, generally more indly friendly, goals & objectives | |||||
Statizing proposals have not gone far as of 2005 but remain on the agenda of many Western state governors, state legislators, & fed legislators |
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FEDERALISM DENOTES THE BALANCE OF POWER BTWN THE FED & STATE GOVTS |
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Federalism is a system of the govt in which sovereignty is constitutionally divided btwn a central governing authority & constituent political units, like states or provinces |
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Federalism is the system in which the power to govern is shared btwn the national & state govts, creating what is often called a federation |
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In the US, federalism is the system of govt in which power is divided btwn the national, also called the federal govt, & the govts of each state |
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In the US, federalism denotes the position of those who favor a stronger fed govt & weaker state govts |
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States rights, new federalism, Reaganism, anti federalism, etc. denotes the position of those who favor a weaker fed govt & stronger state govts |
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FEDERALISM IS ESTABLISHED IN THE CONSTITUTION | ||||
While federalism is established in the Constitution, because of the intentional latitude of the Constitution the nature & degree of federalism has always been & continues to be hotly debated, & thus has changed significantly over the yrs | |||||
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The fed govt has certain expressed powers (also called enumerated powers), including the right to levy taxes, declare war, & regulate interstate & foreign commerce |
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The necessary & proper clause in the Constitution gives the fed govt the implied power to pass any law "necessary & proper" for the execution of its expressed powers |
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Powers that the Constitution does not delegate to the fed govt or forbid to the state, the reserved power, are reserved to the people or the states |
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The power delegated to the fed govt was significantly expanded by amendments to the Constitution following the Civil War, & by some later amendments, as well as the overall claim of the Civil War, that the states were legally subject to the final dictates of the fed govt |
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Parts of the Constitution are interpreted very narrowly, such as the Tenth Amendment, the Supremacy Clause, the Necessary & Proper Clause, & the Commerce Clause | |||||
In this narrow interpretation, the fed govt has jurisdiction only if the Constitution clearly grants such | |||||
In this case, there is a very large group of powers belonging to the states, & the fed govt is limited to only those powers explicitly listed in the Constitution | |||||
However this theory also holds the fed govt is the final judge of its own powers | |||||
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THE COMMERCE CLAUSE WAS USED TO INCREASE THE ACTIVISM OF THE FED GOVT |
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Although many people believe that the fed govt has grown beyond the bounds permitted by the expressed powers, from 1938 until 1995, the Sup Ct did not invalidate any fed statute as exceeding Congress' power under the Commerce Clause | |||||
Most actions by the fed govt can find some legal support among the expressed powers, such as the Commerce Clause | |||||
The Commerce Clause is used by Congress to justify certain fed laws, but its applicability has been narrowed by the Sup Ct in recent years | |||||
The Commerce Clause is used to justify many actions of the fed govt in that policy that affects multiple states is interpreted to be a legitimate areas of concern for the fed govt | |||||
INCREASED SIZE & INFLUENCE OF THE FED GOVT HAS CONTINUED UNDER REP & DEM PARTIES TO MEET THE DEMANDS OF THE ELECTORATE | |||||
The fed govt has increased greatly in size & influence, both in terms of its influence on everyday life & relative to the state govts | |||||
There are several reasons for the increase of the size & influence
of the fed govt, including:
a. the need to regulate businesses & industries that span state borders b. attempts to secure civil rights c. the provision of social service d. the growth of govt power in general, i.e. the growth of power of city, county, state, & fed govts |
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A BRIEF HISTORY OF FEDERALISM SHOWS INCREASING FED ACTIVISM DESPITE ANTI-FED PRESIDENTS, ESP REAGAN & GW BUSH | |||||
When the Constitution replaced the Articles of Confederation as our foundational doctrine, federalism & a strong role for the fed govt was established because the Articles of Confederation demonstrated that a confederation of nearly independent entities was largely dysfunctional | |||||
The anti federalists, who had strong unpleasant memories of a national British rule, demanded & got the Bill of Rights to preserve basic rights in spite of a strong central govt | |||||
It took about 50 yrs after the ratification of the Constitution for most of the details of the sharing of power btwn the fed govt & the state govts to be worked out | |||||
After the details of power sharing btwn the fed govt & the state govts had been worked out, there was less debate until the Civil War after which the right of the union to maintain itself was finally & conclusively established | |||||
From the time of the Civil War until FDR's New Deal, there was only incremental change in power btwn the fed govt & the states w/ one exception | |||||
The Civil War - FDR era exception to the status quo balance of power btwn the fed & state govts occurred when T Roosevelt began his trust busting activity, which while it was significant during his admin, did not become standard govt policy until FDR | |||||
