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  Review Notes on   WO  2:  The Study of the Workplace
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  METHODS  
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An Introduction to Methods  
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Ethnography  
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Field Research  
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The Hawthorne Studies  
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The Hawthorne Effect & Placebos  
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The Case Study  
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The Survey  
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Other Research Instruments in the Social Sciences  
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Units of Analysis  
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The Worker & Labor Force as Units of Analysis  
  THE STUDY OF THE WORKPLACE  
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Unemployment  
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Unemployment Compensation  
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Industrial Economic Systems  
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Industries  
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The Categorization of Industries  
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Lower Level Employees:  White-Blue-Collar Divisions  
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Occupations & Occupational Groupings  
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Occupational Prestige  
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Legal Forms of Orgs:  Workplaces  

 
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  An Introduction to   Methods: How the Social Sciences are Done
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-  Project:  Surveying 
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  For Macionis, there are 3 types of methods in the social sciences including scientific methods, critical methods, & interpretative methods; however in practice most social scientist employ many of these types simultaneously   
  THE SCIENTIFIC METHOD IS AN APPROACH TO UNDERSTANDING BASED ON SYSTEMATIC OBSERVATION & GENERALIZATION, WHICH IS USED TO GENERATE EXPLANATIONS & MAKE PREDICTIONS   
  Science is a logical system that bases knowledge on direct, systematic observation   
  Scientific knowledge is based on empirical evidence, meaning facts  we verify with our senses   
  Scientific methods of the social sciences are the most widely used & are what we are using when we speak of hypothesis, theories, statistics, validity, etc.   
  THE INTERPRETATIVE METHOD  IS AN APPROACH TO UNDERSTANDING BASED ON SYSTEMATIC OBSERVATION & GENERALIZATION, WHICH IS USED TO UNDERSTAND THE MEANINGS PEOPLE EXPERIENCE   
  For many social scientists, science as it is practiced today to study the natural world, misses a vital part of the social world: meaning   
  Human beings do not simply act; we engage in meaningful action   
  Weber, who pioneered this framework, argued that the focus of sociology is interpretation   
  See Also:  Weber   
  Interpretative sociology is the study of society that focuses on the meanings people attach to their social world   
  The interpretative sociologist's job is not just to observe what people do but to share in their world of meaning & come to appreciate why they act as they do   
  CRITICAL SOCIOLOGY FOCUSES ON WHAT IS IN ORDER TO UNDERSTAND & EXERCISE SOCIAL CHANGE   
  The importance of social change in & of itself became noteworthy by Marx who rejected the idea that society exists as  a "natural" system w/ a fixed order   
  Critical sociology is the study of society that focuses on the need for social change   
  As Marx believed the point of the social sciences are not merely to study the world as it is but to change it   
  W/in the practice of critical methods, the general public often confuses social science findings w/ politics & so scientific social scientists object to taking sides, charging that critical social science is political & gives up any claim to objectivity   
  Critical methodologists would refute the objections of the so called scientific social scientists by noting that not only is critical social science political, but ALL science, whether it be natural or social, is political   
  METHODOLOGICAL CONCEPTS ARE TOOLS FOR SCIENTIFIC EXPLORATION   
  The deductive method of analysis begins w/ theory & builds a question ( hypothesis ) based on that theory   
  The hypothesis is usually tested using some form of the experimental method to test some part of the theory   
  The inductive method of analysis begins w/ gathering generalizations from data, & theory is then created to explain the generalizations   
  Research can be used to test a theory or generate a theory, but research cannot "find out the truth"   
  A theory is a set of interrelated statements about reality, usually involving one or more cause effect relationships   
  Theories are made up of verifiable statements about reality that, with the right information, can be tested   
  Theory refers to a set of interrelated statements about reality, usually involving one or more major cause effect relationships   
  Ideally, a theory can be tested through research   
  A law is a theory or part of a theory that is well established and therefore has greater acceptance by the scientific community   
  A hypothesis is a research question, that always takes the form of a statement that must be able to be disproved   
  A hypothesis is a testable statement   
  When social scientists use research for theory testing, they usually make use of a hypothesis   
  A hypothesis always takes the form of a statement   
  A hypothesis usually involves some kind of cause effect relationship between two or more variables   
  A hypothesis is used because a theory is usually too large and complex to test at one time   
  A correlation is a relationship by which two or more variables change together   
 
A concept is an abstract idea that represents some element of the world 
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A variable is a concept that can take on different values or that has two or more categories from case to case   
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Independent variables influence or cause the dependent variable & are sometimes called the predictor variable   
  The independent variable is the variable that the researcher thinks is the cause   
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Dependent variables should be the effect in the cause effect relationship   
  The value of the dependent variable depends on the value of the independent variable   
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A positive correlation occurs when both variables change in the same direction   
  A negative correlation occurs when the variables change in opposite directions   
  A control variable is a variable that is held constant in order to observe the effect on two or more other variable   
  A spurious correlation is an apparent, although false, relationship btwn two or more variables caused by some other variable(s)   
  The control variable  is introduced to determine whether the relationship btwn the independent & dependent variables is spurious   
  MEASUREMENT IS THE PROCESS OF ASCERTAINING THE EXTENT, DIMENSIONS, 
QUANTITY, ETC. OF SOMETHING ESP BY COMPARISON TO A STANDARD 
 
  1.  An operational definition is a precise statement of the measuring of a variable or of the categories of a variable for purpose of measurement   
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2.  Reliability is established when the researcher is using a method that demonstrates consistency of the measurement; the method produces the same results if it is used repeatedly or if a different investigator uses it   
  Professor Hairball has repeated his study on hair magazines every year for ten years.  He has always gotten the same results.  Therefore, Hairball believes his study is very reliable   
  Reliability is the consistency of the measurement   
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3.  Validity indicates that the researcher is measuring the concept they intended to measure; that the methods utilized yield accurate info about the phenomenon being studied   
  Validity is established by  measuring the concept you intend to measure   
  The strong emphasis on valid & reliable methods is one important distinction btwn the social sciences & journalistic accounts in newspapers, magazines, on the TV news, the internet, etc.   
  The strong emphasis on valid & reliable methods is one important distinction btwn the social sciences & humanistic accounts of social phenomenon such as novels, an expose', videos, docudrama, etc.   
  Social scientists such as post modernists, et al, believe that if social science is to be effective, it must connect w/ the subject, i.e., the phenomenon being studied, & the object, i.e. the person or people examining the research   
  An emotion laden research project is not necessarily unreliable or invalid, but special care must be taken 
 
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4.  Constructs are concepts that are abstract and at least to some extent must be formulated by the researcher   
  Constructs are created by researchers when they are attempting to measure abstract concepts such as intelligence 
 
  Examples of constructs include intelligence, happiness, power, satisfaction, quality of life, etc.   
  PROBLEMS IN RESEARCH STEM FROM THE FACT THAT PEOPLE REACT TO BEING STUDIED   
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Reactivity is the tendency of people being studied to react to the researcher or to the fact that they are being studied   
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The Hawthorne effect is a form of reactivity where people being studied attempt to please the researcher   
  The Placebo effect is a form of reactivity where people, as a result of being studied, behave differently, i.e. as the test subjects do, when in fact nothing has changed   
  Objectivity is a state of complete personal neutrality in conducting research   
  Bias is non objectivity in research; personal involvement in conducting research whether intentional or unintentional   
  THE USE OF EXISTING DATA SOURCES IS THE METHOD OF USING INFO THAT HAS BEEN COLLECTED BY OTHERS TO CONDUCT RESEARCH   
  Sometimes a social scientist need not collect original data to study an issue or a problem b/c the necessary data have already been collected   
  There are various public & private data archives such as the US Census, the National Opinion Research Ctr (NORC), Gallup, the Inter University Consortium for Political & Social Research (ICPSR), & thousands more   
  Professional orgs often conduct surveys of participants in their professions & sometimes make such data available to researchers w/ related interests   
  An example of the use of an existing source would be continuing a survey that was started 50 yrs ago, & using the data from the old survey as a comparison or bench mark from which to judge data info from the new survey   
  General library research, using books & journals to write a research paper or construct the research background for the present research is also a form of using existing sources 
 
  THE MOST COMMON TYPE OF PRIMARY RESEARCH METHOD IN THE SOCIAL SCIENCES IS THE SURVEY:  ASKING A POPULATION SET A SERIES OF QUESTIONS BY A RESEARCHER WHO THEN ANALYZES THE ANSWERS   
  A survey is the method of selecting a particular subject & compiling a series of questions that will best resolve any research objectives, ie questions or postulates, that will satisfy the query   
 
An example of a survey is one that the military uses to evaluate the command climate of a unit of soldiers   
  The survey is the most widely used method in sociology   
  The kinds of surveys are the:
- closed end questionnaire 
- open end questionnaire 
- telephone interview 
- personal interview 
 
 
DIFFERENT QUESTION TYPES MEASURE DIFFERENT SOCIAL MATERIAL 
 
  Fixed response questions in a survey are like multiple choice exam questions   
  The Likert scale form of surveying gives a clear range of choices on a 5 or 7 point scale 

Strongly Agree   Agree    Neutral / No Opinion    Disagree     Strongly Disagree 
     ______          _____                _____                    _____             ______ 
 

 
  In open ended questions the respondent states or writes an answer to the question in their own words.  (Similar to an interview)   
  There are FOUR types of questions typically used in surveys & interviews, including: 
- Background  (demographics) 
- Activities 
- Knowledge 
- Sentiments (opinions, values, attitudes, feelings, etc.) 
 
  When writing survey questions, 
- use short statements 
- begin w/ 'easy' questions 
- use 'hard' questions near the end of the survey 
- end w/ open ended questions 
 
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Sampling is the random selection from a general population to establish a sample group, which should represent the entire population   
  AN EXPERIMENT IS A SCIENTIFIC EXPLORATION IN A CONTROLLED / LIMITED SITUATION   
  Experiments are carried out in a situation that is under some control of the researcher, such as a lab or classroom   
  An example of an experiment is testing the integrity of a group of men against a group of women by placing money on a sidewalk & observing what % would pick the money up & keep it compared to who would turn it in, or ask who dropped the money in the first place   
  The steps in the experimental process include:
Sampling to determine the 
Control & experimental groups 
Pre-test 
Experimental manipulation 
Post-test 
Debriefing 
Analysis 
 
 
The experimental group goes through an experience or manipulation 
 
  The control group does not experience a manipulation of an independent variable & receives the pre-test & post-test   
  Lab experiments are done in setting w/ almost total control by researcher   
  The TWO types of field experiments are natural experiments & social experiments   
  In natural experiments, the researcher gives pre- & post-tests around a natural event, or the tabulation data before & after a natural event   
  In social experiments, the researcher gives pre- & post-tests around a social policy   
  INTERVIEWS ARE ORAL SURVEYS   
  The strength of an interview over a survey is that researcher can follow leads to unplanned questions   
  In structured interviews, the questions are pre planned   
  In unstructured interviews, the unplanned questions follow the flow of the conversation   
  FIELD OBSERVATION IS ATTENTIVENESS TO SOCIAL MATERIAL TO MEASURE IT IN SOME MANNER   
  The FOUR qualities of field observation include obtrusiveness, unobtrusiveness, participant & non participant   
  In obtrusive field observation, the researcher is seen, recognized as a researcher;  open or overt   
  In unobtrusive observation, the researcher is hidden or not recognized as a researcher;  secret or covert   
  In participant observation, the researcher is, during the research, participating in the activities of the subjects   
  Participant observation allows the researchers to observe a person or a group of people in their everyday activities   
  An example of this would be going to a Baptist church on Sunday to see how people in that area worship   
  In non participatory observation, the researcher is not participating; remains separated, aloof   
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Content analysis is an analysis of narrative data from open ended surveys, interviews, books, press, media, etc.) that looks for regularity   
  Statistical analysis is an analysis of existing data (census, govt records, etc.) or data you have collected (surveys, experiments, interviews, etc.) to determine correlations   
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Multivariate analysis is the sorting out many factors to determine most important factors   

 
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Examples of Variables

  age                    religion                     education level            env concern
  gender              political party             race                           satisfaction in the workplace
  income             marital status             occupation                  effective decisions


 
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Examples of Independent & Dependent Variables

Abuse & stress
Lack of social integration & suicide
Number of autos & global warming
Education & environmental concern
Income & environmental concern
Openness & satisfaction in the workplace
Number of guidelines to follow & effective critical decision making


 
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Examples of Positive & Negative Correlation

Positive Correlation:  both variables change in same direction
Ed level is positively correlated w/ income
Negative Correlation:  a situation where one variable increases & the other decreases
Ed level is negatively correlated w/ poverty rates


 
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Example of Constructs

ideal type of bureaucrat
Weber:  rational, power in the office, tenure, salary, entrance exams & appointment from within


 
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Table on Variable Measurement Types
 
Difference
Rank Order
Equal Space
Zeroed
Examples
Nominal
Yes
     
Deviance Committed
Ordinal
Yes
Yes
   
Hi Lo SES
Interval
Yes
Yes
Yes
 
Temperature
Ratio
Yes
Yes
Yes
Yes
Income
Scale
Yes
 
Yes
 
Race
Gender

 
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Example of Validity

IQ   Many people question the validity of IQ tests. 
 


 
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Example of Reactivity

Hawthorne effect:  form of reactivity:  people being studied attempt to please the researcher: 
From H Motor Wiring Room:  young women & young male researchers


 
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Sampling: the random selection from a general population to establish a Sample Group, which represents the entire population

Sample Group:  a subset of a population that is used to represent the entire population.

The basic way to obtain a representative sample is by a random draw from everyone in the population in question. 

No matter how small your population, you almost always need 50 people in order to have a scientifically valid sample.

1,100 is enough for most major survey firms to survey the US 

Thus if you divide your sample into different groups, you need even more people. 
If you want to compare men & women:  50 of each
If you want to compare lower income, middle income & upper income men and women, how many do you need? 
6 groups:
50 lo income men
50 lo income women
50 mid income men
50 mid income women
50 hi income men
50 hi income women
300 total


 
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Example of Content Analysis

Violence & TV:  perform content analysis on top 10 novels  & top 10 TV shows of each decade to determine amount of violence.  Is there a correlation? 


 
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Example of Multivariate Analysis

Divorce:  age at marriage; class, ed, race of spouses; income of each; expectations; children; urban/rural; love; sex; length of marriage; etc.


 
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 Outline on the  Social Science Method of Ethnography
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  An ethnography is a careful analysis of a social phenomenon such as a work situation, written by a knowledgeable observer, such as a social scientist, usually after six months to a year of observation
 
  Ethnography is one of several types of field research  
  Ethnography offers a way to learn what subjects such as workers actually do & how they interact w/ other participants in the setting
 
  The ethnographer seeks no only to explain the phenomenon, such as work from the worker's perspective, but also to describe & explain larger patterns that may be invisible to individuals in the setting
 
  Often ethnographies are a narrative that is familiar to the general population because it superficially resembles, friends' or relatives accounts of the life of people lived in the setting being examined
 
  Many ethnographies attempt to examine unusual social phenomenon such as porno theaters, criminals' lives, drug users' lives, dangerous or unique occupations, etc.
 
  Ethnographies are different from mere journalistic accounts, novels, exposé's, docudramas, etc. because a trained observer is sensitive to subtle features of the social setting being examined & interactions among the participants
 
  Ethnographers scholastically examine their setting before engaging w/ it
 
  Ethnographers are educated in social science methods & are more likely be be an objective observer attuned to unique, important, etc. phenomenon in the setting
 
  Evidence accumulated from many ethnographies provides an even stronger basis for conclusion (Hodson, 2001)
 
  Ethnographic studies are usually limited to fairly small groups during a specific period of time  
  Ethnographies typically present a work group at a particular point in time, the time frame during which the observer was there  
  The reader of an ethnography typically learns the point of view of one actor or one group of actors in a setting such as a workplace  
  Ethnography, & all field research, may be either participant or nonparticipant research
 
  Ethnography, & all field research, may be either obtrusive or unobtrusive research
 
  See Also:  Field Research for more on participant or nonparticipant research & obtrusive or unobtrusive research  

 
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 Outline on   Field Research
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  -  Project:  Your Field Research
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Field research (FR) is the method of social investigation where the researcher observes human behavior as it occurs in natural, "real-life" situations
 
 
Field research is always either participant or nonparticipant & obtrusive or unobtrusive & thus field research may be participatory-obstrusive, nonparticipatory-unobtrusive, participatory-unobtrusive, or nonparticipatory-obtrusive
 
 
Participant observation (PO) occurs when the researcher participates in the activities that the subjects are carrying out as if she or he were an actor in the setting
 
 
In studying the workplace & the worker, the researcher conducting participant observation may, for example, actually becomes a worker for a period of time
 
 
PO gives the researcher an intimate, everyday familiarity w/ the task, social relationships, setting, etc. 
 
 
Everett C. Hughes & his students at the U of Chicago in the 1950s & 1960s popularized PO w/ studies of medical students, janitor, taxi dancers, & other occupations
 
 
PO are valuable for the rich detail they provide about the setting, the social relationships, the actors, etc.
 
  The validity & reliability of FR & PO has noteworthy limitations  
  PO can typically study only a limited range of settings  
  It is unlikely that a sociologist observer has the skills or access necessary to participate, even for a short time, in highly technical jobs or top-level mgt.  
  The PO may inadvertently choose an atypical setting or joint a group of actors that is atypical  
  Different observers may view the research sight quite differently because of their different backgrounds, predispositions, areas of research, gender, race, experiences, etc. even though professional methods are designed to limit the impact of the researchers biases  
  Because of the limits of researchers' abilities to participate, many researchers choose non-participatory observation  
 
Non-participatory observation (NPO) occurs when the researcher does not participate participates in the activities that the subjects are carrying out, but instead remains separated, aloof, as an outside, independent observer
 
 
In NPO, a trained researcher does not actually become a part of the work group
 
 
One famous example of NPO is the study of the Bank Wiring Room in the Western Electric Company Plant in Hawthorne, IL (Roethlisberger & Dickson, 1939,  p. 379-408)
 
 
See Also:  The Hawthorne Studies  
 
NPO is useful to sociologist who cannot study a job as a participant observer
 
  It would be difficult, for example, for a sociologist to do research as a medical student through PO & thus must utilize NPO methods  
 
A NPO as a medical student might accompany students on rounds w/ attending physicians, observe them examine patients, sit in on discussions & oral exams, etc.  
  NPO has the disadvantage that the researcher may have more difficulty winning the confidence of the research subjects because the NPO is recognized as an outsider  
  During NPO, it is also more likely that the research subjects will change their behavior because of the observation they are under-going; i.e., NPO increases the likelihood of the Hawthorne Effect  
  See Also:  The Hawthorne Effect  
  Field research may be either overt, i.e. obtrusive, or covert, i.e. unobtrusive  
  During obtrusive observation, the researcher is recognized as a researcher, i.e. the researcher's identity as a research is overt, open, apparent to the subjects  
  The researcher's "cover story" is often that she or he is writing a book  
  The researcher may be disguised as a customer, an inspector, or some other stranger w/ a right to be in the workplace  
  If the researcher is using obtrusive methods, the subjects may exhibit subject reactivity, i.e. may act differently than if the researcher were unobtrusive  
  During unobtrusive observation, the researcher is not recognized as a researcher, i.e. the researcher's identity as a researcher is covert, closed, unapparent to the subjects  
  Unobtrusive researchers are more likely to be able to avoid experimental bias, but the validity of the study is counterbalanced by the ethical issues raised by subterfuge & pretense  
  Unobtrusive researchers may not be able to ask clarifying question, & so their interpretations may be superficial or incorrect  
  Most types of field research require the use of some type of rating rorm  
 
A rating form for field research is the form used in field research to organize observations
 
 
After a sample of observation, a researcher may expect to see particular behaviors w/ some regularity
 
 
The purpose of a rating rorm is to enhance & ease record keeping
 
 
Field notes are a journal where unstructured observations are recorded
 
 
Interpretations should be recorded in a separate section of the field notes or even a separate notebook
 
 
It is important to examine one's own cultural bias when doing field research because our interpretations are based on our own cultural heritage & may be inaccurate in other cultures & subcultures  
 
Going native is the term used to describe a researcher who so identifies w/ the group they are studying that they become biased  
  There is some ethical debate over whether advocating for or against a group is going native or simply strong, ethical behavior  
  Field research is difficult to generalize from  
  Field research may lack external validity  
  Examples of Field Research: 
Festinger, Riecken, & Schachter. (1956) cult that predicted a flood
Zimbardo (1969) street vandalism
Rosenhan (1973) mental hospital
 

 
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Outline on the  Hawthorne Studies
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  Summary:  Elton Mayo headed a research project utilizing non-participatory, obtrusive observation at the Bank Wiring Room in the Western Electric Company Plant in Hawthorne, IL (Roethlisberger & Dickinson, 1939,  p. 379-408) & eventually developed the concept, of what is now known as the Hawthorne Effect, & also found that workers are socially motivated as well as economically motivated, & that workers control the pace of the work  
  The Hawthorne studies examined many setting including one w/ mostly young women working in a room at the plant wiring, soldering, & inspecting electrical boards in Hawthorne, IL  
  An obtrusive (overt) non-participatory observer sat w/ women in the plant for a number of days, watching their work & interactions  
  Initially, the observer noticed how the workers joked w/ & teased each other or occasionally helped one another  
  The researcher noted that the group's productivity was basically constant, despite company efforts to increase it  
  The research project eventually concluded that the small work group had developed an informal norm, as part of their organizational culture, defining an appropriate level of productivity  
  See Also:  Culture on folkways, mores, norms, laws, etc.  
  See Also:  Organizational Culture  
  The advent of the work-pace norm meant that for social scientists studying the workplace, the concept of the the Economic Person, often called Homo Economus, w/ the concept of the Social Person because the Hawthorne researchers found that the workers sought more from work than just money  
  The concept of Homo Socialus opened a whole new phase of workplace analysis whereby researchers, managers, & consultants all started examining workers' social needs & desires rather than just economic motivators  
  The Hawthorne Studies created the realization that the work-pace is informally set by workers via social relations of production, that mgt. efforts are secondary, that workers actively resist control were major findings that are still valid today  
  The findings of the Hawthorne Studies were found serendipitously through the FOUR phases of the study over several years  
  During Phase 1, the researchers noted some inconsistent data  
 
During Phase 2, the researchers found that productivity increase irregardless of whether illumination was increased or decreased, which lead to the discovery of the concept of the Hawthorne Effect  
  See Also:  The Hawthorne Effect  
  The concept of worker norms on work-pace & the foundational research on organization culture were discovered in the latter stages of the Hawthorne Studies  
 
During Phase 3, the researchers found that productivity was determined by an individual w/in a group  
 
Roethlisberger conducted 20,000 interviews & was important at this phase of the research  
 
During the interviews of the Hawthorne Studies, people tended to give standard, stereotyped answers to direct questions & therefore a nondirect approach was substituted  
 
During Phase 3, the researchers found that productivity was controlled by the workers, not managers  
 
In the Hawthorne Studies, in the Bank Wiring Room:  
 
1.  Workers restricted output  
 
The workers restricted output because:  
 
a.  the workers were afraid of working themselves out of a job  
 
b.  the workers were afraid that if they did work faster, mgt. might raise standards, & then they wouldn't be able to achieve the goal set by mgt.  
 
c.  the low rate protected slow workers  
 
d.  mgt accepted the current rate  
 
2.  Workers treated different mgrs differently in that they had more respect for upper mgt  
 
3.  Workers formed cliques or subgroups such as gamesmen, job-traders, etc.  
 
4.  Roethlisberger & Dickinson concluded that workers formed codes of conduct which held that:  
 
a.  no rate-busters were allowed to turn out too much work  
 
Contemporary terms for rate-busters are brown-noser, mgt. material, shrimp, slave, speed king, etc.  
 
b.  no chiselers were allowed to turn out too little work  
  Contemporary terms for chiselers include slug, ghost, slacker, gold-brick (WW2), etc.  
  c.  no squealers were allowed to tell a superior anything that will hurt another worker or group  
  Contemporary terms for squealers are brown-noser, snitch, rat, fink, snitch, informer, whistle blower, etc.  
  d.  no stand-off-ish-ness is allowed so that no one, not even an inspector, should maintain social distance or act officiously  