With the New Deal, the balance of power shifted to the fed govt which clearly established a more active fed govt which regulated the econ, business, & sought to ensure more equity btwn the people & corp interests | |||||
FDR established the rights of organized labor, established the principle of intervention in the econ, regulated business, established social security, established a welfare system, & more | |||||
After WW 2, the fed govt believed that a permanent military must be established, as contrasted w/ the prior military policies which saw a dismantling of the military & the war industry after each major military build up & war | |||||
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Thus, after WW 2, the military industrial congressional executive complex (MICEC) was established |
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Govt intervention in society increased again w/ the rise of policies around Civil Rights, & then the env, & then womens' & others' rights |
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The policies of the New Deal, MICEC, Civil Rights, the env, womens' rights, etc. predominated until Reaganism began to dismantle this system, beginning in 1980 |
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Reagan's policies brought into doubt much of the role of the fed govt that had been established since the New Deal |
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FEDERALISM: ESTABLISHED A BALANCE OF POWER BTWN STATE & FED GOVT |
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Federalism is a system of the govt in which sovereignty is constitutionally divided btwn a central governing authority & constituent political units, like states or provinces |
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Prior to the New Deal era, the fed govt was more limited in it's authority & activism than today |
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The New Deal era which, broadly, lasted from the mid 1930 until 1980, witnessed a growth in the power & activism of the fed govt & established many of the social contracts we are accustomed to today |
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DEFEDERALIZATION SHIFTS POWER TO THE INDIVIDUAL, LOCAL GOVT, STATE GOVT, ETC. | |||||
With the election of Reagan in 1980, New Deal policies, & many of the policies which have their roots in this philosophy, began to be questioned & dismantled, & this deconstruction continues today | |||||
Defederalization is the process of deregulation through the enhancement of states rights in areas that had formerly been the realm of the fed govt | |||||
Defederalization is embodied by a broad group of governmental philosophies, some of which are called states rights, Reaganism, New Federalism, anti federalism, etc. | |||||
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THE PROCESSES OF DEFEDERALIZATION INCLUDE DEREG, DOWNSIZING, PROGRAM CUTS, MKT SOLUTIONS, ETC. |
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Broadly, the process of defederalization is accomplished by tax cuts & reducing the size of the fed govt | |||||
Under Reagan, the Bush Sr. admin, 2 Bush Jr admins, & even to a certain extent, the Bill Clinton admin, many of the cornerstones of the New Deal & complementary policies which followed began to be dismantled through a variety of policies including deregulation, downsizing, cutting programs, mkt solutions, & more |
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Deregulation has occurred in many sectors of society including the banking & financial sectors, the corporate & small business sectors of the econ, the env, trade policy, & more |
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Downsizing of the fed regulatory agencies is significant & continues today | |||||
Cutting or proposing to cut programs such as support for education, food stamps, welfare, national parks, etc. is part of the theory of small govt | |||||
Mkt solutions are used to replace regulations such as allowing the food industry to supervise it's own production, & allowing the trade of pollution credits, aka cap & trade policies, whereby industries are allowed credits for a base level of pollution which they may trade, etc. | |||||
THE EFFECTS OF DEFEDERALIZATION ARE FED GOVT INCOMPETENCE | |||||
The effects of defederalization are hotly debated today | |||||
Supporters of defederalization believe that defederalization has created a more vibrant & more free econ & society in general | |||||
According to the supporters of of defederalization, individuals, local govt, state govt, etc. are better able to manage themselves / society than is the fed govt | |||||
Critics of defederalization decry the injustices that are arising which had, to a certain extent, been curtailed by the New Deal & it's complementary policies | |||||
Critics of defederalization note that the fed govt has shrunk in the areas of social services & business regulation but has grown in the area of MICEC & intl trade polices | |||||
Another effect of defederalization has been to make the fed govt incapable of carrying out it's former roles, such as mgt of the nat forest system, thus making it appear incompetent | |||||
The incompetence of the fed govt, which defederalization has established, is often used as a justification for further defederalization | |||||
The fed govt was once seen as a preeminent instit w/ many agencies being highly respected | |||||
Govt agencies which once were respected, but now are derided include the FBI, the USFS, the TVA, the Dept of Ag, & more | |||||
Defederalization has reduced these & many other fed agencies to such an extent that they no longer can carry out their missions | |||||
Thus defederalization becomes a self fulfilling prophecy in that its' philosophy is federal incompetence, which is created when fed agencies are cut to such an extent that they no longer can carry out their mission |
The End
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