 
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 Outline on the  Hawthorne Effect & Placebos 
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Summary:  The Hawthorne Studies began in 1924 at the Hawthorne Works of the West Electric Co. near Cicero, IL, & were conducted under auspices the National Research Council under the lead researcher, Elton Mayo.  The objectives were to examine the effect of illumination on output.  After 2.5 yrs. & many experiments, researchers could see no effect because output in both control & experimental groups had increased because the effect of being studied impacted the research subjects.  But ultimately the research found that wkrs are socially motivated as well as economically motivated, & that it is the wkrs control the pace of the wk 
 
  THE HAWTHORNE EFFECT OCCURS WHEN WKRS REACT TO BEING STUDIED BY PLEASING THE RESEARCHER, & THAT WKRS CONTROL THE PACE OF WORK, & AS CONCERNED W/ SOCIAL AS WELL AS ECON INCENTIVES   
 
Reactivity is the tendency of people being studied by social scientists to react to the researcher or to the fact that they are being studied
 
 
The Hawthorne Effect (HE) is a form of reactivity 
 
  In the Hawthorne Studies, the wkrs being studied in the General Electric Hawthorne Plant Motor Wiring Room attempted to please the researchers because they always attempted to please / appease authority figures on the job   
  Many researchers believe the research was affected by patriarchy & gender issues in that all the wkrs were women & all the researchers were men   
 
The concept of the Hawthorne Effect, which was developed during the Hawthorne Studies, holds that added social attention to workers will increase their productivity 
 
 
People in some parts of the Hawthorne Studies found that the people being studied attempt to please the researcher 
 
 
THE PLACEBO EFFECT (PE) IS A FORM OF REACTIVITY WHEREBY PEOPLE REACT AS A RESULT OF BEING STUDIED, WHEN IN FACT NOTHING HAS CHANGED 
 
 
A placebo is a false or phony treatment designed to differentiate btwn changes due to real treatment & "imagined" treatment 
 
 
A placebo is a thing or treatment given by researchers that can provide remedy because subjects believe that their condition is being treated 
 
 
The PE is widely known in medical studies because even groups who receive sugar pills instead of medicine often show improvement 
 
 
The HE & the PE are very similar except the HE is often, at some level, consciously chosen whereas the PE is never consciously chosen 
 
  THE HAWTHORNE STUDIES AT FIRST FOUND NOTHING & THEN DISCOVERED THE PLACEBO / REACTIVITY OF THE WKRS, THAT THE WKRS CONTROLLED THE PACE OF THE WK, & THAT WKRS ARE SUBJECT TO SOCIAL & ECON FACTORS IN THE WKPLACE   
  At the GE Hawthorne plant, Elton Mayo & team of young male researchers studied effect of change in light level at the Hawthorne motor wire winding plant where the wkrs were mostly young women   
  At first the researchers were confused because productivity increased whenever any change occurred at wkplace, but they eventually discovered that the wkrs controlled the pace of the work & were motivated by social factors & not only econ factors as the classic mgt theory of the era held   
  Because of Mayo's research, the concept of the 'economic person' was replaced by the 'social person' in that people seek more from wk than money   
  One of the most important findings was that the pace of work was set by the wkrs   
  Mayo & other researchers came to the realization that pace is informally set by wkrs via social relations of production; mgt efforts are secondary, wkrs resist   
  Wkrs have labels such as rate buster, shrimp, slave, speed king, brown noser which they give to sanction wkrs who work too fast   
  Wkrs have labels such as slug, ghost, gold-bricker, slacker which they give to sanction wkrs who work too slow   
 
During the Hawthorne Studies the HE was serendipitously discovered through dogged research 
 
 
The Hawthorne Studies lasted several years & applied different treatments in different settings 
 
 
One of the dynamics of the study was that the Motor Wiring Room was mostly staffed by young women while the researchers were all young "college men" 
 
  THE HAWTHORNE STUDIES WENT THROUGH 4 PHASES WHERE THEY FOUND:  1. INCONSISTENCIES, 2. THE PLACEBO / REACTIVITY EFFECT, 3. PACE SET BY THE WKRS, 4. WKRS WERE SUBJECT TO SOCIAL AS WELL AS ECON CONTROL   
 
The focus of the study was an examination of the effect of illumination on the workplace; i.e., what was the optimal level of lighting for factory work 
 
 
The findings of the Hawthorne Studies were found serendipitously through the FOUR phases of the study over several years
 
 
DURING PHASE 1, THE RESEARCHERS NOTED SOME INCONSISTENT DATA
 
  The Hawthorne studies began in 1924 at Hawthorne Works of the West Electric Co near Cicero, IL  
  The original objectives were to examine effect of illumination on output  
  After 2.5 yrs & many experiments, could see no effect because output in both the control & the exp grps had increased!   
  PHASE 2 WAS A REVISITATION OF THE RESEARCH & THUS THE PLACEBO EFFECT / REACTIVITY OF THE WKRS WAS FOUND   
 
During Phase 2, the researchers found that productivity increased regardless of whether illumination was increased or decreased
 
  Productivity increased regardless of environmental changes in wkplace   
  To determine the cause of these changes in output, the researchers isolated small grps of wkrs for close observation   
 
The observers, college males in lab coats, observed isolated small groups of workers, who were mostly young women 
 
 
The women were told to ignore the researchers & work at their regular pace 
 
 
The women & the men interacted 
 
 
The researchers wondered if other factors were intervening, so they introduced hot lunches, rest periods, days off, Saturdays work, longer hrs., shorter hrs., high fatigue, etc. 
 
 
When the researchers introduced & controlled various other factors in the workplace, output rose & stayed high! 
 
 
There was no easily identified relationship btwn productivity & changes in the work environment 
 
 
The impact on productivity seemed to lie more w/ social factors than w/ anything else 
 
 
It was through intensive interviews that Roethlisberger discovered that the women were deliberately increasing productivity because of the intense observation, & the nature of the observers, that they were experiencing 
 
 
The Hawthorne Studies revealed that the workers were reacting to being observed & that at some level, this reaction was conscious or deliberate 
 
  Ultimately as a result of revisiting the research which originally showed inconsistent data, Mayo found that the wkrs were reacting to being studied; they were doing whatever it took to please the researchers, thus revealing the concept of reactivity / the placebo effect in social research   
 
In the later phases of the Hawthorne Studies, it was found that workers develop norms & organizational culture which impact, among other things, work pace
 
  PHASE 3 FOUND THAT OUTPUT WAS DETERMINED BY THE GRP, OR EVEN AN INDIVIDUAL OR INDIVIDUALS W/IN THE GRP  
  Roethlisberger & Mayo conducted 20,000 interviews where they found that people tended to give standard, stereotyped answers to direct questions   
  Because of what he thought were standard answers, Roethlisberger utilized a non direct approach w/ fewer in depth interviews & observation   
  Through in depth interviews & observation, the researchers found that wkrs ( not mgrs ) controlled pace of wk   
  Wkrs at the GE plant controlled output because they: 
a.  feared wking themselves out of a job 
b.  feared mgt might raise standards & then they wouldn't be able to achieve the goal set by mgt 
c.  could protect low rate / slow wkrs 
d.  realized mgt accepted the current rate 
 
  Mayo & Roethlisberger also found that the wkrs treated different mgrs differently   
  The wkrs had more respect for top mgrs & particular mid & lower level mgrs whom they thought were fair or good / effective   
  Mayo & Roethlisberger also found  that cliques or subgrps formed in the wkplace including 'games men' & 'job traders' as well as the 'leaders' who informally regulated the wkplace   
  PHASE 4 FOUND THAT WKRS WERE SUBJECT TO SOCIAL FACTORS / INCENTIVES  
  The predominant mgt paradigm at that time held that wkrs were motivated solely by econ factors   
  Roethlisberger & Dickson found that wkrs responded, & created & controlled a variety of non econ or social factors which had as much as or greater effect than the econ factors   
  Social factors that impacted wkrs were the codes of conduct created by the wkrs   
  One of the wkrs codes of conduct was a prohibition against rate busters who turn out too much work   
  Rate busters today might be called everything from brown noser to the more benevolent 'mgt material'   
  One of the wkrs codes of conduct was a prohibition against chislers who turn out too little work   
  Chislers today might be called everything from slug to ghost   
  One of the wkrs codes of conduct was a prohibition against squealers; e.g. those who tell a superior anything that will hurt another wkr or grp  
  One of the wkrs codes of conduct was a prohibition against stand-off-ish-ness;  no one, not even an inspector, should maintain soc distance or act officious   

 
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 Outline on the  Social Science Method of the Case Study 
External
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  The case study (CS) is a type of field research which examines a site using a combination of personal interviews, analyses of written documents, & observations
 
  The CS attempts to bring in several perspectives to understand a site such as a workplace including, for example, the views of workers, supervisors, customers, suppliers, union leaders, & others 
 
  Thus, the CS brings in perspectives from all of the major vantage points w/in the site
 
  A CS is like an ethnography, but larger in scope, using more types of data, & is usually conducted over a longer period of time
 
  In a CS, official documents & personal records of subjects should be examined
 
  CS's frequently examine entire companies or large division w/in companies
 
  The findings & conclusions of CS's emerge from all the material & people that the researcher consults
 
  Action research is a type of a case study whose goal is to provide action initiatives for change w/in the setting as opposed to a simple CS where pure research is the goal
 
  Thus action research is applied research whereas the CS is pure research
 
  Through the use of written documents, the CS provides info about the history of a work site & how existing arrangements come about (Feagin, Orum, & Sjoberg, 1991)
 
  CS examine how orgs identify & solve problems, & the effects of recent change
 
  A CS might examine a before & after situation where the researcher wants to examine the effect of some major change in the workplace
 
  See Also:  Evaluation Research  
  The advantage of the CS's method of using multiple sources is that the research can search for agreement & disagreement among the various sources
 
  Cross-checking of sources improves validity & reliability
 
  A lack of agreement among sources does not necessarily indicate a lack of validity & reliability; rather, it may indicate problems, conflict or contradictions among actors w/in the research site
 
  CS's nearly always require the cooperation of central actors w/in the research site in order to gain info, as well as access to the site & other, minor actors
 
  Actors at research sites often insist that published research refer to the site by pseudonym, i.e. a disguised name, & this even if the actors do not insist on this, it is often a good, standard practice  
  Because access is a primary concern for the researcher in any site, & because many sites, such as workplaces often have privacy issues, the researcher must nearly always have the cooperation of one or more top mgrs
 
  In many sites, certain documents, sites, actors are off-limits to the researcher & the researcher must interpret the impact & extent of these omissions on their research  
  For example, some companies are in highly competitive situations, are closely regulated by the govt., have legal privacy requirements, may be under legal investigation by the govt., may be being sued, etc. & thus cannot make all info available to a researcher  
  Orgs in such conflicted settings are often the very orgs that researchers are the most interested in  
  Kanter, 1977, in her book Men & Women of the Corporation, used the CS method & found that secretaries to upper mgt. often experienced praise-addiction in that they were rewarded w/ liberal amounts of praise & were rarely criticized  

 
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 An Overview of the  Social Science Method of the Survey
External
Links
  -  Project:  Surveying
Link
  Surveys are systematic attempts to collect info to describe & explain the beliefs, attitudes, values & behavior of selected groups of people
 
  The Content of a Survey should be constructed in light of all the needs of the Research Project, including the:
 
  - Research Design  
  - Topic
 
  - Thesis
 
  - Types of Analysis
 
  - Literature
 
  - Operationalization
 
  Types of Surveys
 
  There are FOUR kinds of surveys:
   a. questionnaires     b. telephone interviews     c. panel interviews    d.  personal interviews 
 
  Each of the kinds of surveys affects the data gathering technique  
 
The data gathering techniques of surveys include
a.  individual self-administered questionnaires
b.  group self-administered questionnaires
c.  face-to-face interviews
d.  telephone surveys
 
  A sample survey surveys only a selected, representative sample of the entire population of possible respondents
 
  An example of a sample survey is the Gallop Poll, who generally surveys about 1,100 people to determine the opinion of the general population of the US, which is 285 mm, on a given topic  
  See Also:  Sampling  
  A population survey surveys the entire population of possible respondents  
  An example of a population survey is when the administration of a college surveys the entire student population  
  A cross sectional survey is administered once to a sample of respondents  
  With a cross sectional survey, the same questionnaire may be administered again to a different sample of respondents  
  The repeated use of cross sections is for detecting trends  
  The US Census is an example of a cross sectional survey in that they typically ask the same or similar questions over a period of years or decades  
  A longitudinal survey, which is also known as a panel study, the same or similar survey is given repeatedly over a period of time to the same or similar group of respondents  
  An establishment survey is a survey that has, in effect, been institutionalized because of its widely recognized validity, reliability, & generalizability  
  An example of an establishment survey is the National Organization's Survey which asks a series of standard questions about the characteristics of companies & their employees  
  An example of an establishment survey is the Minnesota Multiphase Personality Inventory (MMPI) which asks a series of questions to quantify a person's personality  
 
Survey Questions:  
 
There are TWO kinds of Survey Questions:
 
  a. Fixed-Response Questions are like multiple-choice exam questions  
  b. In Open Ended Questions, the respondent states or writes an answer to the question in their own words.  (Similar to an interview)   
 
Avoid loaded questions in surveys. 
 
 
Bias is the effect you get when you have a loaded question
 
 
In closed ended questions many formats are used, but try & give a clear range of choices ( Likert Scale ) on a 5 or 7 pt scale 
 
 
Example of a Likert scale:

Please mark the answer that most closely matches your belief: 

I study very hard
 
Strongly
 
Neutral / 
 
Strongly
Agree
Agree
No Opinion
Disagree
Disagree
______
______
______
______
______

 
 
Survey questions may address any of FOUR tyes of data that may either be fact based (objective) or belief based (subjective), including
a.  Background  (demographics) 
b.  Activities
c.  Knowledge
d.  Sentiments (opinions, values, attitudes, feelings, etc.)
 
 
In general, the survey should try & use fact based, objective type questions wherever possible, even on topics that may be subjective in nature  
  Example, in asking people about family values, the survey may ask a question such as:  "How many times does your family have meals (include all meals, morning, noon & night) together per week?"  
 
A master survey is a special survey in which only the researcher sees which indicates the function of each question
 
 
The master survey should label each question w/ respect to the:
 
 
- Types of Data
 
 
- Thesis
 
 
- Research Objectives
 
 
-Variables w/ respect to independent, dependent, & control variables
 
 
The master survey should group the questions together by independent, dependent, & control variables
 
 
Make each question count by
-  asking, "Is this important to my thesis or hypothesis?" 
-  trying to avoid sentiments
-  using short statements 
 
 
Question ordering
Start w/ safe questions to try to gain trust, build rapport 
Put most controversial questions near end
End w/ safe questions 
 
  The Advantages & Disadvantages of Survey:  
  Compared to an ethnography or a case study, surveys are more easily generalized to the population they were designed to represent  
  By directly questioning respondents, a survey can measure subjective indicators such as job satisfaction  
  Changes in facts & attitudes an be traced & studied if the same question is asked in repeated surveys  
  One problem w/ surveys is selection bias in which only certain types of people respond to a survey  
  Selection bias can be minimized through strong sampling procedures  
  See Also:  Sampling  
  One problem w/ surveys is response error in which results when a respondent misunderstands a question or intentionally give an untrue answer  
  Response error can be minimized through strong survey construction  
  See Also:  Survey Construction  
 
Survey sampling is the process by which you chose who will take the survey  
 
- If you compare two or groups of people, survey equal numbers of each 
 
 
- In many cases, a sample of 50 gives one a scientifically valid sample for each variable examined 
 
 
Survey construction discusses the process of creating a survey  
 
Survey sampling discusses the issues of acquiring a representative sample  
 
Surveys may be pre tested in the pilot study  
 
Data collection discusses the process of administering surveys  
 
The preparation of the data of the survey goes through THREE steps
a.  Precoding
b.  Coding
c.  Construct the Data Matrix
 

 
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Outline on Research Instruments
External
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  -  Introduction:  Various research instruments may be used w/ a given type of analysis  
  The choice of methodology / of the research instrument is where the researcher chooses the data collection tool, such as a survey, experiment, etc. to achieve the research objectives  
 
Choosing the Research Instrument is done after Conceptualization & the choice of Units of Analysis & must be done before Operationalizing Concepts via construction of the Instrument
1.   Select a Topic
2.   Formulate a Thesis Statement...
3.   Choose the Types of Analyses
4.   Research & Write a Literature Review
      & Refine the Thesis
5.   Formulate the Research Objectives & Questions
6.   Conceptualize a topic
7.   Choose Research Method / the Research Instrument
8.   Operationalize concepts / construct the instrument
  9.   Formulate the Data Collection Strategy
10.  Obtain HIC Approval
11.  Perform a Pilot Study
12.  Collect Data
13.  Prepare the Data for processing & analysis
14.  Process & Analyze Data
15.  Interpret & make Inferences about Data
16.  Write the Research Paper
17.  Write Final HIC Report
 
  Several different research instruments can be used to achieve the same research objectives  
  With the topic, thesis, types of analysis, lit review, objectives & conceptualization understood, the researcher should have a general idea of which data collection method is best suited for the topic  
  Research design is an iterative process, therefore after the construction of the instrument, the researcher returns to the steps of topic, thesis, types of analysis, lit review, objectives & conceptualization  to confirm that the appropriate instrument is being used  
  The researcher must determine whether the research objectives can be met w/ a single instrument ( survey, interview, observation schedule, etc. ) or whether several are needed  
  The relationship between types of analysis   &   research instruments       is that of 
         is that of                          questions         &   How the researcher will determine the answer
 
  The types of analysis & the more detailed research objectives clearly explain what it is the researcher wants to know  
  The research instruments, such as a survey, will ask questions that directly address the research objectives  
  Example:
Thesis:  Deinstitutionalization is more effective than institutionalization
Type of Analysis:  Cause & Effect       &       Comparison
Research Objective:  Deinstitutionalization causes well-being
Survey:  Deinstitutionalized clients are generally happy        1  2  3  4  5
               Institutionalized clients are generally happy          1  2  3  4  5
 
  The choice & development of the research instrument must be done in conjunction w/:
blank
  - Operationalization  
  - the development of the strategy for data collection  
  There are MANY types of research instruments; some of the primary instruments are listed below  
  - Aggregate Data Analysis  
  - Case Studies  
  - Content Analysis  
  - Ethnography  
  - Evaluation Research  
  - Experimental Research  
  - Human Factors Analysis  
  - Interviewing  
  - Observation:  Field / Naturalistic or Structured  
  - Organizational Analysis  
  - Policy Analysis  
     The Development of Policy Analysis  
  - Social Impact Analysis  
  - Surveys  
    Survey Construction  
    Survey Sampling  

 
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 Outline on  Units of Analysis
External
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  Units of Analysis are the what or whom being studied
 
 
Choosing the units of analysis is done in the conceptualization stage & after the formulation of the research objectives & must be done before choosing the research instrument
1.   Select a Topic
2.   Formulate a Thesis Statement...
3.   Choose the Types of Analyses
4.   Research & Write a Literature Review
      & Refine the Thesis
5.   Formulate the Research Objectives & Questions
6.   Conceptualize a topic
       Choose the Units of Analysis
7.   Choose Research Method / the Research Instrument
8.   Operationalize concepts / construct the instrument
  9.   Formulate the Data Collection Strategy
10.  Obtain IRB Approval
11.  Perform a Pilot Study
12.  Collect Data
13.  Prepare the Data for processing & analysis
14.  Process & Analyze Data
15.  Interpret & make Inferences about Data
16.  Write the Research Paper
17.  Write Final HIC Report
 
  In social science research, the most typical units of analysis are individual people, groups, orgs, & social artifacts
 
  Other, less often examined types of units of analysis include institutions, cultures, societies, social structures, et al
 
  Some studies make descriptions or explanations pertaining to more than one unit of analysis  
  In studies using multiple units of analysis, it is important to anticipate what conclusions the researcher wishes to draw w/ regard to what units of analysis  
  INDIVIDUALS AS UNITS OF ANALYSIS  
  Individuals are the most typical units of analysis in the social sciences  
  The norm of generalized understanding in social science suggests that scientific findings are most valuable when applied to all kinds of people
 
  But it must be understood, that unless designed otherwise, i.e. unless the units of analysis are chosen from all people, most studies are generalizable only for a much narrower population of the people w/in a nation, region, city, etc.
 
  Some comparative studies specifically design their study to examine phenomenon across national boundaries
 
  Thus, in most studies the groups whose members may be units of analysis are circumscribed, i.e. are a sub population of the total population
 
  Examples of circumscribed groups whose members may be units of analysis at the individual level include:  students, residents, workers, voters, parents, faculty, etc.
 
  Each of these units of analysis implies some circumscribed population; i.e., a sub population
 
  In descriptive studies, the researcher makes observations describing the characteristics of a large number of individual people, such as their sexes, ages, regions or birth, attitudes, etc.
 
  In most studies, the results of examining individual units of analysis are aggregated to describe the general sub population circumscribed by the units of analysis
 
  Descriptive studies having individuals as their units of analysis aim to describe the population that comprises those individuals
 
  Explanatory studies aim to discover the social dynamics operating w/in that population
 
  In explanatory studies, individuals may be examined as the the factors that cause them to act in a particular manner, & then these results are aggregated to explain the behavior of the general population
 
  Individuals, as the units of analysis, may be characterized in terms of their membership in social groupings
 
 
A research project might examine whether people w/ college educated mothers are more likely to attend college that those with non college educated mothers  
 
The individual is the unit of analysis, not mothers or children of mothers because everyone has either a college educated mother or not  
  A research project might examine whether high school grads in rich families are more likely to attend college than those in poor families  
  The individual is the unit of analysis, not rich or poor families  
 
Each individual unit of analysis implies a circumscribed population that must be delineated in the research design process of operationalization, therefore the units of analysis would include two categories of individuals:  rich & poor  
 
See Also:  Operationalization  
  GROUPS AS UNITS OF ANALYSIS
 
  Social groups themselves may be the units of analysis for social research  
  Groups as the units of analysis for social research is not the same as studying the individuals w/in a group  
  In studying a criminal gang in order to learn about gangsters, the individual, the gangster, is the unit of analysis  
  But in studying all the gangs in a city to learn the differences btwn, for example, big & small gangs, or uptown & downtown gangs, etc., the gang, i.e. the group, is the unit of analysis  
  Other units of analysis at the group level include:  the family, cliques, couples, census blocks, cities, regions  
  When social groups are the units of analysis, their characteristics may be derived from the characteristics of their individual members  
  A family might be described in terms of the age, race, or education of its head  
  Groups & individuals may be characterized in other ways; for instance according to their environments or their membership in larger groupings  
  Each group unit of analysis implies a circumscribed population that must be delineated in the research design process of operationalization, thus groups may be part of larger groups, i.e. almost all groups are sub groups  
  ORGANIZATIONS AS UNITS OF ANALYSIS:  
  Formal organizations, such as corporations, implying the population of all corporations, may be the units of analysis in social research  
  Organizations are, in many respects, easier to operationalize as units of analysis than informal social groups because the organization itself, or the law often provides clear boundaries  
  Each group unit of analysis implies a circumscribed population that must be delineated in the research design process of operationalization  
  At the level of social groups & organizations, the researcher may examine characteristics of individuals or characteristics of the groups & orgs themselves & still use the population of the group or org as the unit of analysis  
  If the researcher examines characteristics of individuals in a sample of orgs, & then aggregates that info on individuals to compare orgs, then the orgs are the units of analysis  
  If the researcher examines characteristics of the orgs themselves, such as the income of the org, then the orgs are the units of analysis & individuals are not even looked at  
  SOCIAL ARTIFACTS AS UNITS OF ANALYSIS:  
  Social artifacts are the products of social beings or their behavior such as music, homes, cars, ideas, poems, books, paintings, pottery, jokes, scientific discoveries, etc.  
  Each social artifact implies a population of all such objects  
  Social interactions are another important class of social artifacts, including most social rituals such as weddings, divorces, parties, church services, etc.  
  It is important to be clear whether one is studying a social artifact or the individuals who create or use the social artifact; i.e., is the purpose of the research to examine brides or weddings  
  Other examples of social artifacts include friendships, court cases, traffic accidents, fist fights, ship launchings, airline hijackings, race riots, congressional hearings, etc.  

 
 
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 Outline on the  Worker & Labor Force as Units of Analysis
External
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  -  Project:  Workplace Research
Link
  Researchers often study work via ethnographies, case studies, & sample surveys
 
  The unit of analysis may be individual workers, groups of workers, or the formal organizations, i.e. the businesses they work in
 
  Social scientists may study unions, businesses, factories, corporate networks, etc. which are at the organizational, not individual level
 
  The labor force itself is an important unit of analysis in the study of work
 
  The labor force is a collective term for all the workers w/in a country
 
  Workers can be described in terms of their background, or demographics
 
  Ascribed demographic characteristics of workers include gender, race, age, occupation of parents, stage of industrial development in the locale, etc.
 
  Achieved demographic characteristics of workers include education, work experience, skills, work ethic, etc.
 
  If the researcher is looking at social injustices, ascribed demographic characteristics of the workforce are often more important; however, if the researcher is looking at a change or consulting study, achieved demographic characteristics of the workforce are often more important  
  The US Bureau of Labor Statistics reports the size & composition of the labor force every month by using info from the Current Population Survey (CPS)
 
  The labor force is defined as anyone who is 16 or older who is not institutionalized
 
  In the definition of the labor force, institutionalized individuals include those in prison, a residential hospital, a mental hospital, school, retirees, disabled people, home makers & more
 
  Employed people are those in the labor force who in the previous week who:
 
  a.  worked at least one hour for pay or profit 
 
  b.  worked at least 15 hrs w/o pay in a family business 
 
  c.  were temporarily not working because os illness, vacation or similar reason
 
 
Unemployed people are those in the labor force who 
 
 
a.  are not employed
 
 
b.  who actively sought work during the four weeks preceding the survey  
 
c.  who were currently available to take work  
  d.  have not been out of work longer than 6 mos.  
  See Also:  Unemployment  
  Eligible people who do not fall into either the employed or unemployed categories are termed Not In the Labor Force (NILF)  
  The Labor Force Participation Rate (LFPR) is defined as the number of people in the labor force divided by the number of people eligible in it, multiplied by 100 to convert to a percentage  
  LFPR = (LF/All noninstitutionalized persons who are 16 or older) X 100  
  The LFPR represents the proportion of the eligible population that is economically actively  
  In January of 1994, the LFPR was 58.2% for women, 20 yrs. old & older, & 76.5% for men 20 yrs. old & older  
  In September of 2000, the LFPR was 60.6% for women, 20 yrs. old & older, & 76.5% for men 20 yrs. old & older  

 
Internal
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 Outline on  Unemployment
External
Links
  -  Project: Video: Risky Business:  Family Crisis:  Unemployment 
Link
  -  Video: Risky Business:  Family Crisis:  Unemployment     9:25 & 13:31 
Link
  BEING OUT OF WORK IS NOT THE SAME AS BEING UNEMPLOYED BECAUSE THE LATTER IS AN OFFICIAL GOVTL DEFINITION   
  Unemployment is defined as the percentage of the labor force officially determined to be w/o work, & looking for work in a given month 
 
  The labor force is defined as anyone who is 16 or older who is not institutionalized   
  In general, the labor force makes up about half of the total population 
 
  -  Resource:  Worker & Labor Force as Units of Analysis for more on the definition of the labor force 
Link
  In order to be considered in the unemployed category by the govt., people must be in the labor force & are   
  a.  employed neither part time nor full time for pay or trade   
  b.  actively seeking work during the four weeks preceding the govt. survey of the labor force   
  c.  currently available to take work   
  d.  not out of work longer than 6 mos.   
 
Specifically, many groups of people are not considered to be part of the workforce, including students, those employed part time, prisoners, those considered to be incompetent (children, the mentally ill, etc.), the retired, the chronically unemployed, etc. because these people are not considered to be part of the labor force 
 
  The unemployment rate (UR) is the number of unemployed people divided by the number of people in the labor force, multiplied by 100, to give a percentage   
  UR = (unemployed/labor force) X 100   
  A rise in the UR often indicates that the business cycle is about to enter a downturn; conversely, a decline often indicates economic improvement   
  The UR is higher in economically depressed areas & lower in prosperous areas, so URs indicate local labor market conditions   
  FRICTIONAL UNEMPLOYMENT IS THE UNEMPLOYMENT RATE OF PEOPLE BTWN JOBS   
 
Frictional unemployment is considered to be the unemployment that results from unavoidable delays btwn jobs takes time to find a new job   
 
Economists estimate that frictional unemployment is estimated,  to be 3% though some estimates are lower   
 
Frictional unemployment could be reduced by programs to match job openings more quickly w/ qualified candidates   
  During WW 2, unemployment fell to 1.6%, which is considered by some to be a more realistic minimum level of frictional unemployment   
  STRUCTURAL UNEMPLOYMENT IS LONG TERM OR BUILT IN UNEMPLOYMENT   
  Structural unemployment is the chronic gap btwn the number of jobs in the economy & the number of people seeking work   
  Structural unemployment results from economic shifts or the chronic shortage of jobs   
  During good times, a boom, a growth phase, structural unemployment makes of the biggest share of unemployment   
  In 2003 - 2004, a new & unique economic phenomenon, the "jobless recovery," manifested high economic growth rates (over 8%) but continuing high rates of unemployment, over 6%  
  Economists hope that the jobless recovery will be a short lived economic phenomenon, & not a new, higher level of structural unemployment   
  CYCLICAL UNEMPLOYMENT IS THAT WHICH IS AFFECTED BY ECON BOOMS & BUSTS   
  Cyclical unemployment is the component of unemployment that results from economic downturns  
  In a recession, depression or any economic downturn, cyclical unemployment makes up the biggest share of unemployment  
  Cyclical unemployment results from economic downturns  
  In his conception of the Sociological Imagination, C. W. Mills notes that unemployment is a public issue, but in most cases people individualize it, making it appear as a personal trouble  
  Unemployment is often a public issue, not a personal trouble  
  For Mills, the most important distinction btwn a public issue & a personal trouble is that the former requires a social solution, i.e. one person cannot resolve the issue, while w/ a personal trouble, the resolution lies solely w/ the individual  
  Different classes, occupations, races, genders, groups are affected differently by unemployment  
  UNEMPLOYMENT RATES HAVE BEEN 'POLITICAL FOOTBALLS' WHEN THEY WERE MANIPULATED TO MAKE A POLITICIAN LOOK GOOD   
  The Reagan administration increased allowable frictional unemployment, thus making unemployment appear lower  
 
President Reagan shortened the time one can be out of work & still be considered to looking from 1 yr. to 6 mos. 
 
 
Anyone who does not find a job in 6 mos. is considered to be chronically unemployed & is not considered to be part of the workforce
 
  As useful as labor force statistics are, the definitions used by the govt. are troublesome to many observers  
  Labor force participation, unemployment, etc. all include only those who produce goods or services for sale in the market  
  Labor statistics exclude many people who perform useful services outside the market economy, notably, homemakers & volunteers  
  When a homemaker reduces home work & takes a job, the person who is hired to help out around the home is counted in the labor force  
  DISCOURAGED WORKER IS THE OFFICIAL DESIGNATION FOR ONE WHO IS OUT OF WORK, BUT NOT CONSIDERED TO BE UNEMPLOYED   
  Discouraged workers are those persons in the labor force who are not counted as unemployed because they have been unemployed for such a length of time, as determined by the govt., that they are no longer considered available for work  
  Hodson & Sullivan point out that some workers stop looking for work because they believe no work is available  
  In December of 2003, only 1,000 new jobs were created in the economy, & it is estimated that 150,000 new jobs must be created each month just to keep up w/ labor force growth, but over 200,000 unemployed workers were moved from the official rolls of the unemployed to the category of discouraged workers & thus unemployment fell from 5.9% to 5.7%  
  Discouraged workers are officially removed from the labor force & are categorized as not in the labor force (NILF)  
  The BLS estimates that there were 600,000 discouraged workers in January of 1994  
  The BLS estimates that there were 200,000 discouraged workers in September of 2000  
  By excluding discouraged workers from the labor force, the official unemployment rate is too low in that it under represents the number of people who are out of work & would like a job  
  Those receiving unemployment insurance benefits are not used to estimate the unemployment rate because not every worker receives unemployment insurance benefits  
  See Also:  Unemployment Compensation  
  THE US ECON ALWAYS RESULTS IN UNEMPLOYMENT, CREATING JOB INSECURITY & A WKFORCE THAT IS UNABLE TO MAKE DEMANDS ON MGT BECAUSE THEY HAVE LITTLE ECON SECURITY   
Link
The Table on a Summary of Historical Unemployment Rates shows that the US has accepted ever higher rates of unemployment as normal  
 
During the 1940s, 50s, & early 60s unemployment was low, usually below 5%
 
  During the late 60s & 70s the US experienced "stagflation" denoting that the economy experienced stagnation, i.e. high unemployment sometimes above 10%, & simultaneous inflation
 
  In the recession of the early 1980s, unemployment reached over 10%
 
  One reason unemployment rose in the 70s & 80s is that the baby boomers reached working age & more women left home making & entered the workforce  
  Other reasons that unemployment rose in the 70s & 80s is that deindustrialization began, the Vietnam War was winding down, the oil crisis, shifts in the timber & farm industries, etc.  
  Women entered the workforce because under emerging gender norms, they were now allowed to, & because it became necessary for most families to have two incomes in order to maintain their standard of living  
  In the recession of the early 90s, unemployment reached over 8%
 
  From 1993 to 2000, the nation experienced its longest single period of growth, w/ unemployment falling to 4% by 2000
 
  In 2000, only 4% of poor people were unemployed, which was the lowest in many years
 
  The nation has been in a minor recession since late 2000 until 2004 w/ unemployment reaching nearly 6%
 
  WHILE MANY FEEL THE POOR ABUSE THE WELFARE SYSTEM, THE ECON CREATES A CLASS OF WKING POOR WHO CANNOT MAINTAIN A SUSTAINABLE LIFESTYLE & THUS FALL OUT OF WK INTO WELFARE   
Link
An Analysis of the Pie Chart on the Work Status of Poor People in 2000 demonstrates over 50% of the poor did work or attend school, but only some of those would legally be considered unemployed  
  In 2003, the unemployment rate in the US is over 5%
 
  In 2003, there are signs of a recovery in that economic growth is increasing, but the unemployment rate is not falling, resulting in the phenomenon of a "jobless recovery"
 
  Unemployment is a major hardship for all classes except the upper class & the corporate class in that all of the middle class, & below, experience lay offs or downsizing
 
 
When experiencing job loss, the middle classes experience a fall in their standard of living, being forced to live off of savings, or the sale of family assets such as the car or home
 
 
When experiencing job loss, the lower classes experience poverty, having few assets to sell
 
 
Most economists believe that increasing unemployment lowers inflation, thus there is a trade off btwn unemployment & inflation
 
  THE GOVT HAS A LOT BUT NOT TOTAL CONTROL OF UNEMPLOYMENT RATES, & CHOOSES TO KEEP RATES AT RELATIVELY HIGH LEVELS   
 
Unemployment hurts primarily the middle & lower classes, while inflation hurts primarily the upper classes  
  Many social theorists believe that the economy is designed to limit inflation at the expense of high unemployment  
  Unemployment rates are deliberately regulated by the govt by TWO major processes, including monetary policy & fiscal policy  
  Monetary policy is set by the Federal Reserve Bank who determines the interest rates & amount of $ in the economy  
  See Also:  The Federal Reserve Bank      http://www.federalreserve.gov/otherfrb.htm
Link
  Traditional economics sees an unsolvable conflict btwn interest rates, inflation & unemployment  
  Interest rates & unemployment vary inversely:  improvement in one, degrades the other  
  While high interest rates, inflation & unemployment do have all classes, they impact different classes differently  
  Unemployment does more harm to lower classes than it does to the upper classes  
  The Fed is commonly know at "the inflation fighter"  
  Fiscal Policy is set by the President & the Congress who determine the amount of govt spending  
  Foreign trade policy addresses imports, exports, tariffs, deindustrialization, but not unemployment  
  Some trade policies, such as NAFTA, provide for limited retraining if one can demonstrate that their job was lost due to NAFTA  
  THE CONTINUOUS HIGH UNEMPLOYMENT RATES HAVE BEEN CALLS ED INDUSTRIAL RESERVE ARMY, DENOTING THE ECON INSECURITY & SUBMISSIVENESS IT FOSTERS IN SOCIETY   
  Marx's concept of the industrial reserve army denotes that people in occupational structure can be laid off to protect profits, & rehired in booms  
  An industrial reserve army is an army of the unemployed which functions to keep wages low  
  The US has no domestic industrial policy, which is a set of policies & regulations that coordinate monetary policy, fiscal policy, business regulations, industrial development, worker training, worker retraining, etc.  
  In relation to unemployment, many social scientists believe that the published/official rates of unemployment is influenced by the public policy process, & is usually lower than the actual rate  
  For example, in 1988 there were 6.7 mm people actively seeking work but unable to find it resulting in an official unemployment rate of 5.5%  
  In 1988, the workforce of 121.8 mm also had 5.4 mm people who desired work, and were available to start work immediately, but were not actively looking for work because they were in school, ill or disabled, were keeping house, or were convinced they could not get a job  
  Adding in all the categories of the unemployed, which govt. economists exclude, results in a 10.5% unemployment rate in 1988  
  Statistics on categories of people who are unemployed but not listed as such may be found in the US Dept. of Labor, Bureau of Labor Statistics (BLS)  
  UNEMPLOYMENT AFFECTS THE MIDDLE & LOWER CLASSES THE MOST   
 Link
The Table on Occupational Differences in Unemployment shows that unemployment is distributed unequally across occupational groups  
  Unemployment is unequally distributed across social groups  
  The unemployment rate for blacks & Hispanics is about twice that for whites  
  Youth unemployment among 16 - 19 yr. olds is two to three times as high as the overall rate  
  Unemployment among minority youths reached 30% to 40% in the early 1990s  
Link
The Table on the Changes in US Unemployment Rates demonstrates that unemployment is a chronic problem in the US & that different groups experience different rates of unemployment   
Link
The Table on Unemployment in Europe shows that unemployment is a chronic problem in many industrialized nations  

 
 
Top
 
Table on a Summary of Historical Unemployment Rates
HS 0205
 
  1950s   3 % Post war consumer boom  
  1960s   3 to 6.8 % Johnson's War on Poverty
VN War begins
 
  1970s   5 to 8.5%  unusual situation of "stagflation" VN War ends  
  1980s   almost reached 10 % Reagan recession
Tax cuts
Deficit spending
Military build-up
 
  1990s   drops from 10 to historic low:  4 % Welfare reform
Limited defense spending
 
  2000s   begins w/ historic low:  4 % Is the info econ immune to recession?  
  2003   reaches a high of 6.2% Term "Jobless Recovery" is coined  

 
Top
 

Table on Occupational Differences in Unemployment
HS 0205
Year
1992
1998
Overall US Unemployment Rate
7.4 %
4.5 % 
Professionals & Managers
3.1
1.8
Clerical Workers
5.7
3.7
Craft Workers
8.8
4.2
Service Workers
8.1
6.7
Machine Operators & Laborers
11.0
6.7
Construction Laborers
22.9
14.2
The Table on Occupational Differences in Unemployment shows that Unemployment is distributed unequally across occupational groups
Census, 1993e

 
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Table on the Changes in US Unemployment Rates
HS 0205
Year
All Civilian Workers
Whites
Blacks
Hispanics
Unemployed over 17 Weeks
1948
3.8 %
3.5 %
--
--
0.5 %
1949
5.9
5.6
--
--
1.1
1950
5.3
4.9
--
--
1.3
1951
3.3
3.1
--
--
.5
1952
3.0
2.8
--
--
.4
1953
2.9
2.7
--
--
.3
1954
5.5
5.0
--
--
1.3
1955
4.4
3.9
--
--
1.1
1956
4.1
3.6
--
--
.8
1957
4.3
3.8
--
--
.8
1958
6.8
6.1
--
--
2.1
1959
5.5
4.8
--
--
1.5
1960
5.5
5.0
--
--
1.4
1961
6.7
6.0
--
--
2.2
1962
5.5
4.9
--
--
1.6
1963
5.7
5.0
--
--
1.5
1964
5.2
4.6
--
--
1.3
1965
4.5
4.1
--
--
1.0
1966
3.8
3.4
--
--
.7
1967
3.8
3.4
--
--
.6
1968
3.6
3.2
--
--
.5
1969
3.5
3.1
--
--
.5
1970
4.9
4.5
--
--
.8
1971
5.9
5.4
--
--
1.4
1972
5.6
5.1
10.4 %
--
1.3
1973
4.9
4.3
9.4
7.5 %
.9
1974
5.6
5.0
10.5
8.1
1.0
1975
8.5
7.8
14.8
12.2
2.7
1976
7.7
7.0
14.0
11.5
2.5
1977
7.1
6.2
14.0
10.1
2.0
1978
6.1
5.2
12.8
9.1
1.4
1979
5.8
5.1
12.3
8.3
1.2
1980
7.1
6.3
14.3
10.1
1.7
1981
7.6
6.7
15.6
10.4
2.1
1982
9.7
8.6
18.9
13.8
3.2
1983
9.6
8.4
19.5
13.7
3.8
1984
7.5
6.5
15.9
10.7
2.4
1985
7.2
6.2
15.1
10.5
2.0
1986
7.0
6.0
14.5
10.6
1.9
1987
6.2
5.3
13.0
8.8
1.7
1988
5.5
4.7
11.7
8.2
1.3
1989
5.3
4.5
11.4
8.0
1.1
1990
5.5
4.7
11.3
8.0
1.2
1991
6.7
6.0
12.4
9.9
1.9
1992
7.5
6.7
13.9
11.1
2.6
1993
6.9
6.2
12.8
10.2
--
1994
6.1
5.5
11.3
9.0
--
1995
5.6
4.9
10.4
9.3
--
1996
5.4
4.7
10.5
8.9
--
1997
4.9
4.2
10.0
7.7
--
1998
4.5
3.9
8.9
7.2
--
The Table Changes in US Unemployment Rates demonstrates that unemployment is a chronic problem in the US & that different groups experience different rates of unemployment
US Dept. Labor, BLS, 1989b, Handbook of Labor Statistics.  Washington, DC:  US GPO, p. 64.  Also, Census, 1993e, Statistical Abstract of the US, 1993.  Washington, DC:  US GPO, p. 413

 
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Table on Unemployment in Europe
HS 0205
Year
1992
1998
Overall US Unemployment Rate
    7.4 %
     4.5 %
Italy
6.9
12.3
UK
8.8
 
Netherlands
7.0
 
Norway
2.8
 
Sweden
2.6
 
France  
11.8
Germany  
7.5
The Table on Unemployment in Europe shows that unemployment is a chronic problem in many industrialized nations
Census, 1993e

 
Top  
An Analysis of the Pie Chart on the Work Status of Poor People in 2000 demonstrates
      about 50% of the poor did work, but only some of those would legally be considered unemployed
Far0506

 
Internal
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 Outline on  Unemployment Compensation 
External
Links
  The most important assistance that unemployed workers receive is from the family (Standing, 1981)
 
  Workers may also be eligible for unemployment compensation, usually from a state govt., but there are also a variety of other programs available 
 
  78 % of workers w/o jobs are covered by unemployment insurance, but far less than that usually have receive it
 
  Unemployment payments usually expire after 26 weeks, but Congress has sometimes lengthened them to 52 weeks because of a severe recession, or some other special circumstance
 
  While unemployment laws vary from state to state, farm workers, personal services workers, part-time workers, workers who have not been employed long, workers who quit voluntarily, & workers who were fired are generally not eligible for unemployment
 
  Thus, at any given time about one of four unemployed workers receives unemployment 
 
  Some union contracts also provide supplemental unemployment
 
  If workers are permanently laid off, they may also receive severance pay which is a lump sum payment to help tide the person over until they find new work
 
 
Workers on unemployment may also be eligible to receive welfare if he, she, or their family are completely destitute
 
 
In some states unemployment insurance is funded by taxes on firms and workers, and in some states it is funded only by taxes on firms
 
 
The amount of unemployment benefits a worker receives depends on his or her pay & length of service in their previous job
 
  In 1991, the number of people receiving unemployment benefits amount to about 40 % of the number of the unemployed people (BLS, 1992e)  
  In 1997, the number of people receiving unemployment benefits amount to about 35 % of the number of the unemployed people (US Census, 1999:  Table 626)  
  Some types of work such as agricultural labor are not covered by unemployment insurance  
  People who start their first job are generally not eligible for unemployment because they generally do not have enough time in the labor force  
  People who are discouraged workers & re-enter the work force by getting a job are not eligible for unemployment insurance because they generally do not have enough time in the labor force  

 
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 Outline on  Industrial Economic Systems
External
Links
  The Industrial Revolution (IR) is said to have begun in England even though industrial tendencies existed in many countries
 
  The IR spread throughout Europe, North American & eventually to the rest of the world 
 
  The Early Industrial Age was characterized by the use of water power, then steam power to power machines in factories
 
  The secondary sector became the most powerful & important
 
  The industrial sector is the result of the development of technology and social organization in the form of bureaucracy, the factory system, the wage system, etc.
 
  During the industrial age tradition became less influential, & rationality, science, technology, education, etc. became more influential
 
  Large scale govts based on legal rational authority replaces the traditional authority of monarchies
 
  See Also:  Weber on legal rational authority, traditional authority, charisma  
  Industrialization of the economy produced a surplus unlike the world had ever seen
 
  The industrial production of a surplus resulted in a dramatic long term rise in the standard of living w/in the industrialized countries, though it also created more poor people living at a worse level than under feudalism or other economic systems
 
  Dickens noted this in the Tale of Two Cities, which begins, "It was the best of times and it was the worst of times..."
 
  Industrialization made life harder because of the long hours, low wages, & brutal & unsafe working conditions
 
  But w/ the rise of unions, the middle class & a govt. that regulates the functioning of big business people have better diets, more adequate shelter, better health care, & more luxury goods
 
  Because of industrialization, life expectancy has increased dramatically & birth rates have declined dramatically
 
  Industrialization has resulted in greater social equality than feudalism
 
  Industrialization has created greater equality w/in the system in that there is a middle class, yet there remains a lower class who are very poor
 
 
Industrialization has created greater inequality btwn nations in that the wealth is concentrated in the industrial nations while non industrialized nations are poorer than ever  
 
See Also:  Globalization  
  Inequality increased during the Early Industrial Age because unions had not yet gained enough power to resist the exploitation of the Robber Barons of big business  
  The wealthy have retained wealth but allowed a middle class to emerge, which gives a historically high level of prosperity to a significant segment of the population, & thereby avoiding revolutions that might deprive them of their wealth  
  The rise of the middle class is accompanied by declining birth rates & increasing democratization  
  Most social theorists believe that the rise of the middle class, declining birth rates, & democratization are all mutually reinforcing & that the demise of any would be seriously dysfunctional for modern society  
  Though it is too early to be certain, the trend toward greater equality may be reversed in the Post Industrial Age   
       See Also:  Post Industrial Age   
  Major industrialized societies of the first world experience few revolutions though many smaller, developing countries do  
  The transition from agricultural to industrial society is often accomplished w/ the blood of revolution & war  
  Farley posits that industrialized nations to to war less often than preindustrialized nation, but notes that industrialized nations have fought WW 1 & 2 which killed more people than all other wars combined, & the cold war resulted in the biggest military build-up the world has ever seen  
  Though it is too early to be certain, it seems democracies rarely go to war w/ democracies; however it is useful to note that pre WW 2 Germany & Italy were democracies that became oligopolies ruled by a single man  
  During the Cold War, the industrialized nations of the US & its allies fought proxy wars w/ the USSR & China & their allies in SE Asia & Africa  
  After 1989 when the Cold War ended, the industrialized nations fought wars w/ partially industrialized nations such as Bosnia, Afghanistan, Iraq, etc. which are largely the result of the collapse of the Cold War world order  

 
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 Outline on  Industries
External
Links
 
Since the 1970s, the most major Industries in the 1st world have experienced some level of 
 
 
    Globalization &  
 
    Deindustrialization  
 
The changes fomented by globalization & deindustrialization have had positive & negative consequences; e.g., increased productivity, efficiency, profitability, & downsizing, unemployment, an overall loss of earning power for the working & middle classes
 
  Extractive industries are those that extract the product from nature, & where the final product remains essentially unchanged  
  Agriculture, fishing, forestry, mining, etc. are all extractive industries   
  Manufacturing industries take raw or processed products & processed them into more usable forms for sale to other mfrs or directly to consumers  
  Service industries are those that provide intangible products or perform useful labor on behalf of another  
  Service industries include industries in finance & banking, accting, medicine, transportation & utilities, entertainment, recreation, education, govt, social welfare, wholesale & retail trade, etc.  
  Advanced industrial society is characterized by a highly productive extractive & mfr sectors w/ a growing service sector  
  Post industrial society is characterized by a labor force in services is not larger than mfr, but mfr is shrinking due to tech & deindustrialization  
 
The Paper Industry
 
 
Paper has been in a relatively strong economic position & thus Labor has had a strong position
 
 
There has been little pressure from foreign producers ( Tariff? )
 
 
Paper production requires high skill workers
 
 
Paper production has become increasingly automated
 
 
Paper workers are represented by the United Paperworkers International Union ( now PACE )
 
 
Even though the paper industry is strong, the general anti-Labor climate has forced concessions on work issues & restraint on wage increases
 
 
Paper production employers used plant location & equipment investment as levers in bargaining
 
 
The paper industry has a tradition of local level economic bargaining, which decreased the union's ability to protect wages during this period
 
 
The Telecommunications Industry
 
 
Overcapacity has been a problem
 
 
Rates of productivity & profitability have declined
 
 
There is substantial nonunion competition, especially from Northern Telecom
 
 
Jobs are often restructured out of the union to mgt. & professional jobs
 
 
Union membership in ATT shrank by 55% from 1984 - 1992
 
 
Existing firms are starting wireless units & strongly resisting organization by Labor
 
Link
The Table on the Revenues of the Sectors of the US Economy, 1990, shows that 
 
Link
The Table on Employment in the Sectors of the US Economy, 1950 & 1990
 

 
Top  
Table on the Revenues of the Sectors of the US Economy 1990
BT0702
Industrial Sector
Revenues
% of Total Econ of $3,786 bb
Extractive Sector  
 
Ag
$ 103.4 bb
  3 %
Mining
 42.5
  1
Manufacturing Sector
806.5
21
Construction
255.1
  7
Service Sector    
Other Services
963.4
25
Wholesale / Retail Trade
638.8
17
Finance / Banking / Insurance
647.5
17
Transportation / Utilities
328.8
  9
The Table on the Revenues of the Sectors of the US Economy, 1990, shows that 

 
Top  
Table on Employment in the Sectors of the US Economy, 1950 & 1990
BT0702
Industrial Sector
1950
1990
Extractive Sector    
Ag
< 1 %
< 1 % 
Mining
    2.3 
 1
Manufacturing Sector
38.9
21
Construction
  6.0
 6
Service Sector    
Other Services
13.7
31
Wholesale / Retail Trade
24.0
28
Finance / Banking / Insurance
  4.8
  7
Transportation / Utilities
10.3
  6
The Table on Employment in the Sectors of the US Economy, 1950 & 1990, shows that 

 
Internal
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Top

 Outline on the  Categorization of Industries
External
Links
  An Industry is a branch of economic activity that is devoted to the production of a particular good or service
 
  The good or service may be quite specific; thus we might speak of the fast-food industry, but it can be considered part of the restaurant industry or part of the even larger personal services industry
 
  It is important to know a workers' industry because conditions of competition are unique to an industry because some are in highly competitive growth industries, some are in declining industries w/ low competition, some are subject to foreign competition, some have low competition because of high govt. regulation, some are unregulated, etc.
 
  It is important to know a workers' industry because the nature of production varies by industry, including such types of production as hand labor (craft work to simple labor), electronically automated production, intellectual work, etc.
 
  The industrial process determines which occupations are needed, the working conditions, hazards, skills, training, etc.
 
  It is important to know a workers' industry because workers experience economic consequences from their industry (Sullivan, 1999)
 
  Declining industries are often less productive & provide sporadic, lower-paid work  
  Growing industries are more likely to be productive & provide better wages, benefits, promotion, opportunities & job security
 
  Industries are categorized by surveying workers to determine what they produce
 
  Industries are categorized via the Standard Industrial Classification system (SIC) which utilizes up to a six digit number to classify an industry, which is similar to the Library of Congress number code for classifying books
 
  The highest two digits tells a person what the major industry is, following digits sub-divide the industry
 
  Example:  23 indicates apparel manufacturing; 232 indicates men's & boy's furnishings; 2325 indicates men's & boy's trousers & slacks
 
  SIC codes are used to analyze industries sales, profits, or production
 
  The SIC system provides the Four-Firm Concentration Ratio of sales, profits, production, & other characteristics which is the proportion of each characteristic produced by the top four firms in the industry
 
  The Table on Four-Firm Ratios shows that some industries are highly concentrated & some are not
 

 
Top
 

Table on Four-Firm Ratios
HS0302
Industry
Year
Code
Four-Firm Ratio
Food & Kindred Products
1987
20
  11%
Meat Packing
1992
2011
32
Flour & Other Grains
1992
2041
44
Sugar Cane Refining
1992
2062
87
Chewing Gum
1992
2067
96
The Table on Four-Firm Ratios shows that some industries are highly concentrated & some are not
Census, 1992a:  Table 4, pp. 6-4 & 6-5

 
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 Outline on  Lower Level Employees
External
Links
  LOWER LEVEL EMPLOYEES ( LLE ) ARE PRODUCTION WORKERS, STAFF PERSONNEL, SUPPORT PERSONNEL, CRAFT WORKERS, INDUSTRIAL WORKERS, ETC.   
  Craft workers have a skill & are considered the elite of the workforce   
  Craft workers typically have a community of interest centered on materials, techniques, tools, knowledge   
  In some ways, the concept of the craft worker is archaic in that it included shoemakers, blacksmiths, & other occupations which today are industrialized   
  On the other hand, craft workers today would include any skilled blue collar profession that has not been industrialized, i.e. moved to factory production   
  Examples of contemporary craft workers include electricians, plumbers, carpenters, etc.   
  Industrial workers are considered unskilled & historically, as compared to craft workers, were considered second class workers   
  Industrial workers are considered to be a threat to skilled workers   
  The community of interest of the industrial worker is centered on employer, the industry, & not the craft or job   
  Historically, until the CIO in 1955, it was believed that industrial workers could not be organized   
  LLE are typically afforded low status & little or no authority in spite of the fact that they may command considerable education, expertise, & experience   
  LLEs may also be defined in the negative, in that LLE are not management & are usually not professionals   
  However, in some orgs, those w/ no production workers, professionals may be the LLEs   
  WHILE LLE'S GENERALLY HAVE MINIMAL AMTS OF POWER BECAUSE OF THEIR PLACE AT THE BOTTOM OF THE ORG STRUCTURE, THEY DO STILL HAVE POWER, & IN SOME CIRCUMSTANCES, GREATER AMTS OF POWER   
  Mechanic, 1962, discusses the sources of power of LLEs including, 
 
  1.  Expertise 
 
  2.  Irreplaceability 
 
  3.  Effort & interest 
 
  4.  Physical location & position 
 
  5.  Removal of power takes time & effort 
 
  6.  Coalitions of LLEs 
 
  7.  Work to rule
 
  8.  Attractiveness 
     Example:  Erin Brokovich, movie: 2000 
     Why is attractiveness not considered for high level workers? 
 
  Perhaps the most important source of lower level employee's power is the rules; i.e. working to rule 
 
  Crozier, 1964, observed a constant power struggle wherever LLEs held power 
 
  Crozier observed a constant power struggle where maintenance men held power over production workers & supervisors   
  Crozier found that maintenance men held power & production workers & supervisors were under their control   
  Crozier found that production workers try to please maintenance men to keep their work flowing   
  Mouzelis notes in the situation above that the stratification of LLE power is the manipulation of rules to enhance group prerogative & independence from every direct & arbitrary interference from higher ups 
 
  But rules can never regulate everything & eliminate all arbitrariness 
 
  Areas of uncertainty always emerge which are the focal points around which collective conflicts emerge & instances of direct dominance & subordination re-emerge
 
  In the workplace, any group that can control the unregulated area of the workplace has great power 
 
  Hall sees only the negative side of LLE power, as do most managers, when he notes that the power of LLEs is rare & frustrating 
 
  Secretaries can cause frustration & embarrassment by accident, or due to factors beyond their control, or at their choosing 
 
  Hospital attendants can make Drs. dependent upon them (Scheff, 1961) & some Drs. choose & welcome this assistance while others see it as a problem   
  Wonder notes that LLE are able to amass considerable resources   
  The misunderstanding of many analysts is that they fail to see that traditional methods of LLE control / supervision are alienating & that LLEs combat this through amassing power where they can   
  LLE may often be managed in a similar manner to professionals   
 
LLE'S ARE FOUND IN BOTH BLUE & WHITE COLLAR OCCUPATIONS 
 
  See Also:  The Great Compromise   
  The simplest & most common classification of occupations is the white collar & blue collar divisions, which while elegant in its simplicity, is increasingly outdated & misleading   
  Blue collar workers, are mostly factory & craft workers, & once did only manual labor, but today they may work in conditions & w/ the pay once attributed only to white collar workers   
  White collar workers, office workers & most professionals, had clean working conditions, that made it possible for them to wear white shirts   
  Once white collar workers earned more than blue collar workers, but today a factory or craft worker my earn more than a clerical or sales worker   
  The white- blue- collar classifications is less useful today because there are now many service workers, some of whose work resembles blue collar jobs, & some whose work is more white collar   
  A cook & a police chief are both service workers, but the cook's occupation resembles a blue collar occupation while the police chief's occupation resembles a white collar occupation   
  The white- blue collar classifications is less useful today because some jobs may appear misclassified when the actual work conditions are considered   
  Technicians are considers white collar workers & many of them are highly educated, but may spend most of their day working w/ machinery, just as blue collar workers do   
  Some factory operatives who are considered blue collar, work in sterile, super clean industrial labs   
  The white- blue- collar classifications is less useful today because it ignores the so called pink collar workers in occupations such as nurses, secretaries, child-care workers that are traditionally filled by women   
  Pink collar jobs often have low pay while having relatively high requirements for education & responsibility, as seen in nursing   
  Nurses are often classified as professionals or semi-professionals, but their pay is not as high as upper level white collar workers 
 
  TEMPORARY WORK IS NEARLY BECOMING THE NORM FOR LLE'S   
  Many jobs created today, including hi tech jobs are lower level jobs & temporary jobs   
  Lower level jobs & temp jobs may be filled by wkrs not directly employed by the firms themselves   
  Hi tech firms employ large numbers ot temp wkrs to help them adjust to the cyclical nature of production   
  Many wkrs are also employed on a sub contracting basis, & conditions for these wkrs are inferior to those of full time wkrs of the parent firm   
  Many higher end jobs have also become more temporary in that many firms are hiring short term wkrs in positions labeled internships, associates, etc.   
        MORE ON TEMP WK & OTHER MARGINAL JOBS IN WO 14:  MARGINAL JOBS   

 
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 Outline on   Occupations & Occupational Groupings
External
Links
  An occupation is a cluster of job-related activities constituting a single economic role that is usually directed toward making a living
 
  The category of industry identifies what a worker helps to produce, but occupation identifies the kind of work a worker does
 
  There are several ways to study occupations, ranging from simple dichotomies (white- blue-collar), to the census classification system (CCS), to the Dictionary of Occupational Titles, to prestige scales, & socio economic status indicators  
  Some occupations, such as clerical workers, maintenance workers, & mgrs. are found in every industry
 
  Some occupations are heavily concentrated w/in a single industry, such as nurses & doctors in the health-care industry; however, a few nurses & doctors may work in factories, camps, or schools
 
  Some occupations, such as taxi drivers, work entirely in one industry, transportation
 
  See Also:  The Categorization of Industries
 
  Occupation refers to the type of work someone does
 
  Major occupational groups are broad categories of occupations used by the Census & other govt. agencies to report job data
 
  Occupations are listed in rough order of skill & prestige from the most prestigious to the least (Census, 1943)
 
  See Also:  Prestige or Status  
  Each group of occupations in the major occupations groups used by the Census & other govt. agencies contains a number of more specific occupational codes; for 
 
  An example of the specific categorization of occupations used by the Census is the "administrative support" category including secretaries, stenographers, bookkeepers, office machine operators, etc.  
  The Table on Occupational Groups Based on the 1970 & 1980 Census Classification Systems (CCS) demonstrates that the white- blue-collar is simple but elegant, & was replaced by a more complex categorization including mgrs., technicians & sales, service, operators, & farming
 
  In 1970, the CCS distinguished among skilled manual workers (craft & kindred workers), semiskilled manual workers (operatives & transport operatives), & unskilled manual workers (laborers)
 
  In the CCS, skilled & unskilled workers in agriculture & farming were listed separately
 
  Even in 1970, service workers were relatively heterogeneous & had multiple categories
 
  In 1980, the CCS was modified to reflect increased significance of the technical & precision production occupations & also to correspond to the UN's International Standard Classification of Occupations (ISCO) system
 
 
The ISCO is a method of coding occupations developed by the International Labor Office (ILO) of the UN
 
 
The 1980 CCS is a mixture of industry & occupations; for example farming, forestry & fishing is listed as a occupation group although it is composed of three industries
 
 
Because of the lack of clarity of occupations & industries in the 1980 CCS & the ISCO, many social scientists continue to use the 1970 CCS
 
 
The Dictionary of Occupation Titles (DOT) is published by the Dept. of Labor (4th ed., 1991) is the most detailed occupational classification w/ over 20,000 titles
 
  The DOT may be found at http://www.oalj.dot.gov/libdot.htm
Link
  Under each title in the DOT is a description of what people do in occupations, what actions they perform, machines, tools or equipment they use, material they use, products or services they produce, instructions they follow, judgments they make, skills needed, etc.  
  The Selected Characteristics of Occupations Defined in the Dictionary of Occupational Titles (SCODDOT) is a companion to the DOT providing additional info on the physical demands of the work, hazards faced, training requirements, etc.   
  Job counselors use SCODDOT to place workers in suitable jobs; for example placing disabled workers in jobs w/ similar skills, but less strenuous physical demands  
  O*Net was developed by the Dept. of Labor for their use & will also help job counselors  
  O*Net is found at http://www.doleta.gov/programs/onet/glance.asp
Link
  See Also:  Occupational Prestige  
  Social scientists have difficulty researching unpaid occupations such as homemakers, volunteers, & neighbors helping neighbors through the exchange of unpaid labor  
  Social scientists have little more than anecdotal info on the production of illegal goods & services such as prostitution, gambling, illegal drugs, weapons, etc.  
  Social scientists have difficulty researching the production of goods & services that are legal but hidden to avoid taxes or other laws & regulations  
  Examples of hidden occupations include domestic help, farm workers, etc. who are hidden to avoid taxes, social security & immigration laws  
  It was estimated that there are 3 million illegal aliens working in the US in 2004 & thus Pres. Bush has proposed that they be granted work visas  
 
Is was estimated that there were over 10 mm illegal aliens working in the US in 2006  
  What effect would work visas have?   
  Social scientists have difficulty researching the production of goods & services that are smuggled or bartered to avoid taxes, regulation etc.  
  Examples of smuggled goods & services include tobacco, alcohol, music, etc.   

 
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 Outline on  Occupational Prestige
External
Links
  -  Project:  Occupational Prestige
Link
  -  Supplement:  Harris Interactive on Prestige, 1998
Link
  -  Supplement:  Harris Interactive on Prestige, 2002
Link
  -  Supplement:  WSJ  Presigious Occupations, 2006
Link
  Occupational Prestige (OP) is the status, honor, or level in a hierarchy given to individuals in an occupation
 
  Like class, OP is largely a subjective quality, but social scientists have quantified it through surveys
 
  OP & class interact in that the level a person attains in one partially determines the level a person attains in the other
 
  Thus, in general, the higher a person's class, the higher their occupational prestige, & vice versa
 
  A person's occupation has many social ramifications beyond its immediate instrumental & economic consequences   
  Social scientists consider occupations as a proxy for one's position in the social class structure  
  People of similar occupations, beside having similar incomes & work experiences often pursue similar patterns of leisure & consumption, share distinctive lifestyles, & are perceived in similar fashion by other members of society (Trice, 1993)  
Link
There are many different scales used to measure prestige & status, each of which varies in application to a particular social group, validity, reliability, etc.   
  Occupational classifications by the Census, i.e., the Census Classification Systems (CCS), the UN's International Standard Classification of Occupations (ISCO) system, the Dept. of Labor's Dictionary of Occupation Titles (DOT), etc. all utilize the rough ordering provided by skill & prestige  
  The National Opinion Research Center (NORC) carried out early research on occupational prestige (North & Hatt, 1947; Hodge, Siegel, & Rossi, 1964)  
  NORC survey respondents ranked occupations by the standing that members would have in the community, ranking occupations along a 100 pt. scale resulted in a high for Supreme Ct. Justices w/ a score of 89 to shoe shiners w/ a low of 27  
  Treiman, 1997, notes that similar scales have been developed in many countries, & the findings in one country tend to approximate those in other countries  
  While OP is subjective, it has remained constant over time, demonstrating the regularity & strength of social qualities, structures, culture, etc.
 
Link
See the Table on Occupational Prestige Ratings:  US Compared to 60 - Country Average
 
  OP ratings stay constant except that new occupations arise & take their place in the hierarchy, & as occupations disappear
 
  OP ratings are constant even among many industrialized nations
 
  Even some less industrialized countries such as China, have similar Occupational Prestige Ratings as the US
 
  OP ratings show that, globally, people agree that higher prestige jobs should be paid more
 
  However, it is not clear whether higher prestige in an occupation causes higher pay, or whether higher pay causes people to rate jobs as having higher prestige
 
  Parsons & the functionalists believe that higher prestige in an occupation causes higher pay
 
  Marx & the conflict theorists believe that higher pay causes people to rate jobs as having higher prestige
 
  The determinants of OP include the:
 
    - level of pay
 
    - educational requirements
 
    - amount of physical labor required by the job
 
  Occupational prestige, education, & income tend to be closely related, but there are exceptions  
  An exception to the correlation of occupational prestige, education, & income can be seen in members of the clergy who are typically highly educated, have relatively low pay, & have high prestige  
  Indicators of socio economic status (SES) often predict the general status of an occupation based on income & education  
  Duncan, 1961 & Stevens & Cho, 1985 have developed scales to measure SES  
 
The highest ranked jobs include professional occupations which are widely associated high incomes & high levels of income
 
 
Today the "classic," & oldest professions include:  doctors, professors, lawyers, & accountants  
 
New professions include airline pilots, architects, dentists, etc.  
 
Many occupations have risen in prestige & pay to be called semi professions, including firefighter, police, veterinarians, etc.  

 
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Table on Occupational Prestige Ratings:  US Compared to 60 - Country Average
Far0506
OCCUPATION
60 COUNTRY AVERAGE
US
University Professor or Dean
86
82.4
Physician
78
 81.5
University Professor
78
78.3 
 Physicist
76
73.8
 Member, Board of Directors
75
71.8
 Lawyer
73
75.7
 Architect
72
70.5
 Dentist
70
73.5
 Chemist
69
68.8
 Sociologist
67
65.0
 Airline pilot
66
70.1
 High school teacher
64
63.1
 Clergy member
60
70.5
 Personnel director
58
57.8 
 Artist
57
57.0
 Classical musician
56
55.0
 Social Worker
56
52.4
 Journalist
55
51.6
 Professional nurse
54
61.5
 Secretary
53
45.8
 Actor or actress
52
55.0
 Union official 
50
41.2
 Real estate agent
49
44.0
 Professional athlete 
48
51.4
 Farmer
47
43.7
 Motor vehicle mechanic
44
35.8
 Policeman / woman
40
47.8
 Railroad conductor
39
40.9
 Telephone operator
38
40.4 
 Jazz musician
38
37.2
 Carpenter
37
42.5
 Dancing teacher
36
32.3
 Firefighter
35
33.2
 Sales clerk
34
27.1
 Truck driver
33
31.3
 File clerk
31
30.3
 Assembly line worker
30
27.1
 Construction worker
28
26.2
 Gas station attendant
25
21.6
 Waiter
23
20.3
 Janitor
21
16.1
 Farm worker
20
21.4
 Garbage collector
13
12.6
 Shoe shiner
12
   9.3 
Note:  In a limited number of instances, there were slight differences in job titles btwn the world average and the US average.  The closest job title was used.

Source:  Occupational Prestige in Comparative Perspective by Donald J. Treiman, 1977, Academic Press. 


 
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Table on Names & Types of Prestige, Status, etc. Scales

Miller DC (1983). Handbook of research design and social measurement. 4th ed. Newbury Park, Calif. : Sage Publications.
UTA location & call number: Central Library H 62 .M44 1983 

Search the full Tests and Measures in the Social Sciences: Tests Available in Compilation Volumes.
Help   Go to: List of all Keywords, Collections examined 
To obtain any of these resources, you can:
1. Check the library closest to you to determine if it has the source volume;
2. Contact YOUR library Interlibrary Loan department or other services available at your institution. 

O.D. Duncan’s socioeconomic index (1961)
Reiss AJ; Duncan OD; Hatt PK; North CC
Pg280-282, 290-300 

Siegel’s (NORC) prestige scores (1971)
Siegel PM
Pg282-286, 290-300 

Treiman’s standard international pestige scale (1977)
Treiman DJ
Pg286-287, 290-300 

Nam Powers socioeconomic status scores (1975)
Nam CB; LaRocque J; Powers MG; Holmberg
Pg287-290, 290-300 

August B Hollingshead two factor index of social position (1965)
Hollingshead AB
Pg300-308 

Revised occupational rating scale from Warner, Meeker, and Eell’s Index of status characteristics (1949)
Warner WL; Meeker M; Eells K
Pg309-313 

Alba M Edwards social economic grouping of occupations (1934)
Edwards AM
Pg313-315 

Hemphill’s index of group dimensions (group dimensions descriptions questionnaire) (1956)
Hemphill JK
Pg316-324 

From:  http://libraries.uta.edu/helen/test&meas/Table%20of%20contents/Miller1983_contents.htm


 
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 Outline on the Legal Forms of Organizations
External 
Links
  INDIVIDUALS ARE GIVEN A SET OF RIGHTS & RESPONSIBILITIES BY THE GOVT WHILE ORGS ARE GIVEN A DIFFERENT SET   
  Hall notes an attitude shift:  seeing orgs as more responsible for criminal/negligent actions  
  Orgs are said to have standing in the legal system:  
  Organizations form / aggregate to create social structures  
  THE SOCIAL STRUCTURES ( PF REG M CEML ), & THE ORGS THAT COMPOSE, THEM HAVE A UNIQUE LEGAL STANDING   
  1.  Peers orgs have no special legal standing, though some peer unions are gaining power  
  2.  The family is an organization with very strong legal precedence behind it.  The  relationship of the parents, children, even grandparents in the family is legally defined  
  3.  Religions have legal standing similar to charities & exist w/in the separation of church & state   
  4.  Work / economic / business organizations have a legal standing, & are highly regulated  
  -  The enterprise /sole proprietorship: most common business org in terms of numbers  
  -  The partnership  
  -  The cooperative  
  -  The corporation is the most prevalent (biggest & most powerful) form of business org
x
  5.  The government has legal standing, & a unique set of laws compared to religion & business  
  6.  The military has legal standing:  legal to kill & destroy; civilian control  
  7.  Charity has legal standing & may be tax exempt  
  8.  Education in both public & private sectors has a legal standing which parallels that of govt & business  
  9.  The media has a business like legal standing enhanced by the Freedom of the Press  
  10.  Leisure / recreational orgs have a business type of legal standing, but many small leisure groups are informal orgs  
  WORKPLACES HAVE INNUMERABLE LEGAL FORMS, RIGHTS & OBLIGATIONS, ESPECIALLY W/ REGARDS TO THE CORPORATION  
  The majority of workers in the developed nations go to work each day in enormous corporations  
  Many workers do not know from day to day which corporate entity is their employer because of reorganization, acquisitions, or mergers  
  Workers do have a good idea of approximately how many people work at their particular work site  
  The term establishment is used by social scientists to denote the place to which one reports for work  
  Many small businesses have one establishment, while many corporations have numerous establishments  
  The establishment is important to workers because it is where they perform their daily tasks, interact w/ other workers, & spend most of their lives  
  The firm is the employing organization & may be organized as a corporation, enterprise, etc., as discussed above  
  The parent company is the orgl entity, usually a corporation, which may own or control several firms  
  A firm that is controlled by the parent company is called a subsidiary  
  A parent company that controls subsidiaries that are in different industries is called a conglomerate  
  A multi national corporation is a parent company that owns or controls subsidiaries in many different nations  

The End
 
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